DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (BLES)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
76
Reporting holders
$80.2M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $12.0M | 251,044 | 0.00% | 31q | +49.8%+$4.0M |
| UBS Group AG | $5.8M | 121,773 | 0.00% | 26q | HELD |
| ASSETMARK, INC | $5.6M | 116,923 | 0.01% | 4q | +1.9%+$102.6K |
| Sowell Financial Services LLC | $5.5M | 116,092 | 0.18% | 7q | +12.4%+$612.0K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $5.0M | 104,035 | 0.24% | 31q | +178.4%+$3.2M |
| AlphaStar Capital Management, LLC | $4.5M | 94,102 | 0.29% | 31q | +6.2%+$260.8K |
| Inspire Advisors, LLC | $3.5M | 74,232 | 0.25% | 23q | -5.6%-$211.1K |
| ENVESTNET ASSET MANAGEMENT INC | $3.0M | 63,418 | 0.00% | 25q | +2.3%+$67.8K |
| Frontier Asset Management, LLC | $2.7M | 56,335 | 0.48% | 19q | HELD |
| CARLSON FINANCIAL, INC. | $2.4M | 51,333 | 1.25% | 3q | HELD |
| CITADEL ADVISORS LLC | $2.1M | 44,198 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 38,700 | 0.00% | 31q | +102.3%+$933.6K |
| Range Financial Group LLC | $1.8M | 37,034 | 0.48% | 17q | -9.2%-$179.4K |
| Keel Point, LLC | $1.5M | 32,402 | 0.09% | 31q | HELD |
| Cetera Investment Advisers | $1.4M | 29,934 | 0.00% | 18q | +5.7%+$77.4K |
| Strategic Equity Management | $1.3M | 28,077 | 0.45% | 6q | HELD |
| Inspire Investing, LLC | $1.2M | 25,754 | 0.05% | 35q | -18.2%-$273.0K |
| MONEYWISE, INC. | $1.1M | 23,673 | 0.42% | 6q | +2.0%+$21.7K |
| Revisor Wealth Management LLC | $1.1M | 21,862 | 0.25% | 3q | +58.8%+$389.1K |
| Envestnet Portfolio Solutions, Inc. | $1.0M | 21,020 | 0.00% | 12q | -21.3%-$271.7K |
| OneAscent Financial Services LLC | $992.2K | 20,807 | 0.05% | 7q | -84.0%-$5.2M |
| JPMORGAN CHASE & CO | $986.0K | 20,752 | 0.00% | 9q | +2.1%+$20.0K |
| Ridgeline Wealth, LLC | $958.3K | 20,094 | 0.56% | 7q | +2.5%+$22.9K |
| RAYMOND JAMES FINANCIAL INC | $904.7K | 18,970 | 0.00% | 7q | +0.7%+$5.9K |
| AMARILLO NATIONAL BANK | $841.4K | 17,644 | 0.13% | 19q | HELD |
| Turning Point Benefit Group, Inc. | $758.6K | 15,932 | 0.33% | 4q | +110.9%+$398.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $680.5K | 14,270 | 0.00% | 15q | HELD |
| Tulsa Wealth Advisors, INC | $672.0K | 14,090 | 0.09% | 2q | +13.3%+$78.6K |
| VICUS CAPITAL | $659.0K | 13,819 | 0.04% | 14q | +4.7%+$29.3K |
| Sterling Investment Advisors, Ltd. | $521.0K | 10,925 | 0.09% | 6q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $519.2K | 10,887 | 0.01% | 12q | +7.9%+$38.0K |
| ROYAL BANK OF CANADA | $460.0K | 9,656 | 0.00% | 21q | +9.5%+$39.9K |
| Harvest Investment Services, LLC | $441.3K | 9,253 | 0.07% | 13q | -5.4%-$25.1K |
| OSAIC HOLDINGS, INC. | $389.2K | 8,160 | 0.00% | 26q | -15.5%-$71.2K |
| RFG Advisory, LLC | $367.3K | 7,701 | 0.01% | 2q | -26.6%-$133.4K |
| GTS SECURITIES LLC | $361.6K | 7,582 | 0.01% | 6q | +9.8%+$32.4K |
| LaSalle St. Investment Advisors, LLC | $357.0K | 7,485 | 0.04% | 9q | -0.8%-$2.8K |
| Belpointe Asset Management LLC | $343.6K | 7,204 | 0.01% | 3q | HELD |
| EverSource Wealth Advisors, LLC | $318.1K | 6,670 | 0.01% | 19q | -11.6%-$41.8K |
