DaveManuel.com · Institutional Ownership · Who Owns It
TRUST FOR PROFESSIONAL MANAG (APUE)
Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.
61
Reporting holders
$2.7B
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $1.2B | 26,302,868 | 0.29% | 13q | +3.7%+$42.8M |
| Envestnet Portfolio Solutions, Inc. | $1.1B | 24,743,201 | 5.47% | 12q | -0.7%-$8.0M |
| LPL Financial LLC | $95.3M | 2,063,015 | 0.02% | 10q | +5.3%+$4.8M |
| PRINCIPAL SECURITIES, INC. | $68.6M | 1,483,929 | 0.83% | 11q | +8.4%+$5.3M |
| MML INVESTORS SERVICES, LLC | $42.6M | 921,857 | 0.09% | 11q | +5.0%+$2.0M |
| B. Riley Wealth Advisors, Inc. | $23.4M | 510,969 | 1.26% | 13q | +18.8%+$3.7M |
| Cetera Investment Advisers | $22.4M | 485,560 | 0.02% | 6q | +43.2%+$6.8M |
| &PARTNERS | $20.6M | 440,357 | 0.08% | 9q | -1.9%-$387.8K |
| OSAIC HOLDINGS, INC. | $18.7M | 404,246 | 0.02% | 12q | HELD |
| PARK AVENUE SECURITIES LLC | $15.1M | 327,312 | 0.09% | new | NEW |
| RESOLUTE WEALTH ADVISOR, INC. | $10.9M | 271,164 | 6.19% | 3q | HELD |
| Spire Wealth Management | $8.8M | 190,401 | 0.27% | 7q | +13.5%+$1.0M |
| Farther Finance Advisors, LLC | $5.3M | 115,006 | 0.04% | 2q | -5.3%-$299.5K |
| BFC Planning, Inc. | $4.3M | 93,002 | 0.17% | 7q | +26.0%+$885.6K |
| WEDBUSH SECURITIES INC | $4.3M | 92,140 | 0.11% | 7q | +1.0%+$42.4K |
| World Investment Advisors | $3.8M | 89,234 | 0.06% | 9q | -3.6%-$143.5K |
| CITADEL ADVISORS LLC | $1.9M | 42,012 | 0.00% | 5q | +113.3%+$1.0M |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 38,034 | 0.00% | 11q | -4.7%-$86.5K |
| Founders Financial Alliance, LLC | $1.7M | 37,229 | 0.23% | new | NEW |
| Financial Sense Advisors, Inc. | $1.7M | 36,205 | 0.33% | 11q | -3.7%-$64.8K |
| NewEdge Advisors, LLC | $1.4M | 29,221 | 0.00% | 6q | HELD |
| Mariner, LLC | $1.3M | 27,747 | 0.00% | 9q | -11.7%-$169.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 25,935 | 0.00% | 8q | +7.0%+$78.0K |
| Sigma Planning Corp | $1.0M | 22,118 | 0.03% | 10q | +2.9%+$28.9K |
| MORGAN STANLEY | $1.0M | 22,090 | 0.00% | 9q | -4.8%-$51.3K |
| Diversify Advisory Services, LLC | $924.4K | 20,243 | 0.02% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $924.4K | 20,243 | 0.02% | 3q | +50.5%+$310.3K |
| ASSETMARK, INC | $818.8K | 17,723 | 0.00% | 7q | +113.1%+$434.5K |
| FSA WEALTH PARTNERS, INC. | $790.7K | 17,114 | 0.20% | 4q | +36.1%+$209.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $779.8K | 16,879 | 0.00% | 9q | +177.8%+$499.1K |
| PRINCIPAL FINANCIAL GROUP INC | $694.7K | 15,037 | 0.00% | 6q | -6.6%-$49.2K |
| Capital Asset Managemnet, LLC | $649.8K | 14,064 | 1.46% | 3q | -5.6%-$38.4K |
| JPMORGAN CHASE & CO | $613.1K | 13,363 | 0.00% | 4q | +32.4%+$150.1K |
| QRG CAPITAL MANAGEMENT, INC. | $595.3K | 12,885 | 0.00% | 4q | -14.8%-$103.4K |
