DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (ARKQ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
308
Reporting holders
$673.4M
Reported value
2.0%
Calls
1.0%
Puts
+40
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $101.4M | 766,862 | 0.01% | 27q | +9.0%+$8.4M |
| LPL Financial LLC | $83.5M | 631,279 | 0.02% | 31q | +19.8%+$13.8M |
| MORGAN STANLEY | $77.6M | 586,606 | 0.00% | 35q | +8.1%+$5.8M |
| WELLS FARGO & COMPANY/MN | $45.0M | 340,176 | 0.01% | 28q | +7.3%+$3.0M |
| Hancock Prospecting Pty Ltd | $33.4M | 252,500 | 0.58% | 4q | HELD |
| ROYAL BANK OF CANADA | $18.9M | 142,567 | 0.00% | 31q | +362.1%+$14.8M |
| JPMORGAN CHASE & CO | $16.6M | 129,434 | 0.00% | 23q | +78.8%+$7.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $14.6M incl. $5.9M options CALL+PUT | 66,299 | 0.00% | 28q | +346.2%+$11.4M |
| Cetera Investment Advisers | $12.2M | 92,614 | 0.01% | 23q | -21.7%-$3.4M |
| ENVESTNET ASSET MANAGEMENT INC | $11.3M | 85,325 | 0.00% | 25q | +28.1%+$2.5M |
| Private Advisor Group, LLC | $9.9M | 74,513 | 0.05% | 31q | +6.3%+$583.4K |
| Cambridge Investment Research Advisors, Inc. | $9.7M | 73,736 | 0.01% | 25q | +119.2%+$5.3M |
| CITADEL ADVISORS LLC | $8.6M incl. $3.4M options CALL+PUT | 39,632 | 0.00% | 28q | HELD |
| RAYMOND JAMES FINANCIAL INC | $8.6M | 64,858 | 0.00% | 7q | -16.6%-$1.7M |
| Wealthfront Advisers LLC | $8.5M | 64,574 | 0.02% | 20q | +5.6%+$456.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.5M | 64,533 | 0.01% | 31q | +8.9%+$698.2K |
| MML INVESTORS SERVICES, LLC | $8.5M | 64,038 | 0.02% | 24q | +87.8%+$4.0M |
| THRYVE WEALTH MANAGEMENT LLC | $7.2M | 54,593 | 4.03% | new | NEW |
| Point72 Asset Management, L.P. | $7.2M CALL+PUT | options only | 0.01% | 3q | OPTIONS |
| OSAIC HOLDINGS, INC. | $6.3M | 47,270 | 0.01% | 26q | +7.6%+$440.5K |
| Aspire Capital Advisors LLC | $5.9M | 44,369 | 1.14% | 2q | +17.1%+$854.5K |
| UBS Group AG | $5.8M | 43,662 | 0.00% | 31q | -2.6%-$155.1K |
| Brookstone Capital Management | $5.3M | 40,162 | 0.05% | 28q | -7.6%-$439.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.7M | 35,830 | 0.00% | 24q | +5.6%+$253.2K |
| BIP Wealth, LLC | $4.7M | 35,291 | 0.13% | 3q | +14.2%+$579.4K |
| Paller Financial Services Inc | $4.5M | 33,877 | 3.35% | new | NEW |
| Tower Research Capital LLC (TRC) | $4.4M | 33,586 | 0.11% | 4q | +127.7%+$2.5M |
| Hartford Financial Management Inc. | $4.3M | 32,814 | 0.97% | 31q | HELD |
| Spire Wealth Management | $4.2M | 31,988 | 0.13% | 9q | +21.1%+$736.7K |
