DaveManuel.com · Institutional Ownership · Who Owns It
DBX ETF TR (ASHR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
156
Reporting holders
$2.7B
Reported value
28.1%
Calls
29.6%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | $672.2M incl. $637.6M options CALL+PUT | 942,260 | 0.06% | 31q | -22.1%-$190.8M |
| GOLDMAN SACHS GROUP INC | $367.7M incl. $282.3M options CALL+PUT | 2,329,612 | 0.03% | 31q | +683.8%+$320.8M |
| MORGAN STANLEY | $165.8M | 4,522,440 | 0.01% | 35q | -12.1%-$22.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $165.4M incl. $152.0M options CALL+PUT | 365,940 | 0.01% | 31q | -85.3%-$956.3M |
| CITADEL ADVISORS LLC | $155.6M incl. $141.9M options CALL+PUT | 374,814 | 0.02% | 31q | +68.1%+$63.0M |
| Castle Hook Partners LP | $93.0M incl. $55.0M options CALL | 1,036,482 | 0.43% | 2q | +265.9%+$67.6M |
| BNP PARIBAS FINANCIAL MARKETS | $78.0M incl. $11.0M options CALL+PUT | 1,827,273 | 0.03% | 31q | -37.6%-$47.0M |
| GROUP ONE TRADING LLC | $57.5M CALL+PUT | options only | 0.08% | 7q | OPTIONS |
| CI INVESTMENTS INC. | $52.3M | 1,425,880 | 0.17% | 20q | +4.8%+$2.4M |
| ICICI Prudential Asset Management Co Ltd | $51.4M | 1,402,210 | 5.63% | 12q | -12.2%-$7.1M |
| ASSETMARK, INC | $49.7M | 1,355,364 | 0.09% | 2q | -9.7%-$5.4M |
| SIMPLEX TRADING, LLC | $48.8M CALL+PUT | options only | 0.03% | 31q | OPTIONS |
| BANK OF AMERICA CORP /DE/ | $43.3M | 1,181,185 | 0.00% | 31q | +1241.9%+$40.1M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $41.1M | 1,135,000 | 0.03% | new | NEW |
| Rafferty Asset Management, LLC | $39.1M | 1,067,840 | 0.09% | 16q | -12.8%-$5.8M |
| UBS Group AG | $39.0M incl. $143.0K options PUT | 1,060,203 | 0.00% | 31q | +2.6%+$982.6K |
| Schonfeld Strategic Advisors LLC | $36.7M CALL | options only | 0.13% | new | OPTIONS |
| Delphi Financial Group, Inc. | $36.4M | 992,880 | 17.99% | 7q | +68.2%+$14.8M |
| Robinhood Asset Management, LLC | $34.2M | 932,468 | 1.83% | new | NEW |
| Squarepoint Ops LLC | $32.5M incl. $15.7M options CALL+PUT | 456,052 | 0.04% | 10q | HELD |
| Federation des caisses Desjardins du Quebec | $30.2M | 823,536 | 0.09% | 10q | +7.2%+$2.0M |
| Harel Insurance Investments & Financial Services Ltd. | $26.9M | 734,945 | 0.13% | 18q | HELD |
| Walleye Trading LLC | $25.1M CALL+PUT | options only | 0.03% | 31q | OPTIONS |
| IMC-Chicago, LLC | $22.8M CALL+PUT | options only | 0.01% | 11q | OPTIONS |
| BARCLAYS PLC | $20.7M incl. $9.2M options PUT | 313,316 | 0.00% | 11q | +12.7%+$2.3M |
| SUN LIFE FINANCIAL INC | $20.3M | 552,918 | 1.04% | 5q | +7.4%+$1.4M |
| JPMORGAN CHASE & CO | $19.9M incl. $5.4M options CALL | 400,202 | 0.00% | 15q | -25.2%-$6.7M |
