FIRST TR EXCHNG TRADED FD VI (AUGM)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3M | 66,215 | 0.00% | 8q | +4.3%+$96.3K |
| Cetera Investment Advisers | $1.1M | 30,034 | 0.00% | 8q | HELD |
| Kestra Advisory Services, LLC | $1.0M | 29,259 | 0.00% | 8q | -8.6%-$96.9K |
| OLD MISSION CAPITAL LLC | $780.1K | 22,258 | 0.01% | 3q | -42.6%-$578.0K |
| Glen Eagle Advisors, LLC | $594.8K | 16,970 | 0.08% | 8q | -9.3%-$60.6K |
| IFP Advisors, Inc | $561.5K | 16,020 | 0.01% | 8q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $548.2K | 15,640 | 0.00% | 8q | -44.1%-$432.9K |
| Grantvest Financial Group LLC | $530.1K | 15,124 | 0.31% | 7q | -3.4%-$18.8K |
| CENTAURUS FINANCIAL, INC. | $526.0K | 14,999 | 0.02% | 4q | HELD |
| Clear Creek Financial Management, LLC | $488.1K | 13,927 | 0.03% | 8q | -4.8%-$24.5K |
| AE Wealth Management LLC | $449.9K | 12,836 | 0.00% | 8q | -2.0%-$9.1K |
| TRUIST FINANCIAL CORP | $424.6K | 12,115 | 0.00% | 8q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $394.3K | 11,250 | 0.00% | 8q | HELD |
| Ameritas Advisory Services, LLC | $392.7K | 11,203 | 0.01% | 3q | +9.3%+$33.5K |
| OSAIC HOLDINGS, INC. | $387.7K | 11,060 | 0.00% | 8q | +172.4%+$245.3K |
| Main Street Financial Solutions, LLC | $385.1K | 10,986 | 0.02% | 8q | HELD |
| Janney Montgomery Scott LLC | $374.0K | 10,684 | 0.00% | 4q | -12.9%-$55.3K |
| Americana Partners, LLC | $354.2K | 10,105 | 0.01% | 4q | -1.7%-$6.1K |
| Ashton Thomas Private Wealth, LLC | $344.2K | 9,819 | 0.01% | 7q | HELD |
| Triumph Capital Management | $336.6K | 9,603 | 0.06% | 3q | HELD |
| Waverly Advisors, LLC | $331.9K | 9,468 | 0.00% | 3q | -13.7%-$52.8K |
| Cambridge Investment Research Advisors, Inc. | $320.0K | 9,138 | 0.00% | 8q | HELD |
| Mariner, LLC | $287.3K | 8,196 | 0.00% | 5q | HELD |
| Brookstone Capital Management | $275.7K | 7,865 | 0.00% | 5q | -2.0%-$5.5K |
| Madrona Financial Services, LLC | $270.5K | 7,717 | 0.05% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $249.4K | 7,115 | 0.00% | 7q | -39.0%-$159.3K |
| Buck Wealth Strategies, LLC | $223.1K | 6,366 | 0.02% | 5q | HELD |
| MML INVESTORS SERVICES, LLC | $220.1K | 6,280 | 0.00% | 5q | -15.1%-$39.2K |
| HBW ADVISORY SERVICES LLC | $210.3K | 6,000 | 0.02% | 4q | HELD |
| CreativeOne Wealth, LLC | $203.0K | 5,793 | 0.00% | new | NEW |
| EVOLUTION WEALTH MANAGEMENT INC. | $131.4K | 3,748 | 0.08% | 4q | HELD |
| BARCLAYS PLC | $72.4K | 2,066 | 0.00% | 3q | HELD |
| Bullseye Investment Management, LLC | $70.1K | 2,000 | 0.03% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $54.7K | 1,560 | 0.00% | new | NEW |
| Capital Analysts, LLC | $54.0K | 1,536 | 0.00% | 8q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $47.8K | 1,363 | 0.00% | 7q | HELD |
| CX Institutional | $32.0K | 900 | 0.00% | 3q | HELD |
| DHJJ Financial Advisors, Ltd. | $26.3K | 751 | 0.01% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $10.9K | 310 | 0.00% | 4q | -41.2%-$7.6K |
| Clearstead Advisors, LLC | $3.5K | 100 | 0.00% | new | NEW |
| Integrity Financial Corp /WA | $1.1K | 32 | 0.00% | 8q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 8.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 20 | $21.5M | 607,565 | 8 | 2 | 2 | 0.0% |
| Q2 2026 | 41 | $15.4M | 438,411 | 3 | 3 | 14 | 0.0% |
| Q1 2026 | 46 | $17.1M | 505,370 | 3 | 6 | 10 | 0.0% |
| Q4 2025 | 47 | $15.0M | 440,087 | 9 | 3 | 10 | 0.0% |
| Q3 2025 | 41 | $15.4M | 459,152 | 13 | 12 | 7 | 0.0% |
| Q2 2025 | 32 | $10.0M | 302,890 | 4 | 3 | 10 | 0.0% |
| Q1 2025 | 32 | $12.5M | 395,866 | 1 | 7 | 9 | 0.0% |
| Q4 2024 | 35 | $14.8M | 464,093 | 7 | 5 | 7 | 0.0% |
| Q3 2024 | 29 | $21.4M | 679,039 | 29 | 0 | 0 | 0.0% |