ARES DYNAMIC CR ALLOCATION F (ARDC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $24.2M | 1,913,094 | 0.00% | 31q | +20.4%+$4.1M |
| MORGAN STANLEY | $8.2M | 645,869 | 0.00% | 35q | +26.9%+$1.7M |
| AdvisorNet Financial, Inc | $7.6M | 601,286 | 0.35% | 6q | +19.5%+$1.2M |
| GUGGENHEIM CAPITAL LLC | $5.5M | 432,308 | 0.03% | 31q | +3.8%+$200.9K |
| Penserra Capital Management LLC | $5.4M | 426,195 | 0.04% | 2q | +4.0%+$205.4K |
| United Advisor Group, LLC | $4.5M | 354,015 | 0.47% | 10q | -1.3%-$61.2K |
| Invesco Ltd. | $4.4M | 345,648 | 0.00% | 31q | +3.0%+$126.0K |
| Foundations Investment Advisors, LLC | $4.3M | 338,475 | 0.04% | 13q | -10.8%-$519.3K |
| NewEdge Wealth, LLC | $3.2M | 249,723 | 0.03% | 11q | -2.9%-$95.0K |
| Advisors Asset Management, Inc. | $2.9M | 228,388 | 0.04% | 17q | -29.7%-$1.2M |
| Janney Montgomery Scott LLC | $2.8M | 224,560 | 0.01% | 8q | HELD |
| Hennion & Walsh Asset Management, Inc. | $2.8M | 219,107 | 0.08% | 22q | -11.9%-$373.1K |
| Capital Investment Advisors, LLC | $2.4M | 187,571 | 0.03% | 31q | -1.0%-$24.0K |
| ENVESTNET ASSET MANAGEMENT INC | $2.4M | 186,586 | 0.00% | new | NEW |
| Huntleigh Advisors, Inc. | $2.2M | 175,097 | 0.31% | 7q | -22.9%-$656.3K |
| Farther Finance Advisors, LLC | $2.0M | 157,252 | 0.02% | 8q | +7.3%+$135.9K |
| Thomas J. Herzfeld Advisors, Inc. | $1.9M | 150,623 | 0.58% | new | NEW |
| Shaker Financial Services, LLC | $1.3M | 103,541 | 0.41% | 3q | -68.7%-$2.9M |
| ICON ADVISERS INC/CO | $1.2M | 97,237 | 0.23% | 2q | HELD |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 95,453 | 0.00% | 7q | -26.9%-$444.7K |
| SIT INVESTMENT ASSOCIATES INC | $1.2M | 92,478 | 0.02% | 3q | -69.1%-$2.6M |
| Curated Wealth Partners LLC | $1.1M | 88,853 | 0.13% | 23q | +0.9%+$10.1K |
| BANK OF AMERICA CORP /DE/ | $1.0M | 80,409 | 0.00% | 31q | -0.9%-$9.0K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $778.6K | 61,645 | 0.04% | 15q | +1.5%+$11.5K |
| ROYAL BANK OF CANADA | $627.0K | 49,656 | 0.00% | 31q | +0.7%+$4.1K |
| LPL Financial LLC | $576.3K | 45,629 | 0.00% | 24q | -6.5%-$39.9K |
| &PARTNERS | $519.7K | 41,145 | 0.00% | 5q | +3.1%+$15.5K |
| OSAIC HOLDINGS, INC. | $511.9K | 40,526 | 0.00% | 26q | +29.3%+$115.9K |
| Closed-End Fund Advisors, Inc. | $502.0K | 39,748 | 0.49% | 3q | +5.6%+$26.4K |
| STIFEL FINANCIAL CORP | $456.1K | 36,111 | 0.00% | 31q | -10.4%-$53.0K |
| OPPENHEIMER & CO INC | $456.1K | 36,110 | 0.00% | 2q | +97.3%+$224.9K |
| Virtus Investment Advisers, LLC | $342.5K | 27,117 | 0.08% | 6q | -21.0%-$91.2K |
| JANE STREET GROUP, LLC | $320.0K | 25,340 | 0.00% | new | NEW |
| Cetera Investment Advisers | $291.9K | 23,113 | 0.00% | 10q | +11.1%+$29.1K |
| UBS Group AG | $276.2K | 21,872 | 0.00% | 31q | +1.5%+$4.0K |
| CHOREO, LLC | $256.7K | 20,327 | 0.00% | new | NEW |
| NWF Advisory Services Inc. | $253.2K | 20,050 | 0.02% | 6q | -13.4%-$39.2K |
| NewEdge Advisors, LLC | $248.0K | 19,639 | 0.00% | 19q | HELD |
| XTX Topco Ltd | $237.5K | 18,802 | 0.00% | new | NEW |
| World Investment Advisors | $211.8K | 16,940 | 0.00% | 3q | -4.1%-$9.1K |
| Williams Jones Wealth Management, LLC. | $194.9K | 15,435 | 0.00% | 12q | HELD |
| E&G Advisors, LLC | $194.3K | 15,386 | 0.04% | 31q | -1.3%-$2.7K |
| Composition Wealth, LLC | $189.4K | 15,000 | 0.00% | 31q | HELD |
| Waverly Advisors, LLC | $181.8K | 14,398 | 0.00% | 7q | -15.6%-$33.6K |
| Integrity Advisory Solutions, LLC | $179.6K | 14,221 | 0.02% | new | NEW |
