DaveManuel.com · Institutional Ownership · Who Owns It
ASA GOLD AND PRECIOUS MTLS L (ASA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
76
Reporting holders
$610.2M
Reported value
0.2%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $307.2M | 5,903,701 | 7.88% | 15q | HELD |
| Sessa Capital IM, L.P. | $54.6M | 1,050,000 | 0.91% | 10q | HELD |
| MORGAN STANLEY | $46.3M | 889,782 | 0.00% | 35q | HELD |
| Almitas Capital LLC | $32.7M | 629,121 | 7.84% | 4q | +19.7%+$5.4M |
| Uncommon Cents Investing LLC | $21.3M | 408,849 | 4.61% | 31q | -1.7%-$367.7K |
| Twelve Points Wealth Management LLC | $17.1M | 329,331 | 3.43% | 19q | +3.8%+$632.4K |
| RAYMOND JAMES FINANCIAL INC | $16.8M | 322,727 | 0.00% | 7q | -6.4%-$1.2M |
| ROYAL BANK OF CANADA | $15.2M | 292,791 | 0.00% | 31q | -18.8%-$3.5M |
| SPROTT INC. | $10.2M | 195,183 | 0.32% | 7q | -2.5%-$260.2K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $7.5M | 144,568 | 0.94% | 31q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $7.3M | 139,975 | 0.47% | 4q | HELD |
| Cetera Investment Advisers | $6.8M | 129,742 | 0.01% | 8q | HELD |
| CAPSTONE INVESTMENT ADVISORS, LLC | $6.7M | 129,134 | 0.01% | 8q | HELD |
| ROYCE & ASSOCIATES LP | $5.4M | 102,887 | 0.04% | 31q | -2.8%-$156.1K |
| PEAPACK GLADSTONE FINANCIAL CORP | $5.3M | 102,501 | 0.06% | 22q | -1.2%-$66.0K |
| Private Advisor Group, LLC | $4.3M | 83,162 | 0.02% | 9q | +1.8%+$78.3K |
| Altium Capital Management LLC | $3.7M | 70,390 | 7.72% | 3q | +34.8%+$945.6K |
| WS MANAGEMENT LLLP | $3.6M | 70,000 | 0.32% | 31q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $3.5M | 66,761 | 1.07% | 7q | -47.0%-$3.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.2M incl. $780.6K options CALL | 46,053 | 0.00% | 12q | -11.1%-$395.6K |
| Noble Wealth Management PBC | $3.1M | 58,841 | 1.37% | 4q | -20.9%-$809.5K |
| Quantedge Capital Pte Ltd | $2.9M | 56,347 | 2.22% | 23q | +104.5%+$1.5M |
| OSAIC HOLDINGS, INC. | $1.8M | 35,306 | 0.00% | 26q | +13.5%+$218.0K |
| CSS LLC/IL | $1.8M | 35,107 | 0.07% | 9q | +23.7%+$349.9K |
| ZAZOVE ASSOCIATES LLC | $1.7M | 32,655 | 0.14% | 4q | -49.2%-$1.6M |
| PFG Investments, LLC | $1.6M | 31,689 | 0.06% | 10q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $1.6M | 31,387 | 0.01% | 5q | -56.4%-$2.1M |
| Burford Brothers, Inc. | $1.4M | 27,210 | 0.52% | 11q | HELD |
| JANE STREET GROUP, LLC | $1.1M | 20,845 | 0.00% | 2q | +342.2%+$839.5K |
| FLAX POND CAPITAL, LLC | $1.1M | 19,008 | 0.40% | 3q | +100.0%+$542.1K |
| EVOLVE PRIVATE WEALTH, LLC | $961.9K | 18,483 | 0.06% | 3q | -3.6%-$35.6K |
