DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (ARKF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
189
Reporting holders
$194.6M
Reported value
2.8%
Calls
0.3%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $23.7M | 600,617 | 0.01% | 28q | +6.5%+$1.5M |
| UBS Group AG | $15.0M | 380,112 | 0.00% | 28q | -2.5%-$388.1K |
| CITADEL ADVISORS LLC | $11.3M incl. $2.4M options CALL+PUT | 226,022 | 0.00% | 24q | +2021.9%+$10.8M |
| Clearwater Capital Advisors, LLC | $10.3M | 262,018 | 0.76% | 24q | +6.7%+$646.4K |
| Yarbrough Capital, LLC | $9.4M | 238,709 | 0.28% | 17q | HELD |
| MORGAN STANLEY | $8.2M | 208,402 | 0.00% | 26q | -13.1%-$1.2M |
| Midwest Financial Partners Investments, Inc. | $7.5M | 189,532 | 3.11% | 3q | +1.8%+$129.0K |
| Cetera Investment Advisers | $6.5M | 165,084 | 0.01% | 23q | -2.7%-$184.1K |
| BYRNE FINANCIAL FREEDOM, LLC | $6.2M | 156,510 | 2.41% | 7q | +10.9%+$608.0K |
| GTS SECURITIES LLC | $6.0M | 152,937 | 0.13% | 3q | +6.4%+$365.2K |
| WELLS FARGO & COMPANY/MN | $5.4M | 135,979 | 0.00% | 27q | -3.4%-$186.9K |
| Cambridge Investment Research Advisors, Inc. | $4.8M | 122,696 | 0.01% | 28q | +87.5%+$2.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.1M incl. $2.4M options CALL+PUT | 42,096 | 0.00% | 23q | +54.6%+$1.4M |
| TITLEIST ASSET MANAGEMENT, LLC | $4.0M | 102,295 | 0.27% | 11q | -0.5%-$20.8K |
| OSAIC HOLDINGS, INC. | $4.0M | 101,989 | 0.00% | 26q | +6.6%+$248.7K |
| FLOW TRADERS U.S. LLC | $3.9M | 98,268 | 0.16% | 3q | +13.7%+$466.7K |
| GERBER, LLC | $3.7M | 92,707 | 1.72% | 11q | HELD |
| RAYMOND JAMES FINANCIAL INC | $3.1M | 78,702 | 0.00% | 7q | -2.6%-$83.7K |
| IEQ CAPITAL, LLC | $3.1M | 78,098 | 0.01% | 14q | HELD |
| PRUDENTIAL PLC | $3.0M | 75,910 | 0.02% | 23q | -19.9%-$745.8K |
| Paller Financial Services Inc | $2.8M | 71,486 | 2.11% | 3q | +2.0%+$54.3K |
| ENVESTNET ASSET MANAGEMENT INC | $2.6M | 64,741 | 0.00% | 24q | +84.9%+$1.2M |
| Wealthfront Advisers LLC | $2.3M | 58,541 | 0.00% | 20q | +2.4%+$54.7K |
| NWAM LLC | $1.9M | 48,242 | 0.10% | 8q | HELD |
| Brookstone Capital Management | $1.7M | 44,127 | 0.02% | 26q | -2.8%-$50.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 35,290 | 0.00% | 28q | -29.9%-$594.3K |
| M Holdings Securities, Inc. | $1.3M | 32,458 | 0.18% | 3q | +4.8%+$59.3K |
| Qube Research & Technologies Ltd | $1.3M | 31,806 | 0.00% | 13q | -23.2%-$378.7K |
| JANE STREET GROUP, LLC | $1.2M CALL | options only | 0.00% | 23q | OPTIONS |
| ROYAL BANK OF CANADA | $1.2M | 31,188 | 0.00% | 30q | -24.6%-$401.3K |
| Curran Financial Partners, LLC | $1.2M | 30,691 | 0.18% | 4q | +48.6%+$396.2K |
| Sanctuary Advisors, LLC | $1.2M | 30,461 | 0.01% | 5q | +10.4%+$113.4K |
| WCG Wealth Advisors LLC | $1.2M | 30,031 | 0.03% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $1.1M | 29,070 | 0.00% | 19q | HELD |
| JPMORGAN CHASE & CO | $1.1M | 27,437 | 0.00% | 23q | +23.2%+$206.3K |
| Candriam S.C.A. | $1.0M | 25,700 | 0.00% | 19q | HELD |
| Waterloo Capital, L.P. | $848.8K | 21,511 | 0.05% | new | NEW |
| BLVD Private Wealth, LLC | $805.2K | 20,405 | 0.60% | 5q | HELD |
| Creative Planning | $794.6K | 20,138 | 0.00% | 12q | -2.8%-$22.8K |
| Purus Wealth Management, LLC | $776.9K | 19,689 | 0.21% | 23q | -1.0%-$7.9K |