| Hutchens & Kramer Investment Management Group, LLC | $4.1M | 31,049 | 1.10% | 3q | +5.1%+$198.9K |
| JANE STREET GROUP, LLC | $3.9M CALL+PUT | options only | 0.00% | 13q | OPTIONS |
| HRT FINANCIAL LP | $3.7M | 27,976 | 0.01% | new | NEW |
| Simplicity Wealth,LLC | $3.7M | 27,732 | 0.12% | new | NEW |
| TRUIST FINANCIAL CORP | $3.4M | 26,006 | 0.00% | 25q | -7.5%-$279.8K |
| PARK AVENUE SECURITIES LLC | $3.0M | 22,796 | 0.02% | new | NEW |
| STIFEL FINANCIAL CORP | $2.7M | 20,568 | 0.00% | 26q | +11.9%+$289.0K |
| Sanctuary Advisors, LLC | $2.4M | 17,972 | 0.01% | 7q | +101.4%+$1.2M |
| NewEdge Advisors, LLC | $2.3M | 17,575 | 0.01% | 24q | +53.7%+$812.0K |
| Wealth Management Partners, LLC | $2.3M | 17,541 | 0.55% | 11q | +0.5%+$12.6K |
| HighTower Advisors, LLC | $2.1M | 16,178 | 0.00% | 28q | -11.7%-$282.2K |
| Kestra Advisory Services, LLC | $2.1M | 16,126 | 0.01% | 24q | -5.7%-$128.4K |
| Mariner, LLC | $2.1M | 15,622 | 0.00% | 19q | +4.1%+$81.0K |
| Bank of New York Mellon Corp | $2.0M | 15,382 | 0.00% | 31q | +2.7%+$54.2K |
| Atria Investments, Inc | $2.0M | 15,302 | 0.02% | 2q | +16.8%+$291.1K |
| Creative Planning | $1.9M | 14,623 | 0.00% | 23q | +35.9%+$510.5K |
| Strategic Wealth Investment Group, LLC | $1.9M | 14,615 | 0.23% | 4q | -29.5%-$810.1K |
| MONETA GROUP INVESTMENT ADVISORS LLC | $1.8M | 13,637 | 0.01% | new | NEW |
| Kovack Advisors, Inc. | $1.7M | 12,943 | 0.08% | 4q | +343.7%+$1.3M |
| Crescent Grove Advisors, LLC | $1.6M | 12,304 | 0.14% | 24q | HELD |
| AlTi Global, Inc. | $1.6M | 12,192 | 0.03% | 9q | HELD |
| Fifth Third Securities, Inc. | $1.5M | 10,978 | 0.08% | new | NEW |
| StoneX Group Inc. | $1.4M | 10,684 | 0.06% | 7q | +38.0%+$386.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.3M | 10,068 | 0.00% | 13q | -17.3%-$277.9K |
| PRUDENTIAL PLC | $1.3M | 9,880 | 0.01% | 22q | -46.2%-$1.1M |
| PFG Advisors | $1.3M | 9,808 | 0.07% | 25q | +2.2%+$28.2K |
| IFP Advisors, Inc | $1.3M | 9,654 | 0.02% | 26q | +1157.0%+$1.2M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.3M | 10,263 | 0.00% | 12q | +20.9%+$220.3K |
| MGO ONE SEVEN LLC | $1.2M | 9,067 | 0.02% | 4q | +5.1%+$58.2K |
| Kingsview Wealth Management, LLC | $1.2M | 8,907 | 0.01% | 3q | HELD |
| Rockefeller Capital Management L.P. | $1.2M | 8,874 | 0.00% | 4q | +11.1%+$117.2K |
| Worthington Financial Partners, LLC | $1.1M | 8,669 | 0.95% | 3q | -1.1%-$13.0K |
| Compound Planning, Inc. | $1.1M | 8,399 | 0.03% | 12q | +6.8%+$70.5K |