| Pekin Hardy Strauss, Inc. | $913.7K | 17,558 | 0.08% | 23q | HELD |
| XTX Topco Ltd | $792.6K | 15,230 | 0.01% | 2q | +39.5%+$224.6K |
| CITADEL ADVISORS LLC | $772.4K incl. $275.8K options CALL | 9,543 | 0.00% | 19q | -82.2%-$3.6M |
| Steward Partners Investment Advisory, LLC | $722.7K | 13,887 | 0.00% | 26q | -4.6%-$34.6K |
| Marex Group Ltd | $718.2K | 13,800 | 0.00% | 4q | -2.8%-$20.8K |
| STEPHENS INC /AR/ | $643.9K | 12,374 | 0.01% | 31q | +1.0%+$6.3K |
| Integrated Wealth Concepts LLC | $631.9K | 12,143 | 0.00% | 7q | +3.8%+$23.1K |
| LPL Financial LLC | $591.3K | 11,362 | 0.00% | 9q | -55.1%-$724.5K |
| Beacon Pointe Advisors, LLC | $557.4K | 10,711 | 0.00% | 12q | -27.9%-$216.0K |
| HRT FINANCIAL LP | $452.0K | 8,690 | 0.00% | new | NEW |
| TWIN FOCUS CAPITAL PARTNERS, LLC | $418.9K | 8,050 | 0.04% | 8q | +23.8%+$80.7K |
| Janney Montgomery Scott LLC | $402.0K | 7,726 | 0.00% | 28q | +5.7%+$21.9K |
| Fruth Investment Management | $390.0K | 7,500 | 0.09% | 6q | HELD |
| Wealthcare Advisory Partners LLC | $379.8K | 7,298 | 0.01% | 6q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $362.3K | 6,962 | 0.00% | 2q | -7.6%-$29.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $338.0K | 6,437 | 0.00% | 5q | -46.1%-$289.0K |
| Lido Advisors, LLC | $333.6K | 6,410 | 0.00% | 2q | +95.1%+$162.6K |
| DECISION INVESTMENTS, INC | $325.9K | 6,262 | 0.30% | 3q | -0.6%-$2.1K |
| HB Wealth Management, LLC | $310.9K | 5,974 | 0.00% | 4q | -7.2%-$24.0K |
| Tidal Investments LLC | $310.3K | 5,962 | 0.00% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $263.8K | 5,069 | 0.02% | new | NEW |
| Cardinal Point Capital Management ULC | $260.2K | 5,000 | 0.01% | 6q | HELD |
| Creative Planning | $255.2K | 4,905 | 0.00% | 2q | -5.2%-$14.0K |
| DKM Wealth Management, Inc. | $208.2K | 4,001 | 0.14% | 3q | HELD |
| MML INVESTORS SERVICES, LLC | $204.4K | 3,927 | 0.00% | 3q | HELD |
| HM PAYSON & CO | $156.1K | 3,000 | 0.00% | 29q | HELD |
| BFC Planning, Inc. | $119.7K | 2,300 | 0.00% | 7q | HELD |
| SIMPLEX TRADING, LLC | $96.0K incl. $62.4K options CALL+PUT | 645 | 0.00% | 2q | HELD |
| LANARK FINANCIAL, INC. | $67.2K | 1,290 | 0.00% | 12q | HELD |
| Farther Finance Advisors, LLC | $51.4K | 988 | 0.00% | 3q | -38.2%-$31.8K |
| TRUST CO OF VERMONT | $46.8K | 900 | 0.00% | 16q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $26.0K | 500 | 0.00% | 6q | HELD |
| WHI TRUST Co LLC | $26.0K | 500 | 0.02% | 3q | HELD |
| Global Retirement Partners, LLC | $23.0K | 443 | 0.00% | 9q | HELD |
| UBS Group AG | $21.2K | 407 | 0.00% | 31q | -97.9%-$973.6K |
| Markowski Investments | $15.6K | 300 | 0.00% | new | FIRST |
