DaveManuel.com · Institutional Ownership · Who Owns It
AMER STATES WTR CO (AWR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
414
Reporting holders
$2.7B
Reported value
83.4%
Of shares outstanding
0.2%
Calls
0.3%
Puts
+34
Holder change
Institutions report 33,056,366 shares against 39,635,626 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $602.7M | 7,294,548 | 0.01% | 8q | +6.3%+$35.8M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $291.2M | 3,524,229 | 0.01% | 2q | +13.5%+$34.5M |
| NEUBERGER BERMAN GROUP LLC | $211.4M | 2,557,960 | 0.14% | 9q | +1.2%+$2.5M |
| STATE STREET CORP | $185.4M | 2,243,634 | 0.01% | 31q | +8.7%+$14.8M |
| VANGUARD CAPITAL MANAGEMENT LLC | $147.9M | 1,789,593 | 0.00% | 2q | +1.9%+$2.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $82.7M | 1,001,087 | 0.00% | 31q | +7.1%+$5.5M |
| AQR CAPITAL MANAGEMENT LLC | $76.0M | 919,629 | 0.03% | 11q | +94.2%+$36.9M |
| MORGAN STANLEY | $74.7M | 904,551 | 0.00% | 35q | -30.5%-$32.9M |
| FIRST TRUST ADVISORS LP | $64.3M | 778,435 | 0.04% | 31q | -6.9%-$4.8M |
| DIMENSIONAL FUND ADVISORS LP | $61.9M | 749,299 | 0.01% | 31q | +1.1%+$679.2K |
| Invesco Ltd. | $51.2M | 619,310 | 0.00% | 31q | -3.1%-$1.6M |
| NORTHERN TRUST CORP | $39.9M | 482,466 | 0.00% | 31q | +9.3%+$3.4M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $39.6M | 478,996 | 0.01% | 31q | +3.7%+$1.4M |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $38.9M | 470,985 | 0.04% | 29q | -0.6%-$253.3K |
| Bank of New York Mellon Corp | $28.3M | 342,941 | 0.00% | 31q | +4.2%+$1.1M |
| TWO SIGMA INVESTMENTS, LP | $23.7M | 287,237 | 0.02% | 13q | +211.7%+$16.1M |
| VANGUARD FIDUCIARY TRUST CO | $22.8M | 275,392 | 0.01% | 2q | +5.1%+$1.1M |
| Nuveen, LLC | $22.2M | 268,766 | 0.01% | 6q | +121.5%+$12.2M |
| JPMORGAN CHASE & CO | $21.4M | 257,020 | 0.00% | 31q | +3.8%+$782.8K |
| VICTORY CAPITAL MANAGEMENT INC | $20.8M | 252,207 | 0.01% | 31q | +3.6%+$724.4K |
| GOLDMAN SACHS GROUP INC | $19.7M | 238,467 | 0.00% | 31q | +1.0%+$203.4K |
| Legal & General Group Plc | $18.9M | 228,364 | 0.00% | 31q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $15.8M | 190,996 | 0.01% | 31q | +1.1%+$173.5K |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $15.4M | 186,116 | 0.01% | 5q | +80.7%+$6.9M |
| KENNEDY CAPITAL MANAGEMENT LLC | $15.0M | 181,346 | 0.27% | 16q | -2.8%-$436.7K |
| Allianz Asset Management GmbH | $14.7M | 178,394 | 0.01% | 31q | +204.2%+$9.9M |
| Perpetual Ltd | $13.2M | 160,353 | 0.19% | 14q | +5.2%+$659.8K |
| BANK OF AMERICA CORP /DE/ | $12.9M | 155,842 | 0.00% | 31q | +2.1%+$261.7K |
