DaveManuel.com · Institutional Ownership · Who Owns It
TCW ETF TRUST (AIFD)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
32
Reporting holders
$41.9M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $10.8M | 194,642 | 0.00% | 4q | +344.9%+$8.4M |
| TCW GROUP INC | $7.7M | 138,153 | 0.05% | 9q | +46.3%+$2.4M |
| RAYMOND JAMES FINANCIAL INC | $5.4M | 97,715 | 0.00% | 5q | +296.5%+$4.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.0M | 71,660 | 0.00% | 9q | +5.4%+$203.6K |
| Cambridge Investment Research Advisors, Inc. | $1.9M | 33,872 | 0.00% | 5q | +211.4%+$1.3M |
| TRUIST FINANCIAL CORP | $1.3M | 23,353 | 0.00% | 2q | +274.0%+$948.4K |
| Global Retirement Partners, LLC | $1.2M | 21,641 | 0.02% | 3q | +12.2%+$130.6K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 19,300 | 0.00% | 9q | +15.6%+$144.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $869.6K | 15,687 | 0.00% | 2q | -44.8%-$704.7K |
| Lido Advisors, LLC | $798.9K | 14,413 | 0.00% | new | NEW |
| Mesirow Financial Investment Management, Inc. | $750.3K | 13,536 | 0.01% | 2q | +117.3%+$405.0K |
| KPP Advisory Services LLC | $688.5K | 12,421 | 0.09% | new | NEW |
| Sigma Planning Corp | $686.7K | 12,388 | 0.02% | 9q | -7.1%-$52.1K |
| OSAIC HOLDINGS, INC. | $578.3K | 10,434 | 0.00% | 9q | +47.3%+$185.7K |
| Mutual Advisors, LLC | $555.4K | 10,020 | 0.01% | 5q | -1.5%-$8.3K |
| HighTower Advisors, LLC | $549.9K | 9,920 | 0.00% | 7q | +1.0%+$5.3K |
| CITADEL ADVISORS LLC | $543.5K | 9,805 | 0.00% | 3q | +42.2%+$161.3K |
| MML INVESTORS SERVICES, LLC | $513.7K | 9,268 | 0.00% | 2q | +28.0%+$112.4K |
| GK Wealth Management LLC | $437.0K | 7,884 | 0.23% | new | NEW |
| Corient Private Wealth LP | $388.0K | 7,000 | 0.00% | 6q | HELD |
| J.W. COLE ADVISORS, INC. | $327.3K | 5,905 | 0.01% | 4q | HELD |
| Revisor Wealth Management LLC | $308.1K | 5,558 | 0.07% | new | NEW |
| Cyndeo Wealth Partners, LLC | $240.6K | 4,341 | 0.01% | new | NEW |
| Belvedere Trading LLC | $217.0K incl. $11.1K options CALL+PUT | 3,715 | 0.00% | new | NEW |
| FMR LLC | $47.0K | 848 | 0.00% | 8q | +17.3%+$6.9K |
| MORGAN STANLEY | $40.6K | 733 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $33.6K | 606 | 0.00% | 4q | HELD |
| Larson Financial Group LLC | $17.0K | 307 | 0.00% | 3q | HELD |
| JPMORGAN CHASE & CO | $11.7K | 219 | 0.00% | new | NEW |
| UBS Group AG | $9.4K | 170 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $7.5K | 135 | 0.00% | new | NEW |
| Front Row Advisors LLC | $5.7K | 109 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $6.8M | 126,222 | 3 | 3 | 2 | 0.0% |
| Q2 2026 | 32 | $41.9M | 755,758 | 10 | 14 | 3 | 0.0% |
| Q1 2026 | 25 | $15.8M | 410,128 | 6 | 4 | 7 | 0.0% |
| Q4 2025 | 24 | $10.9M | 290,319 | 6 | 11 | 2 | 0.0% |
| Q3 2025 | 19 | $9.0M | 254,934 | 5 | 5 | 3 | 0.0% |
| Q2 2025 | 21 | $10.3M | 335,332 | 7 | 4 | 8 | 0.0% |
| Q1 2025 | 18 | $6.2M | 258,974 | 5 | 5 | 5 | 0.0% |
| Q4 2024 | 16 | $7.5M | 254,427 | 5 | 6 | 3 | 0.0% |
| Q3 2024 | 13 | $5.7M | 210,984 | 1 | 2 | 5 | 0.0% |
| Q2 2024 | 14 | $8.2M | 292,981 | 14 | 0 | 0 | 0.0% |