DaveManuel.com · Institutional Ownership · Who Owns It
Alps Clean Energy (ACES)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
50
Reporting holders
$73.8M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CIBC Bancorp USA Inc. | $52.2M | 1,474,997 | 0.06% | 2q | +6.0%+$2.9M |
| Wealthfront Advisers LLC | $3.8M | 107,745 | 0.01% | 20q | +11.0%+$379.6K |
| GOLDMAN SACHS GROUP INC | $3.5M | 100,000 | 0.00% | 2q | -4.1%-$151.0K |
| BANK OF AMERICA CORP /DE/ | $2.5M | 70,133 | 0.00% | 26q | +11.8%+$263.0K |
| D. E. Shaw & Co., Inc. | $1.4M | 39,824 | 0.00% | 11q | +11.5%+$145.7K |
| Focus Partners Wealth | $1.2M | 35,121 | 0.00% | 5q | -5.6%-$73.7K |
| GTS SECURITIES LLC | $1.2M | 34,413 | 0.03% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $850.2K | 23,996 | 0.00% | 5q | -20.8%-$222.6K |
| MORGAN STANLEY | $748.9K | 21,135 | 0.00% | 25q | +15.7%+$101.8K |
| LPL Financial LLC | $718.3K | 20,275 | 0.00% | 24q | HELD |
| WELLS FARGO & COMPANY/MN | $703.8K | 19,864 | 0.00% | 22q | +43.6%+$213.7K |
| CITIGROUP INC | $680.8K | 19,214 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $658.6K | 18,590 | 0.00% | 24q | -11.3%-$83.8K |
| WAYSTONE ADVISORS LLC | $645.0K | 18,204 | 0.48% | 3q | +6.9%+$41.6K |
| UBS Group AG | $468.0K | 13,209 | 0.00% | 20q | +15.5%+$62.9K |
| JANE STREET GROUP, LLC | $408.2K | 11,520 | 0.00% | 5q | -71.7%-$1.0M |
| TRILLIUM ASSET MANAGEMENT, LLC | $301.2K | 8,500 | 0.01% | 9q | HELD |
| US BANCORP \DE\ | $287.3K | 8,109 | 0.00% | 31q | +12.0%+$30.7K |
| LaSalle St. Investment Advisors, LLC | $287.1K | 8,103 | 0.04% | 3q | +28.3%+$63.2K |
| Cetera Investment Advisers | $275.1K | 7,763 | 0.00% | 2q | +22.8%+$51.0K |
| ROYAL BANK OF CANADA | $256.0K | 7,241 | 0.00% | 28q | +384.3%+$203.1K |
| NORTHSTAR ASSET MANAGEMENT INC | $227.6K | 6,425 | 0.07% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $130.9K | 3,695 | 0.00% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $68.1K | 1,920 | 0.00% | 26q | +329.5%+$52.2K |
| Smithfield Trust Co | $50.0K | 1,412 | 0.00% | 5q | HELD |
| Aspect Partners, LLC | $24.0K | 677 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $10.7K | 302 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $10.4K | 293 | 0.00% | 3q | -69.6%-$23.8K |
| Rockefeller Capital Management L.P. | $9.5K | 267 | 0.00% | 4q | HELD |
| Geneos Wealth Management Inc. | $8.7K | 245 | 0.00% | 21q | HELD |
| NewEdge Advisors, LLC | $7.1K | 200 | 0.00% | 15q | -2.0% |
| TSFG, LLC | $6.0K | 183 | 0.00% | 16q | HELD |
| HARBOUR INVESTMENTS, INC. | $4.3K | 120 | 0.00% | 21q | HELD |
| PlanVest Financial, Inc | $3.6K | 100 | 0.00% | 2q | HELD |
| Fourth Dimension Wealth, LLC | $3.5K | 100 | 0.00% | 2q | HELD |
| Godfrey Financial Associates, Inc. | $3.5K | 100 | 0.00% | 3q | HELD |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $2.1K | 59 | 0.00% | 3q | HELD |