| Merit Financial Group, LLC | $584.8K | 12,658 | 0.00% | 5q | -5.8%-$36.0K |
| Allworth Financial LP | $531.3K | 11,499 | 0.00% | 7q | -16.8%-$107.2K |
| COURIER CAPITAL LLC | $492.8K | 10,666 | 0.02% | 5q | HELD |
| FLAGSTAR SECURITIES, INC | $464.7K | 10,058 | 0.14% | 8q | HELD |
| Modern Wealth Management, LLC | $412.9K | 8,938 | 0.00% | 4q | -20.6%-$107.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $326.8K | 7,073 | 0.01% | 9q | -9.5%-$34.3K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $303.4K | 6,567 | 0.01% | 4q | +5.7%+$16.3K |
| Brookstone Capital Management | $286.0K | 6,190 | 0.00% | new | NEW |
| Pinnacle Bancorp, Inc. | $277.2K | 6,001 | 0.07% | 9q | +37.4%+$75.4K |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | $242.6K | 5,252 | 0.06% | 4q | HELD |
| MGO ONE SEVEN LLC | $233.1K | 5,045 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $226.6K | 4,905 | 0.00% | new | NEW |
| Spinnaker Investment Group, LLC | $224.8K | 4,865 | 0.04% | new | NEW |
| BROWN ADVISORY INC | $223.9K | 4,846 | 0.00% | new | NEW |
| Pioneer Family Office, LLC | $186.9K | 4,045 | 0.10% | 3q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $176.0K | 3,809 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $140.0K | 3,029 | 0.00% | 4q | HELD |
| Ameritas Advisory Services, LLC | $109.5K | 2,371 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $109.5K | 2,370 | 0.00% | 7q | -38.0%-$67.2K |
| Golden State Wealth Management, LLC | $59.4K | 1,286 | 0.01% | new | NEW |
| Signature Resources Capital Management, LLC | $43.8K | 947 | 0.02% | 3q | HELD |
| Crews Bank & Trust | $29.9K | 648 | 0.00% | new | NEW |
| IFP Advisors, Inc | $27.2K | 589 | 0.00% | 9q | -11.7%-$3.6K |
| FIDUCIARY FINANCIAL ADVISORS | $20.1K | 436 | 0.00% | new | NEW |
| UBS Group AG | $20.0K | 432 | 0.00% | 9q | -81.1%-$85.5K |
| Investors Research Corp | $20.0K | 432 | 0.00% | 9q | -50.0%-$20.0K |
| Signature Equity Partners, LLC | $2.7K | 58 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $59.5M | 1,264,989 | 3 | 7 | 8 | 0.0% |
| Q2 2026 | 61 | $2.7B | 59,087,418 | 12 | 19 | 19 | 0.0% |
| Q1 2026 | 55 | $2.3B | 57,406,857 | 5 | 22 | 15 | 0.0% |
| Q4 2025 | 55 | $2.3B | 56,107,982 | 4 | 20 | 21 | 0.0% |
| Q3 2025 | 54 | $2.2B | 54,097,576 | 15 | 21 | 11 | 0.0% |
| Q2 2025 | 48 | $2.0B | 52,089,100 | 9 | 19 | 15 | 0.0% |
| Q1 2025 | 42 | $1.7B | 50,465,353 | 7 | 17 | 13 | 0.0% |
| Q4 2024 | 45 | $1.9B | 53,562,388 | 15 | 13 | 13 | 0.0% |
| Q3 2024 | 32 | $1.7B | 48,186,657 | 7 | 15 | 7 | 0.0% |
| Q2 2024 | 31 | $1.6B | 48,265,103 | 17 | 12 | 2 | 0.0% |
| Q1 2024 | 17 | $663.2M | 20,559,922 | 4 | 9 | 2 | 0.0% |
| Q4 2023 | 15 | $436.2M | 14,991,877 | 4 | 6 | 2 | 0.0% |
| Q3 2023 | 10 | $221.7M | 8,495,803 | 4 | 3 | 1 | 0.0% |
| Q2 2023 | 8 | $204.7M | 7,591,441 | 8 | 0 | 0 | 0.0% |