| UBS Group AG | $12.5M | 151,438 | 0.00% | 31q | +26.9%+$2.7M |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $12.3M | 148,270 | 0.02% | 31q | -16.8%-$2.5M |
| Public Sector Pension Investment Board | $11.1M | 134,687 | 0.03% | 31q | -2.7%-$311.9K |
| MILLENNIUM MANAGEMENT LLC | $10.4M | 126,404 | 0.00% | 18q | -38.9%-$6.6M |
| Leith Wheeler Investment Counsel Ltd. | $10.3M | 125,110 | 0.79% | 3q | -0.9%-$92.1K |
| HRT FINANCIAL LP | $10.3M | 124,803 | 0.02% | 9q | -12.0%-$1.4M |
| D. E. Shaw & Co., Inc. | $9.2M | 111,732 | 0.00% | 14q | +6.8%+$591.0K |
| RHUMBLINE ADVISERS | $9.0M | 108,963 | 0.01% | 31q | -8.7%-$853.1K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $8.9M | 107,311 | 0.00% | 14q | -4.9%-$455.5K |
| IEQ CAPITAL, LLC | $8.4M | 101,674 | 0.04% | 4q | +69.2%+$3.4M |
| JANE STREET GROUP, LLC | $8.1M CALL+PUT | options only | 0.00% | 18q | OPTIONS |
| ProShare Advisors LLC | $8.0M | 96,924 | 0.01% | 31q | +4.6%+$351.8K |
| D.A. DAVIDSON & CO. | $7.6M | 91,939 | 0.04% | 31q | -7.3%-$598.2K |
| CANADA LIFE ASSURANCE Co | $7.2M | 87,753 | 0.01% | 29q | +15.7%+$981.1K |
| AMERIPRISE FINANCIAL INC | $7.1M | 86,353 | 0.00% | 31q | -19.7%-$1.8M |
| DEAN INVESTMENT ASSOCIATES, LLC | $7.0M | 84,780 | 0.92% | 2q | +27.3%+$1.5M |
| Meiji Yasuda Asset Management Co Ltd. | $6.5M | 78,809 | 0.29% | 6q | -10.7%-$779.8K |
| Swiss National Bank | $6.5M | 78,400 | 0.00% | 31q | +2.5%+$157.0K |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $6.4M | 77,366 | 0.03% | 31q | -1.5%-$94.1K |
| AMERICAN CENTURY COMPANIES INC | $6.3M | 76,619 | 0.00% | 3q | +101.7%+$3.2M |
| KBC Group NV | $5.9M | 71,186 | 0.01% | 31q | -1.2%-$71.3K |
| DEUTSCHE BANK AG\ | $5.8M | 70,001 | 0.00% | 34q | -31.4%-$2.6M |
| WELLS FARGO & COMPANY/MN | $5.7M | 69,290 | 0.00% | 31q | +47.8%+$1.9M |
| Cornerstone Wealth Management, LLC | $5.5M | 66,904 | 0.24% | 30q | +2.7%+$147.6K |
| Thrivent Financial for Lutherans | $5.5M | 66,526 | 0.01% | 31q | +35.2%+$1.4M |
| MARTINGALE ASSET MANAGEMENT L P | $5.5M | 66,475 | 0.13% | 31q | +8.7%+$438.2K |
| Mariner, LLC | $5.5M | 66,131 | 0.01% | 16q | +10.5%+$517.0K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $5.4M | 65,028 | 0.00% | 31q | +17.6%+$803.9K |
| Dean Capital Management | $5.1M | 61,578 | 1.84% | 2q | +31.9%+$1.2M |
| RAYMOND JAMES FINANCIAL INC | $5.0M | 59,953 | 0.00% | 7q | +19.2%+$796.3K |
| LPL Financial LLC | $4.7M | 56,489 | 0.00% | 31q | +77.9%+$2.0M |
| FRANKLIN RESOURCES INC | $4.6M | 56,063 | 0.00% | 31q | +1.1%+$48.2K |
| Quantinno Capital Management LP | $4.5M | 54,459 | 0.01% | 7q | +17.6%+$671.9K |
| Assenagon Asset Management S.A. | $4.5M | 54,274 | 0.00% | 2q | +62.5%+$1.7M |
