DaveManuel.com · Institutional Ownership · Who Owns It
THE ALGER ETF TRUST (ALAI)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
85
Reporting holders
$306.8M
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arkadios Wealth Advisors | $61.2M | 1,339,871 | 0.93% | 5q | +15.9%+$8.4M |
| LPL Financial LLC | $48.4M | 1,061,213 | 0.01% | 5q | -2.0%-$986.6K |
| Goldstein Advisors, LLC | $29.1M | 638,243 | 2.66% | 4q | -6.4%-$2.0M |
| TRAPHAGEN INVESTMENT ADVISORS LLC | $18.9M | 413,367 | 1.35% | 3q | +29.7%+$4.3M |
| WELLS FARGO & COMPANY/MN | $18.2M | 398,395 | 0.00% | 3q | +188.5%+$11.9M |
| GREAT VALLEY ADVISOR GROUP, INC. | $12.5M | 273,286 | 0.20% | 5q | +20.4%+$2.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.4M | 204,869 | 0.01% | 8q | +2.2%+$197.8K |
| Ocean Park Asset Management, LLC | $6.4M | 140,332 | 0.31% | new | NEW |
| STIFEL FINANCIAL CORP | $6.2M | 135,742 | 0.01% | 4q | +22.1%+$1.1M |
| Colonial River Investments, LLC | $6.1M | 134,688 | 1.75% | 4q | +311.9%+$4.7M |
| Sunrise Financial Services, LLC | $5.4M | 117,333 | 3.18% | 2q | +5.1%+$259.4K |
| Prosperity Financial Group, Inc. | $5.3M | 115,559 | 1.63% | new | NEW |
| Proactive Wealth Strategies LLC | $5.2M | 113,128 | 0.83% | 2q | +38.5%+$1.4M |
| Cambridge Investment Research Advisors, Inc. | $5.0M | 109,020 | 0.01% | 7q | +113.9%+$2.6M |
| Onyx Bridge Wealth Group LLC | $4.6M | 101,124 | 0.42% | 7q | +2.0%+$92.7K |
| RAYMOND JAMES FINANCIAL INC | $4.4M | 96,338 | 0.00% | 3q | +53.2%+$1.5M |
| NWM ADVISORS, LLC | $3.6M | 79,266 | 2.85% | 3q | +7.3%+$245.1K |
| Stratos Wealth Partners, LTD. | $3.6M | 78,737 | 0.04% | 4q | -18.9%-$837.0K |
| NewEdge Advisors, LLC | $3.4M | 75,386 | 0.01% | 5q | -22.9%-$1.0M |
| Noble Wealth Management PBC | $3.0M | 66,568 | 1.36% | 4q | -6.4%-$208.6K |
| Apollon Financial, LLC | $2.7M | 59,706 | 0.32% | 4q | +7.4%+$186.8K |
| SMITH, MOORE & CO. | $2.7M | 58,777 | 0.17% | 3q | +36.8%+$721.1K |
| &PARTNERS | $2.6M | 57,701 | 0.01% | 6q | +27.2%+$563.7K |
| ROYAL BANK OF CANADA | $2.3M | 50,636 | 0.00% | 4q | -68.0%-$4.9M |
| Berbice Capital Management LLC | $2.3M | 49,514 | 1.17% | 4q | +5.5%+$118.7K |
| Sanctuary Advisors, LLC | $2.2M | 47,494 | 0.01% | 5q | -3.1%-$69.8K |
| Private Advisor Group, LLC | $1.8M | 39,870 | 0.01% | 4q | -14.9%-$318.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 39,501 | 0.00% | 6q | -71.0%-$4.4M |
| PCG Wealth Advisors, LLC | $1.6M | 35,845 | 0.36% | 4q | +4.3%+$67.2K |
| MONECO ADVISORS, LLC | $1.6M | 34,649 | 0.10% | new | NEW |
| Aurora Private Wealth, Inc. | $1.6M | 34,561 | 1.00% | 4q | +65.7%+$625.5K |
| OSAIC HOLDINGS, INC. | $1.5M | 32,301 | 0.00% | 7q | +18.9%+$234.5K |
| FRED ALGER MANAGEMENT, LLC | $1.3M | 28,104 | 0.00% | 8q | HELD |
| Western Wealth Management, LLC | $1.2M | 27,182 | 0.04% | 4q | -0.8%-$9.9K |
| Kingsview Wealth Management, LLC | $1.2M | 26,169 | 0.01% | 4q | +1.3%+$14.9K |
| HighTower Advisors, LLC | $1.2M | 25,710 | 0.00% | 7q | HELD |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $1.1M | 25,829 | 0.05% | 6q | +11.9%+$120.7K |
| Sankala Group LLC | $935.3K | 20,879 | 0.62% | 3q | +64.1%+$365.2K |
| Brookwood Investment Group LLC | $889.2K | 19,483 | 0.10% | 3q | +4.2%+$35.9K |
| PMG Wealth Management, Inc. | $845.7K | 18,529 | 0.52% | 3q | +6.9%+$54.4K |
| HighPoint Advisor Group LLC | $816.6K | 17,892 | 0.03% | new | NEW |
| FLAGSHIP HARBOR ADVISORS, LLC | $807.9K | 17,701 | 0.03% | 2q | -1.2%-$9.5K |
| OPPENHEIMER & CO INC | $733.6K | 16,073 | 0.01% | 2q | -9.1%-$73.4K |