| Focus Partners Wealth | $164.2K | 13,000 | 0.00% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $139.7K | 11,059 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $139.5K | 11,046 | 0.02% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $133.6K | 10,577 | 0.00% | 6q | -92.5%-$1.6M |
| NEUBERGER BERMAN GROUP LLC | $126.3K | 10,000 | 0.00% | 18q | HELD |
| Rockefeller Capital Management L.P. | $117.3K | 9,283 | 0.00% | 4q | +415.7%+$94.5K |
| Spire Wealth Management | $107.4K | 8,500 | 0.00% | 22q | +13.3%+$12.6K |
| CoreCap Advisors, LLC | $45.3K | 3,584 | 0.00% | 9q | -2.2%-$1.0K |
| EverSource Wealth Advisors, LLC | $32.2K | 2,552 | 0.00% | 5q | HELD |
| WEBSTER BANK, N. A. | $32.0K | 2,531 | 0.00% | 28q | HELD |
| Noble Wealth Management PBC | $12.6K | 994 | 0.01% | 3q | +1.3% |
| BNP PARIBAS FINANCIAL MARKETS | $12.3K | 970 | 0.00% | 4q | +15.2%+$1.6K |
| Key Capital Management, INC | $12.1K | 960 | 0.01% | new | NEW |
| Triumph Capital Management | $10.1K | 800 | 0.00% | 3q | HELD |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | $3.5K | 275 | 0.00% | 9q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.2K | 250 | 0.00% | 4q | HELD |
| ARES MANAGEMENT LLC | $745 | 59 | 0.00% | new | NEW |
| FIDUCIARY FINANCIAL ADVISORS | $694 | 55 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-29 | 13G/A | Wells Fargo & Company | 7.8% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-14 | THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Bought | 240,000 | $6.0M |
| 2026-07-14 | THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Bought | 160,000 | $4.0M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $19.1M | 1,673,571 | 3 | 8 | 3 | 0.0% |
| Q2 2026 | 63 | $102.3M | 8,098,473 | 10 | 20 | 20 | 0.0% |
| Q1 2026 | 66 | $102.2M | 8,401,985 | 8 | 18 | 24 | 0.0% |
| Q4 2025 | 71 | $108.2M | 8,137,562 | 14 | 21 | 23 | 0.0% |
| Q3 2025 | 65 | $102.4M | 7,277,659 | 13 | 22 | 17 | 0.0% |
| Q2 2025 | 59 | $103.1M | 7,234,462 | 9 | 19 | 16 | 0.0% |
| Q1 2025 | 53 | $98.3M | 6,968,913 | 12 | 19 | 12 | 0.0% |
| Q4 2024 | 49 | $99.0M | 6,553,659 | 4 | 18 | 8 | 0.0% |
| Q3 2024 | 50 | $95.9M | 6,277,622 | 6 | 14 | 15 | 0.0% |
| Q2 2024 | 49 | $94.4M | 6,342,449 | 6 | 15 | 17 | 0.0% |
| Q1 2024 | 49 | $100.7M | 6,989,624 | 6 | 18 | 10 | 1.2% |
| Q4 2023 | 51 | $97.1M | 7,068,350 | 8 | 14 | 16 | 0.0% |
| Q3 2023 | 48 | $85.4M | 6,616,520 | 4 | 13 | 17 | 0.0% |
| Q2 2023 | 55 | $85.0M | 6,893,298 | 4 | 12 | 22 | 0.0% |
| Q1 2023 | 56 | $86.9M | 7,258,984 | 6 | 16 | 16 | 0.0% |
| Q4 2022 | 65 | $96.4M | 8,307,916 | 12 | 18 | 16 | 0.0% |
| Q3 2022 | 60 | $102.0M | 8,679,478 | 5 | 19 | 19 | 0.0% |
| Q2 2022 | 64 | $106.9M | 8,764,215 | 12 | 15 | 13 | 0.0% |
| Q1 2022 | 57 | $120.2M | 8,322,015 | 13 | 13 | 15 | 0.0% |
| Q4 2021 | 53 | $383.3M | 23,472,284 | 12 | 10 | 12 | 0.0% |
| Q3 2021 | 52 | $133.8M | 8,263,797 | 8 | 7 | 17 | 0.0% |
| Q2 2021 | 52 | $137.0M | 8,452,279 | 5 | 12 | 19 | 0.0% |
| Q1 2021 | 55 | $133.8M | 8,901,316 | 5 | 18 | 12 | 0.0% |
| Q4 2020 | 52 | $117.1M | 8,195,799 | 8 | 12 | 19 | 0.0% |
| Q3 2020 | 47 | $618.9M | 48,827,532 | 4 | 15 | 14 | 0.0% |
| Q2 2020 | 47 | $98.6M | 8,266,749 | 6 | 9 | 20 | 0.0% |
| Q1 2020 | 52 | $93.5M | 8,661,947 | 5 | 15 | 23 | 0.0% |
| Q4 2019 | 53 | $118.5M | 7,722,460 | 4 | 13 | 20 | 0.0% |
| Q3 2019 | 56 | $115.0M | 7,715,940 | 4 | 16 | 13 | 0.0% |
| Q2 2019 | 56 | $118.5M | 7,832,698 | 3 | 19 | 13 | 0.0% |
| Q1 2019 | 60 | $119.6M | 8,034,668 | 4 | 20 | 18 | 0.0% |
| Q4 2018 | 63 | $115.7M | 8,387,257 | 1 | 0 | 2 | 0.0% |