DaveManuel.com · Institutional Ownership · Who Owns It
ALX ONCOLOGY HLDGS INC COM (ALXO)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
96
Reporting holders
$219.6M
Reported value
76.6%
Of shares outstanding
0.1%
Calls
0.0%
Puts
+24
Holder change
Institutions report 105,937,916 shares against 138,276,997 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RA CAPITAL MANAGEMENT, L.P. | $26.9M | 13,011,849 | 0.23% | 2q | HELD |
| venBio Partners LLC | $26.7M | 12,884,638 | 5.14% | 24q | HELD |
| BlackRock, Inc. | $15.3M | 7,399,530 | 0.00% | 8q | +1552.4%+$14.4M |
| Redmile Group, LLC | $15.3M | 7,392,504 | 1.03% | 24q | -7.2%-$1.2M |
| Blackstone Inc. | $13.6M | 6,593,543 | 0.04% | 2q | +13.2%+$1.6M |
| Driehaus Capital Management LLC | $12.5M | 6,025,240 | 0.07% | 4q | +5.1%+$601.6K |
| SILVERARC CAPITAL MANAGEMENT, LLC | $11.9M | 5,744,757 | 1.24% | new | NEW |
| TCG Crossover Management, LLC | $11.7M | 5,655,487 | 0.28% | 2q | -56.5%-$15.2M |
| VANGUARD CAPITAL MANAGEMENT LLC | $10.3M | 4,973,436 | 0.00% | 2q | +19.0%+$1.6M |
| Vivo Capital, LLC | $6.6M | 3,184,713 | 0.60% | 2q | HELD |
| MARSHALL WACE, LLP | $6.4M | 3,071,496 | 0.01% | 6q | -18.3%-$1.4M |
| 5AM Venture Management, LLC | $6.3M | 3,057,325 | 2.20% | 2q | HELD |
| Almitas Capital LLC | $6.1M | 2,938,431 | 1.46% | 7q | -7.4%-$487.3K |
| ORBIMED ADVISORS LLC | $5.9M | 2,866,256 | 0.11% | 2q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $5.8M | 2,787,809 | 0.00% | 24q | +465.0%+$4.7M |
| TWO SIGMA INVESTMENTS, LP | $4.5M | 2,178,176 | 0.00% | 11q | +37.2%+$1.2M |
| MILLENNIUM MANAGEMENT LLC | $3.2M | 1,543,594 | 0.00% | 19q | -22.4%-$921.1K |
| Nantahala Capital Management, LLC | $3.1M | 1,500,000 | 0.05% | new | NEW |
| STATE STREET CORP | $3.1M | 1,498,905 | 0.00% | 24q | +752.5%+$2.7M |
| ACADIAN ASSET MANAGEMENT LLC | $2.7M | 1,313,490 | 0.00% | 8q | +19.3%+$438.8K |
| JPMORGAN CHASE & CO | $2.3M | 1,044,728 | 0.00% | 24q | +1055180.8%+$2.3M |
| NORTHERN TRUST CORP | $1.9M | 935,669 | 0.00% | 24q | +583.1%+$1.7M |
| Ensign Peak Advisors, Inc | $1.7M | 810,297 | 0.00% | 2q | -14.8%-$290.3K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.6M | 749,229 | 0.00% | 2q | +665.4%+$1.3M |
| VANGUARD FIDUCIARY TRUST CO | $1.5M | 743,491 | 0.00% | 2q | +152.5%+$929.5K |
| GOLDMAN SACHS GROUP INC | $1.5M | 742,331 | 0.00% | 24q | +435.6%+$1.2M |
| RENAISSANCE TECHNOLOGIES LLC | $1.2M | 603,797 | 0.00% | 6q | -17.6%-$266.6K |
| ADAR1 Capital Management, LLC | $1.1M | 533,660 | 0.05% | new | NEW |
| UBS Group AG | $958.3K | 462,943 | 0.00% | 15q | -49.4%-$935.2K |
| GSA CAPITAL PARTNERS LLP | $856.0K | 413,545 | 0.05% | 5q | +499.5%+$713.2K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $499.1K | 241,113 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $493.6K | 238,447 | 0.00% | new | NEW |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $468.0K | 226,072 | 0.01% | 4q | +197.2%+$310.5K |
| Atom Investors LP | $454.1K | 219,382 | 0.04% | new | NEW |
| IEQ CAPITAL, LLC | $363.0K | 175,382 | 0.00% | 4q | +90.2%+$172.1K |