| BANK OF AMERICA CORP /DE/ | $682.4K | 14,952 | 0.00% | new | NEW |
| Triton Wealth Management, PLLC | $607.2K | 13,633 | 0.19% | 4q | -4.8%-$30.9K |
| Equitable Holdings, Inc. | $596.0K | 13,059 | 0.00% | 4q | +7.6%+$42.1K |
| Cetera Investment Advisers | $589.9K | 12,925 | 0.00% | 3q | +86.9%+$274.3K |
| PRESILIUM PRIVATE WEALTH, LLC | $547.2K | 11,990 | 0.08% | new | NEW |
| Mutual Advisors, LLC | $521.7K | 11,430 | 0.01% | 4q | +5.1%+$25.5K |
| Western Pacific Wealth Management, LP | $493.6K | 10,815 | 0.45% | new | NEW |
| National Philanthropic Trust | $488.0K | 10,693 | 0.01% | 3q | HELD |
| Integrated Wealth Concepts LLC | $462.1K | 10,125 | 0.00% | 4q | +5.9%+$25.8K |
| Perennial Investment Advisors, LLC | $461.3K | 10,108 | 0.03% | new | NEW |
| WEALTH EFFECTS LLC | $442.7K | 9,701 | 0.12% | 5q | +1.3%+$5.7K |
| Hibernia Wealth Partners, LLC | $436.4K | 9,561 | 0.24% | new | NEW |
| IHT Wealth Management, LLC | $368.0K | 8,063 | 0.01% | 7q | -65.3%-$693.9K |
| Prospect Financial Services LLC | $362.6K | 7,945 | 0.18% | 4q | +5.4%+$18.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $354.9K | 7,823 | 0.00% | 3q | -9.0%-$35.3K |
| Atria Investments, Inc | $344.0K | 7,536 | 0.00% | 5q | -22.8%-$101.5K |
| Three Magnolias Financial Advisors, LLC | $342.5K | 7,505 | 0.19% | new | NEW |
| Trek Financial, LLC | $329.8K | 7,226 | 0.02% | new | NEW |
| TRUIST FINANCIAL CORP | $317.4K | 6,955 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $314.9K | 6,900 | 0.02% | 2q | +96.0%+$154.3K |
| XML Financial, LLC | $302.4K | 6,625 | 0.02% | 2q | +5.5%+$15.7K |
| Whipplewood Advisors, LLC | $281.0K | 6,157 | 0.19% | 7q | -87.8%-$2.0M |
| Snowden Capital Advisors LLC | $232.1K | 5,085 | 0.01% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $219.8K | 4,816 | 0.01% | 3q | HELD |
| SHEETS SMITH WEALTH MANAGEMENT | $219.1K | 4,801 | 0.02% | new | NEW |
| Impact Partnership Wealth, LLC | $209.1K | 4,582 | 0.02% | new | NEW |
| PRIVATE TRUST CO NA | $174.3K | 3,819 | 0.01% | 4q | -48.6%-$164.7K |
| Essential Investment Partners LLC | $146.5K | 3,210 | 0.12% | 3q | HELD |
| WPG Advisers, LLC | $107.7K | 2,360 | 0.06% | new | NEW |
| Farther Finance Advisors, LLC | $58.6K | 1,283 | 0.00% | 4q | HELD |
| Grove Bank & Trust | $57.7K | 1,264 | 0.01% | 4q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $42.9K | 940 | 0.01% | 3q | HELD |
| Hilton Head Capital Partners, LLC | $32.2K | 706 | 0.02% | 3q | +45.6%+$10.1K |
| Global Retirement Partners, LLC | $22.8K | 500 | 0.00% | new | NEW |
| FMR LLC | $18.6K | 408 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $11.5K | 253 | 0.00% | 4q | -94.7%-$204.4K |
| Vision Retirement, LLC | $10.3K | 226 | 0.00% | new | NEW |
| MORGAN STANLEY | $10.1K | 222 | 0.00% | new | NEW |
| MPWM ADVISORY SOLUTIONS, LLC | $9.1K | 200 | 0.00% | new | NEW |
| US BANCORP \DE\ | $6.3K | 138 | 0.00% | 2q | HELD |
| Tradewinds Capital Management, LLC | $4.6K | 101 | 0.00% | 2q | HELD |
| LANARK FINANCIAL, INC. | $4.6K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 32 | $85.0M | 1,829,103 | 3 | 16 | 9 | 0.0% |
| Q2 2026 | 85 | $306.8M | 6,723,312 | 22 | 34 | 19 | 0.0% |
| Q1 2026 | 69 | $198.2M | 5,996,198 | 10 | 39 | 12 | 0.0% |
| Q4 2025 | 70 | $185.4M | 5,136,574 | 18 | 32 | 9 | 0.0% |
| Q3 2025 | 48 | $148.8M | 3,968,490 | 28 | 15 | 2 | 0.0% |
| Q2 2025 | 21 | $39.8M | 1,287,122 | 10 | 9 | 1 | 0.0% |
| Q1 2025 | 11 | $5.6M | 241,228 | 4 | 5 | 1 | 0.0% |
| Q4 2024 | 10 | $5.0M | 190,811 | 7 | 2 | 0 | 0.0% |
| Q3 2024 | 2 | $378.5K | 16,290 | 2 | 0 | 0 | 0.0% |