| JOHNSON INVESTMENT COUNSEL INC | $1.0M | 7,914 | 0.01% | new | NEW |
| Farther Finance Advisors, LLC | $1.0M | 7,832 | 0.01% | 15q | +24.6%+$204.4K |
| Envestnet Portfolio Solutions, Inc. | $985.4K | 7,453 | 0.00% | 3q | -7.6%-$80.8K |
| Parisi Gray Wealth Management | $981.5K | 7,423 | 0.20% | 2q | +2.8%+$27.1K |
| Turner Financial Group, Inc. | $964.1K | 7,292 | 0.96% | new | FIRST |
| EFG International AG | $921.3K | 6,968 | 0.02% | 3q | HELD |
| Cornerstone Wealth Management, LLC | $898.4K | 6,795 | 0.04% | 4q | +38.3%+$249.0K |
| Purus Wealth Management, LLC | $895.5K | 6,773 | 0.25% | 23q | HELD |
| Dynamic Advisor Solutions LLC | $867.5K | 6,561 | 0.02% | 5q | +67.5%+$349.5K |
| RENAISSANCE TECHNOLOGIES LLC | $859.4K | 6,500 | 0.00% | new | NEW |
| MATHER GROUP, LLC. | $850.0K | 6,429 | 0.01% | 24q | HELD |
| Cresset Asset Management, LLC | $846.6K | 6,403 | 0.00% | 3q | +46.5%+$268.7K |
| Jaffetilchin Investment Partners, LLC | $839.5K | 6,349 | 0.04% | 5q | +7.5%+$58.6K |
| Janney Montgomery Scott LLC | $836.0K | 6,320 | 0.00% | new | NEW |
| Belvedere Trading LLC | $816.3K incl. $370.2K options CALL+PUT | 3,374 | 0.00% | 3q | +66.0%+$324.4K |
| Western Wealth Management, LLC | $788.6K | 5,964 | 0.03% | 5q | +2.7%+$20.9K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $784.2K | 5,931 | 0.02% | 2q | -18.9%-$183.0K |
| Savant Capital, LLC | $738.8K | 5,589 | 0.00% | 2q | +114.9%+$395.0K |
| Concurrent Investment Advisors, LLC | $726.9K | 5,498 | 0.01% | 4q | +87.3%+$338.9K |
| Navis Wealth Advisors, LLC | $718.2K | 5,432 | 0.27% | 23q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $713.8K | 5,398 | 0.00% | 5q | -0.7%-$5.3K |
| US BANCORP \DE\ | $711.5K | 5,381 | 0.00% | 11q | +86.6%+$330.2K |
| Tacita Capital Inc | $708.0K | 5,355 | 0.38% | 13q | +12.7%+$80.0K |
| Hilton Head Capital Partners, LLC | $705.1K | 5,333 | 0.36% | new | NEW |
| OPPENHEIMER ASSET MANAGEMENT INC. | $698.5K | 5,283 | 0.01% | 22q | HELD |
| Antonelli Financial Advisors, LLC | $691.0K | 5,224 | 0.47% | 2q | -5.2%-$38.2K |
| VestGen Advisors, LLC | $682.1K | 5,159 | 0.02% | 3q | -1.0%-$7.1K |
| Ausdal Financial Partners, Inc. | $675.8K | 5,111 | 0.03% | 4q | +3.5%+$22.7K |
| SEEDS INVESTOR LLC | $672.9K | 5,090 | 0.07% | new | NEW |
| Clearstead Trust, LLC | $672.2K | 5,084 | 0.09% | 16q | HELD |
| Steward Partners Investment Advisory, LLC | $663.7K | 5,019 | 0.00% | 29q | HELD |
| HBW ADVISORY SERVICES LLC | $658.0K | 4,977 | 0.06% | 4q | +28.6%+$146.5K |