| Trivium Point Advisory, LLC | $771.3K | 19,547 | 0.07% | new | NEW |
| Compound Planning, Inc. | $760.5K | 19,272 | 0.02% | 12q | -9.2%-$77.1K |
| Mariner, LLC | $749.2K | 18,987 | 0.00% | 21q | -39.4%-$486.1K |
| GoalVest Advisory LLC | $720.0K | 18,246 | 0.13% | new | NEW |
| Private Advisor Group, LLC | $643.4K | 16,304 | 0.00% | 25q | +36.6%+$172.4K |
| StoneX Group Inc. | $626.1K | 15,206 | 0.03% | 24q | +96.1%+$306.8K |
| HighTower Advisors, LLC | $560.2K | 14,196 | 0.00% | 23q | -9.0%-$55.1K |
| PFG Advisors | $559.5K | 14,179 | 0.03% | 2q | -94.7%-$10.1M |
| IMC-Chicago, LLC | $551.1K | 13,965 | 0.00% | 2q | -5.3%-$30.6K |
| Arkadios Wealth Advisors | $549.8K | 13,933 | 0.01% | 6q | -8.2%-$49.2K |
| Jessup Wealth Management, Inc | $540.5K | 13,698 | 0.16% | 3q | +3.2%+$16.7K |
| Kestra Advisory Services, LLC | $503.8K | 12,768 | 0.00% | 23q | -4.6%-$24.1K |
| MERCER GLOBAL ADVISORS INC /ADV | $503.2K | 12,751 | 0.00% | 10q | +3.9%+$19.0K |
| BANK OF AMERICA CORP /DE/ | $493.2K | 12,500 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $451.0K | 11,430 | 0.00% | 23q | -40.7%-$309.3K |
| OneDigital Investment Advisors LLC | $443.5K | 11,238 | 0.00% | new | NEW |
| Lifelong Wealth Advisors, Inc. | $427.7K | 10,839 | 0.10% | 7q | HELD |
| Turner Financial Group, Inc. | $425.1K | 10,772 | 0.42% | new | FIRST |
| EdgeRock Capital LLC | $409.4K | 10,374 | 0.09% | 9q | +0.7%+$2.8K |
| HRT FINANCIAL LP | $402.0K | 10,207 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $395.8K | 10,031 | 0.00% | 26q | -21.4%-$108.0K |
| PRIVATE TRUST CO NA | $387.4K | 9,817 | 0.03% | 17q | +2.6%+$9.9K |
| BRIDGES INVESTMENT MANAGEMENT INC | $383.0K | 9,706 | 0.00% | 23q | -3.8%-$15.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $360.3K | 9,131 | 0.00% | 18q | -60.4%-$548.9K |
| STEPHENS INC /AR/ | $359.1K | 9,101 | 0.00% | 9q | -3.5%-$13.1K |
| EQ LLC | $337.9K | 8,564 | 0.08% | 8q | HELD |
| MBA Advisors LLC | $327.4K | 8,296 | 0.11% | 8q | +2.6%+$8.4K |
| NewEdge Advisors, LLC | $322.7K | 8,178 | 0.00% | 24q | -6.0%-$20.6K |
| Evanson Financial, LLC | $315.7K | 8,000 | 0.02% | new | FIRST |
| Corient Private Wealth LP | $310.7K | 7,863 | 0.00% | new | NEW |
| Dynamic Advisor Solutions LLC | $310.0K | 7,857 | 0.01% | 22q | -64.4%-$561.3K |
| REYL & Cie S.A. | $309.6K | 8,150 | 0.36% | new | FIRST |
| Pinion Investment Advisors, LLC | $302.7K | 7,671 | 0.06% | new | NEW |
| Rockefeller Capital Management L.P. | $297.2K | 7,531 | 0.00% | 4q | -4.8%-$15.1K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $296.5K | 7,514 | 0.03% | 4q | -12.9%-$43.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $292.3K | 7,021 | 0.00% | 7q | -5.5%-$17.1K |
| GENTRY PRIVATE WEALTH, LLC | $288.2K | 7,303 | 0.15% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $286.8K | 7,265 | 0.00% | 10q | +1.4%+$3.9K |
| Baird Financial Group, Inc. | $276.9K | 7,016 | 0.00% | 23q | -19.1%-$65.4K |
| CARLSON FINANCIAL, INC. | $270.4K | 6,849 | 0.14% | 3q | HELD |
| Clearstead Trust, LLC | $265.4K | 6,725 | 0.03% | 16q | HELD |
| Wedmont Private Capital | $257.2K | 6,179 | 0.01% | 6q | HELD |
| Integrated Wealth Concepts LLC | $255.9K | 6,485 | 0.00% | 14q | -13.8%-$41.0K |
| Pekin Hardy Strauss, Inc. | $245.2K | 6,215 | 0.02% | 11q | -2.7%-$6.9K |