| Parkside Financial Bank & Trust | $14.4K | 277 | 0.00% | 2q | HELD |
| Silver Grove Financial Group, Inc. | $11.7K | 224 | 0.01% | new | NEW |
| WELLS FARGO & COMPANY/MN | $10.5K | 201 | 0.00% | 31q | HELD |
| GHP Investment Advisors, Inc. | $10.4K | 200 | 0.00% | 2q | -60.0%-$15.6K |
| BESSEMER GROUP INC | $10.0K | 200 | 0.00% | 15q | HELD |
| HAZLETT, BURT & WATSON, INC. | $5.0K | 100 | 0.00% | 3q | HELD |
| JFS WEALTH ADVISORS, LLC | $1.5K | 28 | 0.00% | 28q | HELD |
| Cape Investment Advisory, Inc. | $1.0K | 20 | 0.00% | new | NEW |
| GROUP ONE TRADING LLC | $781 | 15 | 0.00% | 2q | -98.1%-$41.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $35.1M | 628,972 | 2 | 1 | 3 | 0.0% |
| Q2 2026 | 76 | $610.2M | 11,702,855 | 6 | 15 | 26 | 0.2% |
| Q1 2026 | 79 | $738.6M | 11,866,887 | 15 | 17 | 24 | 0.4% |
| Q4 2025 | 77 | $685.3M | 11,438,352 | 14 | 12 | 24 | 0.3% |
| Q3 2025 | 69 | $539.2M | 11,721,293 | 11 | 10 | 23 | 0.4% |
| Q2 2025 | 65 | $386.3M | 12,190,016 | 9 | 11 | 20 | 0.4% |
| Q1 2025 | 60 | $360.1M | 11,910,866 | 8 | 13 | 20 | 0.3% |
| Q4 2024 | 59 | $225.4M | 11,112,190 | 6 | 10 | 16 | 0.3% |
| Q3 2024 | 57 | $237.8M | 11,351,603 | 10 | 12 | 15 | 0.3% |
| Q2 2024 | 52 | $193.7M | 10,972,231 | 7 | 12 | 14 | 0.6% |
| Q1 2024 | 52 | $200.1M | 12,998,202 | 11 | 12 | 14 | 0.2% |
| Q4 2023 | 50 | $177.9M | 11,801,511 | 5 | 9 | 16 | 0.1% |
| Q3 2023 | 52 | $144.6M | 10,821,703 | 5 | 10 | 13 | 0.2% |
| Q2 2023 | 51 | $157.4M | 10,556,922 | 5 | 5 | 15 | 0.2% |
| Q1 2023 | 55 | $165.6M | 10,294,044 | 4 | 7 | 24 | 0.3% |
| Q4 2022 | 65 | $145.3M | 10,125,272 | 16 | 13 | 16 | 0.3% |
| Q3 2022 | 54 | $119.3M | 9,493,763 | 4 | 15 | 11 | 0.3% |
| Q2 2022 | 61 | $136.7M | 9,287,291 | 5 | 11 | 15 | 0.3% |
| Q1 2022 | 65 | $203.7M | 9,044,929 | 7 | 13 | 12 | 0.4% |
| Q4 2021 | 67 | $188.6M | 8,898,123 | 17 | 17 | 8 | 0.5% |
| Q3 2021 | 55 | $193.1M | 10,218,028 | 3 | 11 | 14 | 0.1% |
| Q2 2021 | 63 | $207.2M | 9,558,929 | 7 | 10 | 19 | 0.5% |
| Q1 2021 | 59 | $200.4M | 9,952,091 | 5 | 14 | 16 | 0.9% |
| Q4 2020 | 70 | $222.8M | 10,068,168 | 14 | 19 | 9 | 1.2% |
| Q3 2020 | 57 | $192.1M | 8,992,774 | 5 | 7 | 22 | 0.4% |
| Q2 2020 | 64 | $168.4M | 9,569,054 | 5 | 15 | 17 | 0.4% |
| Q1 2020 | 62 | $96.0M | 9,283,680 | 15 | 17 | 12 | 0.3% |
| Q4 2019 | 61 | $129.8M | 9,435,310 | 7 | 14 | 15 | 0.5% |
| Q3 2019 | 60 | $111.6M | 9,271,334 | 11 | 13 | 16 | 0.2% |
| Q2 2019 | 57 | $106.0M | 9,260,588 | 12 | 15 | 8 | 0.1% |
| Q1 2019 | 49 | $83.2M | 8,105,987 | 2 | 11 | 15 | 0.2% |
| Q4 2018 | 52 | $68.8M | 7,252,439 | 1 | 1 | 1 | 0.4% |