DaveManuel.com · Institutional Ownership · Who Owns It
C3 AI INC (AI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
327
Reporting holders
$1.1B
Reported value
11.8%
Calls
10.6%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $129.6M | 14,255,067 | 0.00% | 8q | +16.8%+$18.6M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $81.5M | 8,967,629 | 0.00% | 2q | +5.0%+$3.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $58.1M incl. $48.6M options CALL+PUT | 1,048,567 | 0.00% | 23q | +83.5%+$26.4M |
| VANGUARD CAPITAL MANAGEMENT LLC | $54.5M | 5,991,015 | 0.00% | 2q | +2.6%+$1.4M |
| NATIONAL BANK OF CANADA /FI/ | $51.8M incl. $50.6M options CALL+PUT | 131,500 | 0.04% | 5q | +10969.0%+$51.4M |
| CITADEL ADVISORS LLC | $45.9M incl. $29.5M options CALL+PUT | 1,809,037 | 0.01% | 23q | +151.2%+$27.6M |
| MORGAN STANLEY | $45.7M | 5,025,836 | 0.00% | 23q | -12.2%-$6.4M |
| GOLDMAN SACHS GROUP INC | $41.6M incl. $12.4M options PUT | 3,221,882 | 0.00% | 23q | -16.1%-$8.0M |
| BNP PARIBAS FINANCIAL MARKETS | $33.5M incl. $1.3M options PUT | 3,543,864 | 0.01% | 7q | +100.9%+$16.8M |
| STATE STREET CORP | $31.7M | 3,488,324 | 0.00% | 22q | +10.7%+$3.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $31.2M | 3,431,376 | 0.00% | 22q | +17.3%+$4.6M |
| MILLENNIUM MANAGEMENT LLC | $28.6M incl. $90.9K options PUT | 3,136,646 | 0.01% | 23q | +10.1%+$2.6M |
| HRT FINANCIAL LP | $27.7M incl. $752.0K options OPT | 3,048,468 | 0.05% | 7q | +313.4%+$21.0M |
| JANE STREET GROUP, LLC | $27.3M incl. $26.7M options CALL+PUT | 61,369 | 0.00% | 23q | -91.8%-$305.6M |
| BANK OF AMERICA CORP /DE/ | $26.1M | 2,872,364 | 0.00% | 23q | -12.5%-$3.7M |
| Tidal Investments LLC | $24.6M incl. $20.6M options CALL | 445,780 | 0.04% | 13q | +126.9%+$13.8M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $21.7M | 2,390,187 | 0.03% | 9q | +1.4%+$299.4K |
| FEDERATED HERMES, INC. | $20.7M | 2,279,734 | 0.03% | 6q | +200.3%+$13.8M |
| Point72 Asset Management, L.P. | $18.2M incl. $13.1M options CALL+PUT | 568,406 | 0.02% | 3q | +153.9%+$11.0M |
| UBS Group AG | $14.2M incl. $227.7K options CALL | 1,534,477 | 0.00% | 23q | -12.7%-$2.1M |
| CAPITAL FUND MANAGEMENT S.A. | $14.0M incl. $2.3M options CALL+PUT | 1,279,579 | 0.06% | 18q | +84.4%+$6.4M |
| D. E. Shaw & Co., Inc. | $13.0M incl. $7.5M options CALL+PUT | 601,630 | 0.01% | 21q | +137.0%+$7.5M |
| MARSHALL WACE, LLP | $12.8M incl. $909 options PUT | 1,409,186 | 0.01% | 8q | -37.4%-$7.6M |
| IMC-Chicago, LLC | $11.5M incl. $9.8M options CALL+PUT | 193,393 | 0.00% | 19q | +86.0%+$5.3M |
| JPMORGAN CHASE & CO | $11.1M | 1,250,864 | 0.00% | 22q | -17.9%-$2.4M |
| NORTHERN TRUST CORP | $10.6M | 1,168,464 | 0.00% | 22q | +12.3%+$1.2M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $10.0M | 1,103,752 | 0.00% | 22q | +6.1%+$576.7K |
| TUDOR INVESTMENT CORP ET AL | $9.8M incl. $662.7K options CALL+PUT | 1,001,584 | 0.01% | 23q | +516.0%+$8.2M |