| MORGAN STANLEY | $326.8K | 157,873 | 0.00% | 24q | +59.7%+$122.2K |
| Invesco Ltd. | $310.3K | 149,923 | 0.00% | 2q | +1265.4%+$287.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $306.3K incl. $51.3K options CALL | 123,157 | 0.00% | 23q | -90.7%-$3.0M |
| Nuveen, LLC | $297.3K | 143,645 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $223.3K | 107,902 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $222.4K | 107,428 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $206.8K | 99,926 | 0.00% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $186.0K | 89,779 | 0.00% | new | NEW |
| Verdad Advisers, LP | $170.2K | 82,200 | 0.16% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $157.4K | 76,032 | 0.00% | 24q | -86.8%-$1.0M |
| Graham Capital Management, L.P. | $154.9K | 74,821 | 0.00% | 2q | +98.3%+$76.8K |
| XTX Topco Ltd | $144.2K | 69,657 | 0.00% | 2q | +57.8%+$52.8K |
| MetLife Investment Management, LLC | $134.5K | 64,959 | 0.00% | new | NEW |
| CITIGROUP INC | $104.8K | 50,635 | 0.00% | 2q | +297752.9%+$104.8K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $102.8K | 49,682 | 0.00% | new | NEW |
| Squarepoint Ops LLC | $97.0K | 46,869 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $89.1K | 43,038 | 0.00% | 2q | +331.8%+$68.5K |
| AXQ CAPITAL, LP | $83.9K | 40,553 | 0.01% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $80.8K | 38,011 | 0.00% | 9q | HELD |
| CITADEL ADVISORS LLC | $74.9K CALL | options only | 0.00% | 23q | OPTIONS |
| NEW YORK STATE COMMON RETIREMENT FUND | $68.5K | 33,100 | 0.00% | new | NEW |
| BARCLAYS PLC | $68.1K | 32,884 | 0.00% | 18q | +212.7%+$46.3K |
| Police & Firemen's Retirement System of New Jersey | $65.9K | 31,822 | 0.00% | new | NEW |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $64.2K | 30,997 | 0.00% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $52.8K | 26,340 | 0.00% | new | NEW |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $52.8K | 25,507 | 0.00% | new | NEW |
| HC Advisors, LLC | $47.4K | 22,900 | 0.03% | 8q | HELD |
| Callan Family Office, LLC | $46.4K | 22,419 | 0.00% | 5q | HELD |
| VOYA INVESTMENT MANAGEMENT LLC | $44.4K | 21,461 | 0.00% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $44.4K | 21,434 | 0.00% | new | NEW |
| GROUP ONE TRADING LLC | $44.1K CALL | options only | 0.00% | 12q | OPTIONS |
| CAXTON CORP | $43.4K | 20,946 | 2.34% | 2q | HELD |
| INTECH INVESTMENT MANAGEMENT LLC | $40.2K | 19,424 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $38.2K | 18,451 | 0.00% | new | NEW |
| Bronte Capital Management Pty Ltd. | $37.5K | 18,095 | 0.00% | new | NEW |
| JSF Financial, LLC | $36.2K | 17,500 | 0.01% | 7q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $34.4K | 16,616 | 0.00% | 7q | +3465.7%+$33.4K |
| PRUDENTIAL FINANCIAL INC | $33.9K | 16,385 | 0.00% | new | NEW |
| MONETA GROUP INVESTMENT ADVISORS LLC | $31.5K | 15,196 | 0.00% | 7q | HELD |
| ProShare Advisors LLC | $29.2K | 14,125 | 0.00% | new | NEW |
| FMR LLC | $27.4K | 13,242 | 0.00% | 24q | +2.0% |
| Lido Advisors, LLC | $27.4K | 13,220 | 0.00% | 7q | HELD |