| Fosun International Ltd | $18.8M | 511,946 | 4.21% | 8q | -1.6%-$305.2K |
| MILLENNIUM MANAGEMENT LLC | $17.6M CALL | options only | 0.01% | 13q | OPTIONS |
| Rovida Investment Management Ltd | $13.7M | 375,000 | 0.94% | 7q | +50.0%+$4.6M |
| HRT FINANCIAL LP | $13.6M | 370,470 | 0.02% | 5q | +371.7%+$10.7M |
| RAYMOND JAMES FINANCIAL INC | $13.0M | 355,336 | 0.00% | 7q | HELD |
| Analyst IMS Investment Management Services Ltd. | $12.7M | 345,757 | 0.29% | 11q | HELD |
| Point72 Asset Management, L.P. | $10.9M | 297,900 | 0.01% | 4q | -7.3%-$865.2K |
| AMERIPRISE FINANCIAL INC | $10.9M | 296,855 | 0.00% | 24q | HELD |
| WELLS FARGO & COMPANY/MN | $9.7M incl. $5.5M options PUT | 115,210 | 0.00% | 31q | +54.9%+$3.4M |
| STRS OHIO | $8.7M | 236,503 | 0.03% | 31q | -5.4%-$499.6K |
| Anson Funds Management LP | $7.3M CALL | options only | 0.44% | new | OPTIONS |
| NEUBERGER BERMAN GROUP LLC | $6.4M incl. $4.2M options CALL | 60,225 | 0.00% | 3q | +31.0%+$1.5M |
| Jain Global LLC | $6.4M incl. $4.6M options PUT | 49,114 | 0.03% | 2q | -70.1%-$14.9M |
| TUDOR INVESTMENT CORP ET AL | $6.3M CALL | options only | 0.01% | 2q | OPTIONS |
| EVERGREEN CAPITAL MANAGEMENT LLC | $5.1M | 139,510 | 0.09% | 31q | +2.0%+$99.3K |
| FRANKLIN RESOURCES INC | $4.9M | 132,389 | 0.00% | 8q | -81.2%-$21.0M |
| Bank Julius Baer & Co. Ltd, Zurich | $4.4M | 119,408 | 0.01% | new | NEW |
| Pekin Hardy Strauss, Inc. | $4.2M | 115,310 | 0.37% | 2q | +82.9%+$1.9M |
| Tidal Investments LLC | $4.0M | 110,201 | 0.01% | new | NEW |
| Itau Unibanco Holding S.A. | $3.8M incl. $493.4K options PUT | 90,446 | 0.07% | new | NEW |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | $3.3M | 90,277 | 0.01% | 6q | +5.2%+$164.9K |
| AQR CAPITAL MANAGEMENT LLC | $3.1M | 84,000 | 0.00% | new | NEW |
| LAZARD ASSET MANAGEMENT LLC | $3.1M | 83,215 | 0.00% | 26q | +1.7%+$51.8K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $3.0M | 80,863 | 0.22% | 2q | +102.2%+$1.5M |
| Vontobel Holding Ltd. | $2.9M | 79,863 | 0.01% | 13q | +7.9%+$213.5K |
| Galaxy Digital Inc. | $2.9M | 78,750 | 0.17% | 2q | -50.1%-$2.9M |
| MARSHALL WACE, LLP | $2.9M incl. $1.2M options PUT | 46,870 | 0.00% | 7q | -74.2%-$8.3M |
| ENVESTNET ASSET MANAGEMENT INC | $2.9M | 78,025 | 0.00% | 2q | +33.5%+$717.7K |
| Parallax Volatility Advisers, L.P. | $2.7M incl. $2.7M options CALL+PUT | 758 | 0.00% | 20q | -86.7%-$17.6M |
| FIL Ltd | $2.7M | 72,856 | 0.00% | 27q | -5.4%-$152.8K |
| Banque Cantonale Vaudoise | $2.6M | 69,820 | 0.10% | 26q | -1.0%-$25.4K |