| Optiver Holding B.V. | $9.6M CALL+PUT | options only | 0.00% | 4q | OPTIONS |
| FIRST TRUST ADVISORS LP | $9.2M | 1,016,575 | 0.01% | 18q | -16.4%-$1.8M |
| VANGUARD FIDUCIARY TRUST CO | $7.9M | 869,065 | 0.00% | 2q | HELD |
| Defiance ETFs, LLC | $7.8M | 825,640 | 0.11% | 3q | +63.5%+$3.0M |
| Penserra Capital Management LLC | $7.4M | 810,280 | 0.06% | 4q | +60.5%+$2.8M |
| Bank of New York Mellon Corp | $6.8M | 747,378 | 0.00% | 23q | +8.2%+$515.3K |
| Walleye Trading LLC | $6.7M incl. $4.8M options CALL+PUT | 204,914 | 0.01% | 23q | +434.4%+$5.4M |
| SIMPLEX TRADING, LLC | $5.7M incl. $5.1M options CALL+PUT | 63,187 | 0.00% | 23q | +8.7%+$457.5K |
| Jump Financial, LLC | $5.7M | 626,013 | 0.05% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $5.6M | 615,324 | 0.00% | 4q | -53.4%-$6.4M |
| Public Sector Pension Investment Board | $5.6M | 611,500 | 0.01% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $5.2M | 573,468 | 0.00% | 14q | -45.1%-$4.3M |
| ALGERT GLOBAL LLC | $5.1M | 557,970 | 0.06% | 2q | +17.7%+$761.8K |
| AQR CAPITAL MANAGEMENT LLC | $4.6M | 507,867 | 0.00% | 2q | +189.2%+$3.0M |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $4.0M | 442,139 | 0.02% | 3q | -18.9%-$939.1K |
| PEAK6 LLC | $3.8M incl. $2.8M options CALL+PUT | 120,074 | 0.01% | 7q | +10.6%+$368.3K |
| Crawford Fund Management, LLC | $3.7M PUT | options only | 0.57% | 11q | OPTIONS |
| GROUP ONE TRADING LLC | $3.6M incl. $2.2M options CALL+PUT | 161,920 | 0.01% | 6q | +50.9%+$1.2M |
| Trexquant Investment LP | $3.5M | 386,820 | 0.02% | new | NEW |
| CITIGROUP INC | $3.3M | 364,679 | 0.00% | 23q | +10.1%+$304.2K |
| Zweig-DiMenna Associates LLC | $3.3M | 362,450 | 0.30% | 2q | +13.6%+$395.4K |
| Invesco Ltd. | $3.3M | 360,673 | 0.00% | 23q | +21.7%+$583.9K |
| Nuveen, LLC | $3.2M | 352,584 | 0.00% | 6q | +3.4%+$106.6K |
| Edgestream Partners, L.P. | $3.2M | 350,004 | 0.09% | 5q | -46.9%-$2.8M |
| Walleye Capital LLC | $3.0M incl. $2.5M options CALL+PUT | 46,103 | 0.01% | 15q | +937.0%+$2.7M |
| SG Americas Securities, LLC | $2.9M | 320,550 | 0.00% | 17q | -21.4%-$791.3K |
| Mitsubishi UFJ Asset Management Co., Ltd. | $2.9M | 316,532 | 0.00% | 8q | +137.8%+$1.7M |
| Engineers Gate Manager LP | $2.9M | 314,126 | 0.04% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.7M | 299,866 | 0.00% | 23q | +21.9%+$490.0K |
| GREAT LAKES ADVISORS, LLC | $2.7M | 296,108 | 0.02% | new | NEW |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $2.5M | 274,686 | 0.05% | 3q | +9.7%+$221.6K |
| Swiss National Bank | $2.5M | 270,300 | 0.00% | 21q | +4.8%+$111.8K |
| Squarepoint Ops LLC | $2.4M incl. $1.5M options CALL+PUT | 97,711 | 0.00% | 16q | HELD |
| BARCLAYS PLC | $2.2M | 247,107 | 0.00% | 18q | -25.2%-$756.4K |
| Brevan Howard Capital Management LP | $2.2M | 241,560 | 0.02% | 5q | +109.8%+$1.1M |