| Abel Hall, LLC | $26.4K | 12,731 | 0.00% | 5q | +1.1% |
| Beacon Pointe Advisors, LLC | $25.9K | 12,500 | 0.00% | 2q | HELD |
| China Universal Asset Management Co., Ltd. | $25.9K | 12,500 | 0.00% | new | NEW |
| Legal & General Group Plc | $21.7K | 10,483 | 0.00% | new | NEW |
| HSBC HOLDINGS PLC | $21.6K | 10,105 | 0.00% | 9q | HELD |
| Tower Research Capital LLC (TRC) | $21.5K | 10,397 | 0.00% | new | NEW |
| XPONANCE LLC | $21.1K | 10,179 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $20.3K | 9,792 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $17.9K | 8,628 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $13.0K | 6,156 | 0.00% | 23q | +227.6%+$9.0K |
| SIMPLEX TRADING, LLC | $12.2K CALL+PUT | options only | 0.00% | 11q | OPTIONS |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $3.1K | 1,486 | 0.00% | new | NEW |
| NISA INVESTMENT ADVISORS, LLC | $2.3K | 1,106 | 0.00% | 19q | HELD |
| Bradley & Co. Private Wealth Management, LLC | $2.1K | 1,000 | 0.00% | 16q | HELD |
| EverSource Wealth Advisors, LLC | $1.9K | 905 | 0.00% | 2q | HELD |
| Sterling Capital Management LLC | $785 | 379 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $207 | 100 | 0.00% | 20q | HELD |
| Caitong International Asset Management Co., Ltd | $75 | 36 | 0.00% | 2q | +500.0% |
| SBI Securities Co., Ltd. | $29 | 14 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-16 | 13D/A | GOODMAN COREY S INDIVIDUALwith 6 co-filers | 10.0% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-15 | 2026-10-14 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $129.5K | 99,196 | 3 | 3 | 3 | 0.0% |
| Q2 2026 | 96 | $219.6M | 105,937,916 | 36 | 28 | 10 | 0.1% |
| Q1 2026 | 72 | $189.3M | 94,268,985 | 22 | 17 | 12 | 0.1% |
| Q4 2025 | 55 | $33.3M | 29,175,627 | 5 | 17 | 12 | 1.0% |
| Q3 2025 | 63 | $56.5M | 30,384,089 | 8 | 10 | 30 | 0.8% |
| Q2 2025 | 62 | $12.1M | 29,037,869 | 10 | 9 | 33 | 0.5% |
| Q1 2025 | 84 | $21.7M | 34,764,460 | 7 | 26 | 27 | 0.4% |
| Q4 2024 | 88 | $69.6M | 41,070,800 | 17 | 30 | 20 | 0.9% |
| Q3 2024 | 92 | $83.6M | 45,500,104 | 18 | 39 | 21 | 0.5% |
| Q2 2024 | 116 | $298.9M | 48,676,086 | 32 | 37 | 26 | 1.8% |
| Q1 2024 | 107 | $520.6M | 46,514,461 | 21 | 27 | 30 | 0.4% |
| Q4 2023 | 96 | $693.8M | 46,226,199 | 33 | 33 | 15 | 0.8% |
| Q3 2023 | 77 | $160.8M | 33,283,188 | 13 | 20 | 21 | 0.7% |
| Q2 2023 | 75 | $258.3M | 34,295,145 | 11 | 25 | 17 | 0.3% |
| Q1 2023 | 87 | $189.1M | 41,827,088 | 10 | 29 | 24 | 0.0% |
| Q4 2022 | 88 | $410.9M | 36,433,868 | 5 | 20 | 27 | 0.1% |
| Q3 2022 | 97 | $361.6M | 37,702,077 | 15 | 24 | 32 | 0.2% |
| Q2 2022 | 96 | $291.9M | 35,918,140 | 18 | 36 | 21 | 0.5% |
| Q1 2022 | 93 | $639.4M | 37,783,306 | 9 | 28 | 34 | 0.1% |
| Q4 2021 | 104 | $1.1B | 50,380,207 | 27 | 36 | 22 | 0.1% |
| Q3 2021 | 114 | $3.6B | 48,622,310 | 26 | 33 | 32 | 0.2% |
| Q2 2021 | 104 | $2.3B | 42,661,731 | 21 | 36 | 26 | 0.2% |
| Q1 2021 | 91 | $3.5B | 47,463,518 | 15 | 46 | 17 | 0.1% |
| Q4 2020 | 88 | $3.0B | 35,259,656 | 38 | 31 | 9 | 0.1% |
| Q3 2020 | 56 | $1.1B | 30,244,424 | 56 | 0 | 0 | 0.0% |