| Ariadne Wealth Management, LP | $242.0K | 6,132 | 0.11% | 8q | HELD |
| Legacy Financial Advisors, Inc. | $239.5K | 6,069 | 0.03% | new | NEW |
| Cresset Asset Management, LLC | $236.9K | 6,004 | 0.00% | 5q | -10.3%-$27.1K |
| Hilltop Holdings Inc. | $234.2K | 5,935 | 0.02% | 7q | -2.0%-$4.8K |
| Perigon Wealth Management, LLC | $228.0K | 5,778 | 0.00% | 5q | +5.1%+$11.1K |
| HB Wealth Management, LLC | $222.2K | 5,632 | 0.00% | 6q | +1.8%+$3.9K |
| Caprock Group, LLC | $219.2K | 5,555 | 0.00% | 14q | HELD |
| Heritage Family Offices, LLP | $218.2K | 5,530 | 0.08% | new | NEW |
| Pacific Excel Wealth Advisors, Inc. | $218.2K | 5,530 | 0.08% | new | NEW |
| Kingsview Wealth Management, LLC | $213.4K | 5,409 | 0.00% | 6q | -1.6%-$3.5K |
| TD Waterhouse Canada Inc. | $202.1K | 5,119 | 0.00% | 19q | -1.9%-$3.9K |
| Medallion Wealth Advisors, LLC | $171.2K | 4,339 | 0.05% | 7q | -40.5%-$116.5K |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $145.5K | 3,688 | 0.01% | 14q | HELD |
| AE Wealth Management LLC | $139.6K | 3,537 | 0.00% | 7q | -29.3%-$58.0K |
| Steward Partners Investment Advisory, LLC | $122.2K | 3,098 | 0.00% | 29q | -19.5%-$29.6K |
| Smartleaf Asset Management LLC | $121.1K | 3,032 | 0.00% | 3q | HELD |
Showing the largest 100 of 189 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 57 | $43.1M | 947,038 | 10 | 7 | 15 | 0.0% |
| Q2 2026 | 189 | $194.6M | 4,776,933 | 24 | 38 | 47 | 3.1% |
| Q1 2026 | 192 | $186.2M | 4,733,636 | 15 | 33 | 65 | 3.3% |
| Q4 2025 | 221 | $287.8M | 5,660,579 | 31 | 41 | 63 | 6.3% |
| Q3 2025 | 225 | $373.9M | 5,866,839 | 46 | 45 | 59 | 11.0% |
| Q2 2025 | 212 | $317.7M | 4,999,372 | 45 | 36 | 58 | 20.9% |
| Q1 2025 | 179 | $186.4M | 5,269,805 | 23 | 30 | 61 | 6.0% |
| Q4 2024 | 201 | $276.8M | 6,546,905 | 38 | 34 | 58 | 12.3% |
| Q3 2024 | 170 | $176.2M | 5,353,402 | 16 | 21 | 70 | 9.3% |
| Q2 2024 | 178 | $169.8M | 5,868,416 | 16 | 24 | 71 | 7.3% |
| Q1 2024 | 200 | $278.8M | 8,490,551 | 23 | 33 | 70 | 7.4% |
| Q4 2023 | 209 | $296.0M | 9,811,185 | 39 | 27 | 68 | 11.6% |
| Q3 2023 | 178 | $192.9M | 8,559,021 | 21 | 39 | 49 | 10.4% |
| Q2 2023 | 188 | $177.7M | 7,541,434 | 22 | 34 | 67 | 10.9% |
| Q1 2023 | 184 | $166.3M | 7,956,608 | 26 | 30 | 65 | 9.8% |
| Q4 2022 | 201 | $133.0M | 7,725,427 | 36 | 29 | 85 | 17.6% |
| Q3 2022 | 196 | $1.4B | 85,825,545 | 20 | 43 | 64 | 3.1% |
| Q2 2022 | 201 | $1.5B | 90,854,199 | 24 | 51 | 70 | 3.6% |
| Q1 2022 | 241 | $3.4B | 109,325,289 | 27 | 58 | 101 | 6.8% |
| Q4 2021 | 288 | $4.9B | 219,576,607 | 27 | 56 | 129 | 7.7% |
| Q3 2021 | 317 | $5.5B | 194,972,644 | 31 | 99 | 98 | 3.7% |
| Q2 2021 | 326 | $6.3B | 155,086,070 | 43 | 137 | 77 | 6.4% |
| Q1 2021 | 320 | $9.3B | 279,663,135 | 133 | 133 | 30 | 4.3% |
| Q4 2020 | 215 | $9.4B | 188,223,452 | 103 | 73 | 7 | 0.4% |
| Q3 2020 | 101 | $1.8B | 45,677,635 | 60 | 32 | 2 | 0.1% |
| Q2 2020 | 45 | $221.7M | 7,002,246 | 27 | 13 | 2 | 0.0% |
| Q1 2020 | 22 | $89.7M | 4,359,691 | 9 | 8 | 2 | 0.0% |
| Q4 2019 | 16 | $56.5M | 2,326,960 | 2 | 9 | 1 | 0.0% |
| Q3 2019 | 14 | $51.3M | 2,355,255 | 5 | 4 | 3 | 0.0% |
| Q2 2019 | 9 | $57.1M | 2,490,985 | 2 | 3 | 3 | 0.0% |
| Q1 2019 | 8 | $45.9M | 2,097,092 | 8 | 0 | 0 | 0.0% |