| Cetera Investment Advisers | $4.5M | 54,026 | 0.00% | 15q | -4.6%-$213.4K |
| Walleye Trading LLC | $4.3M CALL+PUT | options only | 0.00% | new | OPTIONS |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $4.2M | 51,413 | 0.01% | 31q | -15.5%-$777.5K |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO | $4.1M | 49,571 | 0.04% | 2q | -3.6%-$151.5K |
| MARSHALL WACE, LLP | $4.1M | 49,079 | 0.00% | 2q | -34.7%-$2.2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.0M incl. $314.0K options CALL | 44,913 | 0.00% | 31q | +172.7%+$2.5M |
| GABELLI FUNDS LLC | $3.9M | 47,000 | 0.02% | 31q | +3.3%+$123.9K |
| TD Asset Management Inc | $3.8M | 46,400 | 0.00% | 31q | +0.9%+$33.1K |
| PRUDENTIAL FINANCIAL INC | $3.7M | 44,984 | 0.00% | 34q | +2.7%+$99.2K |
| ALLIANCEBERNSTEIN L.P. | $3.7M | 48,620 | 0.00% | 31q | +15.2%+$485.6K |
| Cerity Partners LLC | $3.7M | 44,351 | 0.00% | 15q | +50.7%+$1.2M |
| CITIGROUP INC | $3.7M | 44,294 | 0.00% | 31q | +466.6%+$3.0M |
| BARCLAYS PLC | $3.7M | 44,251 | 0.00% | 31q | -12.1%-$501.6K |
| Creative Planning | $3.7M | 44,239 | 0.00% | 28q | +61.2%+$1.4M |
| BESSEMER GROUP INC | $3.6M | 43,361 | 0.00% | 19q | HELD |
| CITADEL ADVISORS LLC | $3.6M incl. $1.1M options CALL+PUT | 30,220 | 0.00% | 31q | -28.7%-$1.4M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $3.6M | 43,205 | 0.00% | 31q | -7.0%-$269.0K |
| Maryland State Retirement & Pension System | $3.5M | 42,460 | 0.06% | 20q | +5.7%+$189.2K |
| STOREBRAND ASSET MANAGEMENT AS | $3.2M | 39,027 | 0.01% | 15q | +61.3%+$1.2M |
| BNP PARIBAS FINANCIAL MARKETS | $3.1M | 37,910 | 0.00% | 31q | +124.9%+$1.7M |
| Magellan Asset Management Ltd | $3.0M | 36,743 | 0.07% | 31q | HELD |
| Corient Private Wealth LP | $3.0M | 36,575 | 0.00% | 15q | +24.4%+$592.7K |
| SkyOak Wealth, LLC | $3.0M | 36,258 | 0.49% | 27q | -1.0%-$31.1K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.9M | 35,011 | 0.00% | 7q | +79.0%+$1.3M |
| EXCHANGE TRADED CONCEPTS, LLC | $2.8M | 34,410 | 0.01% | 25q | +3.1%+$84.3K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.8M | 37,918 | 0.00% | 12q | +65.1%+$1.1M |
| SG Americas Securities, LLC | $2.8M | 34,045 | 0.00% | 9q | -18.6%-$641.4K |
| VANGUARD ASSET MANAGEMENT, Ltd | $2.8M | 33,433 | 0.00% | 2q | +14.5%+$349.7K |
| ROYCE & ASSOCIATES LP | $2.7M | 32,654 | 0.02% | 2q | +644.3%+$2.3M |
| Legato Capital Management LLC | $2.7M | 32,111 | 0.22% | 3q | +31.9%+$641.9K |
| Russell Investments Group, Ltd. | $2.6M | 31,843 | 0.00% | 31q | +27.1%+$561.1K |
| Bridgewater Associates, LP | $2.5M | 30,311 | 0.01% | 4q | HELD |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $2.5M | 30,094 | 0.00% | 9q | -1.5%-$37.4K |