| Verition Fund Management LLC | $2.5M incl. $1.1M options CALL | 37,777 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $2.4M | 66,220 | 0.00% | 31q | +504.1%+$2.0M |
| Corecam AG | $2.3M | 63,800 | 2.00% | 3q | -44.5%-$1.9M |
| Summit Place Financial Advisors, LLC | $1.9M | 53,094 | 0.85% | 27q | +4.4%+$82.9K |
| DEUTSCHE BANK AG\ | $1.9M | 52,757 | 0.00% | 15q | +559.5%+$1.6M |
| SELDON CAPITAL LP | $1.6M | 44,106 | 0.51% | 19q | HELD |
| Cetera Investment Advisers | $1.6M | 42,629 | 0.00% | 2q | +100.3%+$782.5K |
| STATE STREET CORP | $1.5M | 41,738 | 0.00% | 28q | -7.1%-$116.6K |
| Nan Shan Life Insurance Co., Ltd. | $1.5M | 40,000 | 0.05% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.4M | 38,114 | 0.00% | 3q | HELD |
| Prospera Financial Services Inc | $1.3M | 35,455 | 0.02% | new | NEW |
| Mirae Asset Global Investments Co., Ltd. | $1.1M | 31,200 | 0.00% | 30q | +48.6%+$373.9K |
| CITIGROUP INC | $1.1M | 30,635 | 0.00% | 31q | -73.7%-$3.1M |
| TWIN FOCUS CAPITAL PARTNERS, LLC | $1.1M | 29,643 | 0.11% | 4q | HELD |
| Qube Research & Technologies Ltd | $1.1M | 29,521 | 0.00% | 3q | -91.5%-$11.7M |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.0M | 28,255 | 0.06% | new | NEW |
| WASHINGTON GROWTH STRATEGIES LLC | $1.0M | 27,852 | 0.57% | 7q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $1.0M | 27,845 | 0.01% | 21q | -12.6%-$146.6K |
| Y-Intercept (Hong Kong) Ltd | $989.8K | 27,000 | 0.02% | new | NEW |
| NOMURA HOLDINGS INC | $953.2K PUT | options only | 0.00% | new | OPTIONS |
| Global Endowment Management, LP | $953.0K | 26,000 | 0.10% | 15q | +30.0%+$219.9K |
| CAPITAL FUND MANAGEMENT S.A. | $930.4K incl. $472.9K options PUT | 12,478 | 0.00% | 12q | -94.9%-$17.4M |
| Absolute Gestao de Investimentos Ltda. | $916.5K | 25,000 | 0.09% | new | NEW |
| Provenance Wealth Advisors, LLC | $888.3K | 24,232 | 0.08% | 10q | HELD |
| New York Life Investment Management LLC | $878.9K | 23,975 | 0.01% | 17q | -73.1%-$2.4M |
| Balefire, LLC | $848.8K | 23,153 | 0.14% | 2q | -5.7%-$51.4K |
| Beacon Pointe Advisors, LLC | $844.4K | 23,033 | 0.00% | 3q | HELD |
| Corecam Pte. Ltd. | $843.2K | 23,000 | 0.32% | 11q | +0.9%+$7.3K |
| Polunin Capital Partners Ltd | $820.0K | 23,183 | 0.20% | 13q | HELD |
| ACIMA PRIVATE WEALTH, LLC | $784.7K | 21,404 | 0.23% | 31q | -60.7%-$1.2M |
| Intesa Sanpaolo Wealth Management | $749.7K | 20,450 | 0.15% | 3q | HELD |
| Summit Trail Advisors, LLC | $668.9K | 18,247 | 0.01% | 5q | HELD |
| Phraction Management LLC | $645.6K | 17,610 | 0.11% | 19q | HELD |
| Algorithmic Investment Models, LLC | $624.6K | 17,039 | 0.72% | 2q | -4.2%-$27.1K |