| FMR LLC | $1.6K | 44 | 0.00% | 2q | -74.0%-$4.4K |
| Global Retirement Partners, LLC | $1.4K | 40 | 0.00% | 5q | HELD |
| WOLFF WIESE MAGANA LLC | $1.3K | 37 | 0.00% | 5q | HELD |
| Financial Management Professionals, Inc. | $886 | 25 | 0.00% | 12q | HELD |
| Cassaday & Co Wealth Management LLC | $709 | 20 | 0.00% | 2q | HELD |
| Bear Mountain Capital, Inc. | $498 | 15 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $444 | 13 | 0.00% | new | FIRST |
| Ashton Thomas Private Wealth, LLC | $371 | 10 | 0.00% | 2q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $319 | 9 | 0.00% | 4q | +28.6% |
| Qube Research & Technologies Ltd | $106 | 3 | 0.00% | 8q | -96.4%-$2.8K |
| Blue Trust, Inc. | $106 | 3 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $64 | 1 | 0.00% | 15q | HELD |
| FIFTH THIRD BANCORP | $35 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $681.2K | 19,518 | 0 | 1 | 0 | 0.0% |
| Q2 2026 | 50 | $73.8M | 2,084,275 | 6 | 14 | 9 | 0.0% |
| Q1 2026 | 51 | $67.7M | 2,007,202 | 14 | 11 | 8 | 0.7% |
| Q4 2025 | 50 | $57.2M | 1,763,752 | 11 | 7 | 14 | 0.0% |
| Q3 2025 | 43 | $53.3M | 1,667,286 | 10 | 5 | 12 | 0.0% |
| Q2 2025 | 41 | $48.9M | 1,894,574 | 10 | 4 | 13 | 0.0% |
| Q1 2025 | 42 | $41.7M | 1,969,598 | 8 | 9 | 12 | 0.0% |
| Q4 2024 | 45 | $61.1M | 2,287,124 | 5 | 12 | 12 | 0.0% |
| Q3 2024 | 54 | $156.4M | 5,760,541 | 7 | 6 | 24 | 0.0% |
| Q2 2024 | 59 | $133.7M | 4,600,924 | 8 | 15 | 19 | 0.0% |
| Q1 2024 | 72 | $187.2M | 6,300,093 | 11 | 14 | 26 | 0.1% |
| Q4 2023 | 68 | $197.4M | 5,497,646 | 11 | 16 | 20 | 0.0% |
| Q3 2023 | 66 | $254.4M | 6,957,153 | 6 | 16 | 25 | 0.0% |
| Q2 2023 | 74 | $593.4M | 13,136,923 | 7 | 20 | 25 | 0.0% |
| Q1 2023 | 72 | $629.5M | 13,540,765 | 5 | 24 | 25 | 0.0% |
| Q4 2022 | 79 | $371.5M | 8,550,433 | 12 | 14 | 30 | 0.0% |
| Q3 2022 | 78 | $510.1M | 9,191,006 | 9 | 19 | 24 | 0.0% |
| Q2 2022 | 76 | $436.2M | 8,972,146 | 8 | 15 | 30 | 0.0% |
| Q1 2022 | 81 | $613.4M | 9,687,713 | 16 | 23 | 28 | 0.0% |
| Q4 2021 | 90 | $682.0M | 10,628,901 | 17 | 33 | 18 | 0.0% |
| Q3 2021 | 84 | $668.4M | 10,106,759 | 11 | 32 | 26 | 0.0% |
| Q2 2021 | 88 | $786.1M | 10,365,633 | 12 | 45 | 16 | 0.0% |
| Q1 2021 | 91 | $785.4M | 10,056,624 | 34 | 36 | 10 | 0.1% |
| Q4 2020 | 66 | $602.7M | 7,517,367 | 31 | 22 | 4 | 0.0% |
| Q3 2020 | 35 | $392.3M | 7,101,644 | 15 | 11 | 3 | 0.0% |
| Q2 2020 | 24 | $221.6M | 5,667,033 | 9 | 5 | 6 | 0.0% |
| Q1 2020 | 16 | $172.6M | 6,012,404 | 6 | 6 | 2 | 0.0% |
| Q4 2019 | 13 | $173.7M | 5,145,859 | 2 | 9 | 1 | 0.0% |
| Q3 2019 | 11 | $131.0M | 4,231,798 | 3 | 5 | 1 | 0.0% |
| Q2 2019 | 9 | $112.3M | 3,790,226 | 2 | 4 | 1 | 0.0% |
| Q1 2019 | 8 | $28.1M | 1,040,870 | 4 | 2 | 0 | 0.0% |
| Q4 2018 | 4 | $16.8M | 740,022 | 0 | 0 | 0 | 0.0% |