| Numerai GP LLC | $2.1M | 229,111 | 0.17% | 4q | +19.2%+$335.1K |
| DOW CHEMICAL CO /DE/ | $2.0M | 222,098 | 0.88% | 22q | HELD |
| Tiller Private Wealth, Inc. | $2.0M | 222,090 | 0.63% | 5q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.9M | 210,505 | 0.00% | 20q | +31.7%+$460.6K |
| Cerity Partners LLC | $1.9M | 207,547 | 0.00% | 11q | +0.6%+$11.0K |
| WELLS FARGO & COMPANY/MN | $1.8M | 202,059 | 0.00% | 23q | +9.6%+$161.6K |
| Deeter Investments LLP | $1.8M | 200,000 | 0.25% | new | NEW |
| Perigon Wealth Management, LLC | $1.7M | 183,834 | 0.03% | 22q | HELD |
| Entropy Technologies, LP | $1.7M | 182,213 | 0.07% | 7q | +25.3%+$334.3K |
| RHUMBLINE ADVISERS | $1.6M | 179,453 | 0.00% | 22q | +14.6%+$207.8K |
| LPL Financial LLC | $1.6M | 178,352 | 0.00% | 23q | +5.7%+$87.6K |
| Creative Planning | $1.6M | 175,233 | 0.00% | 23q | +16.7%+$228.0K |
| Atom Investors LP | $1.5M | 168,770 | 0.14% | 5q | -6.9%-$113.4K |
| PDT Partners, LLC | $1.5M | 159,866 | 0.08% | 3q | HELD |
| Quantbot Technologies LP | $1.5M | 159,834 | 0.06% | 6q | -65.0%-$2.7M |
| Schonfeld Strategic Advisors LLC | $1.4M | 152,944 | 0.00% | 5q | +13.2%+$162.5K |
| DARK FOREST CAPITAL MANAGEMENT LP | $1.4M | 149,341 | 0.09% | 3q | +29.7%+$310.5K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.3M | 145,767 | 0.00% | 22q | -13.7%-$210.7K |
| DEUTSCHE BANK AG\ | $1.3M | 143,042 | 0.00% | 23q | +26.4%+$271.9K |
| Russell Investments Group, Ltd. | $1.3M | 139,923 | 0.00% | 14q | +40.6%+$367.1K |
| ALLIANCEBERNSTEIN L.P. | $1.3M | 150,768 | 0.00% | 23q | -1.4%-$18.1K |
| AXQ CAPITAL, LP | $1.2M | 136,155 | 0.13% | 2q | +53.6%+$431.7K |
| XTX Topco Ltd | $1.2M | 130,335 | 0.02% | 4q | +397.5%+$946.6K |
| Virtu Financial LLC | $1.2M | 129,330 | 0.04% | new | NEW |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.0M | 114,521 | 0.00% | 2q | HELD |
| Compagnie Lombard Odier SCmA | $999.9K | 110,000 | 0.01% | 4q | HELD |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $997.7K | 109,758 | 0.00% | 3q | -61.1%-$1.6M |
| PHILADELPHIA TRUST CO | $966.0K | 106,290 | 0.06% | 4q | -46.2%-$829.2K |
| Themes Management Co LLC | $938.5K | 103,241 | 0.62% | 3q | -9.4%-$97.0K |
| Legal & General Group Plc | $927.1K | 101,986 | 0.00% | 23q | -11.1%-$115.7K |
| Cresset Asset Management, LLC | $890.1K | 97,915 | 0.00% | 9q | HELD |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $885.2K | 97,378 | 0.00% | 21q | +43.5%+$268.3K |
| SBI Securities Co., Ltd. | $829.4K | 91,239 | 0.02% | 7q | -9.4%-$86.2K |
| Quantinno Capital Management LP | $816.5K | 89,821 | 0.00% | 5q | -17.8%-$176.6K |
| 180 WEALTH ADVISORS, LLC | $813.9K | 89,538 | 0.08% | 4q | +14.6%+$103.5K |
| GSA CAPITAL PARTNERS LLP | $753.0K | 82,816 | 0.05% | 3q | -38.9%-$479.8K |
| HSBC HOLDINGS PLC | $740.7K | 81,575 | 0.00% | 23q | -22.3%-$213.2K |