| Arax Advisory Partners | $654.2K | 4,948 | 0.00% | 3q | -11.2%-$82.5K |
| ARWA LLC | $642.2K | 5,436 | 0.27% | 2q | +116.4%+$345.4K |
| Hobart Private Capital, LLC | $634.3K | 4,797 | 0.11% | 2q | +137.1%+$366.8K |
| Focus Partners Wealth | $626.4K | 4,737 | 0.00% | 5q | +14.6%+$79.7K |
| Equitable Holdings, Inc. | $609.1K | 4,606 | 0.00% | 3q | +10.6%+$58.4K |
| COMPASS CAPITAL CORP /MA/ /ADV | $584.1K | 4,538 | 0.19% | 5q | +3.2%+$17.9K |
Showing the largest 100 of 308 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 100 | $69.3M | 571,631 | 9 | 30 | 25 | 0.0% |
| Q2 2026 | 308 | $673.4M | 4,944,336 | 58 | 91 | 58 | 3.1% |
| Q1 2026 | 268 | $493.2M | 4,142,723 | 40 | 98 | 49 | 5.6% |
| Q4 2025 | 257 | $465.1M | 3,816,507 | 44 | 81 | 36 | 5.9% |
| Q3 2025 | 220 | $394.6M | 3,318,612 | 60 | 57 | 31 | 6.4% |
| Q2 2025 | 186 | $267.9M | 2,746,862 | 45 | 45 | 35 | 8.7% |
| Q1 2025 | 161 | $176.8M | 2,441,253 | 27 | 38 | 37 | 8.9% |
| Q4 2024 | 175 | $160.2M | 2,033,086 | 25 | 27 | 50 | 2.0% |
| Q3 2024 | 154 | $125.1M | 2,019,244 | 7 | 21 | 65 | 1.8% |
| Q2 2024 | 171 | $147.5M | 2,618,513 | 17 | 30 | 61 | 2.0% |
| Q1 2024 | 173 | $222.2M | 3,790,303 | 17 | 30 | 62 | 6.4% |
| Q4 2023 | 186 | $258.7M | 4,477,735 | 22 | 27 | 57 | 1.4% |
| Q3 2023 | 179 | $223.7M | 4,181,467 | 24 | 37 | 38 | 1.3% |
| Q2 2023 | 168 | $187.4M | 3,271,247 | 22 | 37 | 41 | 1.8% |
| Q1 2023 | 163 | $153.0M | 3,025,709 | 18 | 23 | 55 | 1.7% |
| Q4 2022 | 176 | $150.5M | 3,134,960 | 27 | 27 | 60 | 15.3% |
| Q3 2022 | 167 | $1.6B | 34,320,535 | 14 | 30 | 65 | 1.2% |
| Q2 2022 | 179 | $1.8B | 35,930,617 | 20 | 28 | 72 | 1.2% |
| Q1 2022 | 208 | $3.3B | 47,903,964 | 16 | 51 | 80 | 1.5% |
| Q4 2021 | 257 | $4.3B | 55,032,564 | 42 | 54 | 84 | 1.1% |
| Q3 2021 | 232 | $3.9B | 49,436,671 | 27 | 67 | 78 | 1.0% |
| Q2 2021 | 253 | $3.6B | 41,075,250 | 28 | 84 | 83 | 2.2% |
| Q1 2021 | 264 | $4.7B | 54,617,771 | 110 | 96 | 39 | 3.0% |
| Q4 2020 | 180 | $3.6B | 47,114,515 | 75 | 56 | 4 | 0.5% |
| Q3 2020 | 91 | $1.5B | 25,744,295 | 34 | 29 | 8 | 0.0% |
| Q2 2020 | 63 | $885.0M | 18,713,319 | 22 | 16 | 6 | 0.0% |
| Q1 2020 | 49 | $203.5M | 6,121,365 | 14 | 12 | 8 | 0.0% |
| Q4 2019 | 43 | $181.9M | 4,887,315 | 4 | 7 | 12 | 0.0% |
| Q3 2019 | 40 | $146.8M | 4,615,344 | 6 | 5 | 12 | 0.0% |
| Q2 2019 | 42 | $156.9M | 4,636,435 | 7 | 7 | 14 | 0.0% |
| Q1 2019 | 41 | $157.3M | 4,607,996 | 12 | 12 | 9 | 0.0% |
| Q4 2018 | 31 | $110.2M | 3,737,915 | 1 | 1 | 3 | 0.0% |