| Vanguard Investments Australia, Ltd. | $2.5M | 29,801 | 0.01% | 2q | +3.3%+$77.8K |
| FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A. | $2.4M | 29,236 | 0.07% | 3q | -8.6%-$228.0K |
| CoreCommodity Management, LLC | $2.3M | 28,177 | 0.46% | new | NEW |
| Ilex Capital Partners (UK) LLP | $2.3M | 28,118 | 0.05% | new | NEW |
| Holocene Advisors, LP | $2.3M | 27,619 | 0.01% | 10q | -2.9%-$68.1K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-06 | 13G/A | Neuberger Berman Group LLCwith 1 co-filers | 4.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 107 | $86.2M | 1,051,649 | 12 | 33 | 22 | 0.0% |
| Q2 2026 | 414 | $2.7B | 33,056,366 | 66 | 164 | 102 | 0.5% |
| Q1 2026 | 380 | $2.4B | 31,725,144 | 46 | 122 | 118 | 0.4% |
| Q4 2025 | 364 | $2.3B | 31,651,288 | 33 | 134 | 111 | 0.1% |
| Q3 2025 | 368 | $2.3B | 31,508,997 | 43 | 128 | 110 | 0.1% |
| Q2 2025 | 363 | $2.3B | 30,279,012 | 38 | 133 | 107 | 0.1% |
| Q1 2025 | 359 | $2.4B | 30,191,798 | 46 | 107 | 113 | 0.1% |
| Q4 2024 | 346 | $2.3B | 29,937,607 | 27 | 101 | 110 | 0.1% |
| Q3 2024 | 345 | $2.4B | 29,376,507 | 37 | 100 | 118 | 0.1% |
| Q2 2024 | 339 | $2.1B | 28,727,222 | 36 | 121 | 103 | 0.2% |
| Q1 2024 | 339 | $2.2B | 29,748,416 | 31 | 108 | 114 | 0.3% |
| Q4 2023 | 360 | $2.3B | 28,779,459 | 29 | 107 | 108 | 0.1% |
| Q3 2023 | 340 | $2.2B | 27,703,953 | 41 | 102 | 101 | 0.3% |
| Q2 2023 | 327 | $2.4B | 27,984,984 | 37 | 101 | 92 | 0.6% |
| Q1 2023 | 321 | $2.5B | 27,756,189 | 36 | 77 | 118 | 0.1% |
| Q4 2022 | 317 | $2.6B | 27,916,244 | 41 | 84 | 95 | 0.2% |
| Q3 2022 | 302 | $6.8B | 86,717,631 | 27 | 92 | 83 | 0.0% |
| Q2 2022 | 310 | $7.0B | 86,408,398 | 29 | 84 | 108 | 0.0% |
| Q1 2022 | 321 | $7.7B | 86,291,372 | 38 | 101 | 85 | 0.0% |
| Q4 2021 | 319 | $9.9B | 95,794,647 | 42 | 94 | 80 | 0.0% |
| Q3 2021 | 299 | $7.8B | 90,733,605 | 33 | 96 | 82 | 0.1% |
| Q2 2021 | 281 | $7.2B | 90,257,010 | 26 | 88 | 89 | 0.1% |
| Q1 2021 | 280 | $6.5B | 85,949,164 | 19 | 91 | 86 | 0.1% |
| Q4 2020 | 294 | $3.8B | 45,665,131 | 13 | 88 | 102 | 0.2% |
| Q3 2020 | 309 | $4.0B | 52,655,391 | 28 | 79 | 103 | 0.2% |
| Q2 2020 | 310 | $4.8B | 60,780,811 | 28 | 101 | 89 | 0.2% |
| Q1 2020 | 317 | $6.5B | 79,118,858 | 42 | 83 | 117 | 0.1% |
| Q4 2019 | 315 | $5.0B | 57,861,646 | 32 | 82 | 101 | 0.3% |
| Q3 2019 | 314 | $5.1B | 56,142,762 | 50 | 92 | 87 | 0.3% |
| Q2 2019 | 293 | $4.1B | 54,611,756 | 30 | 93 | 70 | 0.5% |
| Q1 2019 | 303 | $3.9B | 54,946,168 | 31 | 93 | 88 | 0.3% |
| Q4 2018 | 289 | $3.3B | 48,442,997 | 4 | 6 | 4 | 0.2% |