Showing the largest 100 of 327 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-08-27 | 2026-08-25 | Directors or officers departed or appointed | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-01 | Ehikian Stephen Bradley | Chief Executive Officer | Sold | 50,542 | $477.6K |
| 2026-06-30 | Lath Hitesh | CHIEF FINANCIAL OFFICER | Sold | 48,619 | $426.4K ×2 |
| 2026-06-16 | Lath Hitesh | CHIEF FINANCIAL OFFICER | Sold | 34,210 | $374.6K |
| 2026-10-12 | Lath Hitesh | CHIEF FINANCIAL OFFICER | Sold | 20,000 | $247.4K |
| 2026-09-16 | Lath Hitesh | CHIEF FINANCIAL OFFICER | Sold | 21,077 | $220.9K |
| 2026-08-04 | Lath Hitesh | CHIEF FINANCIAL OFFICER | Sold | 20,000 | $200.0K |
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-15 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 472,005 | $5.2M |
| 2026-10-13 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 435,363 | $5.1M |
| 2026-08-11 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 453,314 | $4.8M |
| 2026-05-15 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 369,624 | $3.2M |
| 2026-09-15 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 282,001 | $3.1M |
| 2026-07-14 | SIEBEL THOMAS M | CEO and Chairman of the Board | Sold | 264,100 | $2.4M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 75 | $12.6M | 1,132,050 | 16 | 11 | 23 | 1.3% |
| Q2 2026 | 327 | $1.1B | 97,337,005 | 44 | 129 | 71 | 22.5% |
| Q1 2026 | 322 | $966.8M | 85,152,428 | 50 | 94 | 97 | 26.0% |
| Q4 2025 | 349 | $1.6B | 78,607,458 | 63 | 106 | 91 | 32.5% |
| Q3 2025 | 336 | $2.0B | 69,239,640 | 52 | 113 | 101 | 40.9% |
| Q2 2025 | 379 | $2.5B | 68,339,432 | 81 | 120 | 102 | 32.8% |
| Q1 2025 | 352 | $2.0B | 68,115,214 | 52 | 136 | 68 | 27.5% |
| Q4 2024 | 386 | $3.4B | 66,787,246 | 83 | 99 | 102 | 32.6% |
| Q3 2024 | 326 | $2.1B | 59,806,904 | 39 | 95 | 97 | 30.5% |
| Q2 2024 | 344 | $2.6B | 56,095,233 | 66 | 99 | 98 | 38.3% |
| Q1 2024 | 315 | $2.1B | 53,974,041 | 39 | 105 | 88 | 31.2% |
| Q4 2023 | 325 | $2.5B | 57,654,698 | 43 | 122 | 72 | 33.2% |
| Q3 2023 | 308 | $2.1B | 47,452,931 | 48 | 117 | 70 | 42.7% |
| Q2 2023 | 331 | $2.8B | 45,356,337 | 83 | 105 | 93 | 41.1% |
| Q1 2023 | 313 | $2.4B | 53,363,974 | 133 | 86 | 56 | 25.2% |
| Q4 2022 | 214 | $557.7M | 44,202,268 | 47 | 56 | 66 | 11.3% |
| Q3 2022 | 208 | $4.4B | 288,271,874 | 41 | 60 | 57 | 2.1% |
| Q2 2022 | 199 | $1.3B | 62,882,243 | 34 | 54 | 63 | 11.1% |
| Q1 2022 | 221 | $1.7B | 65,857,523 | 34 | 75 | 48 | 11.7% |
| Q4 2021 | 253 | $3.0B | 86,088,000 | 57 | 91 | 55 | 11.4% |
| Q3 2021 | 237 | $3.8B | 73,609,515 | 49 | 96 | 49 | 11.2% |
| Q2 2021 | 238 | $5.2B | 74,603,865 | 68 | 86 | 37 | 9.9% |
| Q1 2021 | 203 | $4.6B | 64,185,202 | 103 | 61 | 22 | 9.0% |
| Q4 2020 | 157 | $6.8B | 46,564,394 | 156 | 0 | 0 | 5.1% |
| Q3 2020 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $7.0K | 105 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $7.0K | 105 | 1 | 0 | 0 | 0.0% |