| Gateway Wealth Partners, LLC | $589.5K | 16,079 | 0.04% | 2q | -6.8%-$43.1K |
| Betterment LLC | $567.0K | 15,465 | 0.00% | 30q | -2.7%-$15.6K |
| DRW Securities, LLC | $525.7K | 14,339 | 0.01% | new | NEW |
| DV Trading LLC | $513.2K | 14,000 | 0.02% | 2q | -42.2%-$374.2K |
| HighTower Advisors, LLC | $511.4K | 13,950 | 0.00% | 22q | -32.3%-$244.1K |
| LPL Financial LLC | $511.4K | 13,950 | 0.00% | 31q | +98.9%+$254.2K |
| Mondrian Investment Partners LTD | $490.7K | 13,385 | 0.01% | 27q | -4.3%-$21.9K |
| INDEPENDENT FINANCIAL GROUP, LLC | $482.2K | 13,152 | 0.01% | 7q | -4.2%-$21.2K |
Showing the largest 100 of 156 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $23.9M | 731,070 | 3 | 8 | 7 | 0.0% |
| Q2 2026 | 156 | $2.7B | 31,130,321 | 37 | 37 | 48 | 57.7% |
| Q1 2026 | 142 | $1.9B | 32,492,344 | 31 | 30 | 45 | 44.9% |
| Q4 2025 | 148 | $2.7B | 35,654,313 | 25 | 33 | 42 | 57.1% |
| Q3 2025 | 158 | $6.0B | 61,567,912 | 34 | 38 | 38 | 66.0% |
| Q2 2025 | 145 | $2.9B | 46,222,603 | 26 | 35 | 42 | 56.3% |
| Q1 2025 | 159 | $6.3B | 77,796,185 | 33 | 39 | 46 | 67.4% |
| Q4 2024 | 159 | $5.4B | 89,358,344 | 58 | 39 | 39 | 55.9% |
| Q3 2024 | 134 | $2.2B | 38,201,529 | 32 | 33 | 45 | 49.8% |
| Q2 2024 | 121 | $1.5B | 39,278,471 | 17 | 36 | 29 | 36.8% |
| Q1 2024 | 126 | $1.8B | 40,836,035 | 25 | 41 | 32 | 46.5% |
| Q4 2023 | 129 | $1.4B | 38,456,621 | 28 | 33 | 46 | 34.0% |
| Q3 2023 | 134 | $1.4B | 35,122,868 | 29 | 33 | 39 | 36.3% |
| Q2 2023 | 135 | $1.3B | 34,573,893 | 23 | 33 | 52 | 30.3% |
| Q1 2023 | 159 | $2.3B | 46,158,653 | 38 | 43 | 48 | 41.6% |
| Q4 2022 | 146 | $1.8B | 42,317,571 | 35 | 31 | 54 | 32.6% |
| Q3 2022 | 131 | $84.3B | 4,663,874,225 | 20 | 35 | 43 | 0.5% |
| Q2 2022 | 162 | $126.3B | 4,143,398,935 | 41 | 54 | 42 | 3.2% |
| Q1 2022 | 159 | $247.9B | 8,043,594,899 | 33 | 55 | 43 | 0.3% |
| Q4 2021 | 165 | $18.5B | 449,842,950 | 31 | 42 | 45 | 4.8% |
| Q3 2021 | 147 | $2.9B | 310,478,971 | 26 | 37 | 56 | 25.4% |
| Q2 2021 | 169 | $5.1B | 2,012,968,592 | 30 | 60 | 42 | 8.7% |
| Q1 2021 | 168 | $3.3B | 1,211,980,369 | 32 | 56 | 45 | 16.1% |
| Q4 2020 | 157 | $3.2B | 69,326,562 | 30 | 50 | 40 | 12.9% |
| Q3 2020 | 149 | $1.8B | 40,256,723 | 37 | 35 | 46 | 24.5% |
| Q2 2020 | 125 | $1.5B | 33,870,548 | 17 | 31 | 50 | 30.8% |
| Q1 2020 | 136 | $2.5B | 73,068,395 | 31 | 47 | 37 | 25.2% |
| Q4 2019 | 146 | $2.2B | 57,826,403 | 26 | 35 | 44 | 21.6% |
| Q3 2019 | 133 | $2.0B | 55,028,053 | 23 | 37 | 46 | 27.2% |
| Q2 2019 | 148 | $3.4B | 85,703,188 | 41 | 49 | 40 | 28.2% |
| Q1 2019 | 146 | $2.4B | 58,606,740 | 62 | 43 | 23 | 29.1% |
| Q4 2018 | 100 | $797.4M | 31,378,471 | 4 | 1 | 3 | 13.6% |