| Legacy Wealth Asset Management, LLC | $311.7K | 6,536 | 0.07% | 23q | HELD |
| HOWE & RUSLING INC | $311.0K | 6,522 | 0.02% | 14q | HELD |
| JANE STREET GROUP, LLC | $293.5K | 6,154 | 0.00% | 2q | -43.6%-$226.4K |
| Strategic Blueprint, LLC | $286.5K | 6,007 | 0.01% | 27q | -5.1%-$15.5K |
| PRINCIPAL SECURITIES, INC. | $285.4K | 5,984 | 0.00% | 11q | -3.6%-$10.6K |
| SageOak Financial, LLC | $272.7K | 5,719 | 0.18% | 7q | HELD |
| Focus Financial Network, Inc. | $265.6K | 5,523 | 0.01% | 6q | +5.1%+$13.0K |
| PFG Advisors | $236.3K | 4,954 | 0.01% | new | NEW |
| Well Done, LLC | $228.7K | 4,796 | 0.03% | 5q | -4.0%-$9.6K |
| Focus Partners Wealth | $219.6K | 4,605 | 0.00% | 2q | HELD |
| Independent Advisor Alliance | $201.3K | 4,220 | 0.00% | 3q | -73.1%-$545.8K |
| Swisher Financial Concepts, Inc. | $178.4K | 3,740 | 0.11% | 3q | -19.4%-$42.9K |
| Geneos Wealth Management Inc. | $178.2K | 3,736 | 0.00% | 32q | +7.7%+$12.8K |
| Community Financial Services Group, LLC | $176.5K | 3,714 | 0.03% | 2q | -0.6%-$1.1K |
| Ameritas Advisory Services, LLC | $125.7K | 2,636 | 0.00% | new | NEW |
| MORGAN STANLEY | $103.8K | 2,176 | 0.00% | 6q | +8269.2%+$102.6K |
| AE Wealth Management LLC | $93.7K | 1,965 | 0.00% | 7q | -30.4%-$40.9K |
| Steward Partners Investment Advisory, LLC | $89.2K | 1,871 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $58.8K | 1,233 | 0.00% | 2q | HELD |
| Arax Advisory Partners | $48.5K | 1,017 | 0.00% | 3q | HELD |
| NewEdge Advisors, LLC | $35.8K | 750 | 0.00% | 15q | HELD |
| Glen Eagle Advisors, LLC | $35.6K | 746 | 0.00% | 4q | +13.7%+$4.3K |
| Continuum Advisory, LLC | $31.4K | 658 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $19.1K | 400 | 0.00% | 9q | HELD |
| Keating Financial Advisory Services, Inc. | $14.9K | 313 | 0.00% | 3q | +538.8%+$12.6K |
| HARBOUR INVESTMENTS, INC. | $14.6K | 307 | 0.00% | 17q | HELD |
| Winch Advisory Services, LLC | $11.4K | 238 | 0.00% | 15q | HELD |
| AdvisorNet Financial, Inc | $9.2K | 192 | 0.00% | 2q | -36.2%-$5.2K |
| Institute for Wealth Management, LLC. | $7.7K | 162 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $4.8K | 100 | 0.00% | 2q | HELD |
| FMR LLC | $3.6K | 76 | 0.00% | 11q | -2.6% |
| Ameritas Investment Partners, Inc. | $2.4K | 50 | 0.00% | 26q | -33.3%-$1.2K |
| FNY Investment Advisers, LLC | $1.0K | 30 | 0.00% | 2q | HELD |
| Main Street Group, LTD | $858 | 18 | 0.00% | new | NEW |
| Blue Trust, Inc. | $812 | 17 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $143 | 3 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $28 | 1 | 0.00% | 11q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $30.6M | 647,219 | 3 | 10 | 9 | 0.0% |
| Q2 2026 | 76 | $80.2M | 1,681,011 | 8 | 24 | 21 | 0.0% |
| Q1 2026 | 76 | $83.4M | 1,880,359 | 14 | 27 | 18 | 0.0% |
| Q4 2025 | 69 | $83.1M | 1,922,534 | 11 | 24 | 17 | 0.0% |
| Q3 2025 | 64 | $77.4M | 1,822,344 | 8 | 18 | 23 | 0.0% |
| Q2 2025 | 64 | $73.9M | 1,817,941 | 6 | 18 | 23 | 0.0% |
| Q1 2025 | 67 | $87.3M | 2,330,135 | 12 | 22 | 13 | 0.0% |
| Q4 2024 | 60 | $78.8M | 2,128,076 | 7 | 19 | 16 | 0.0% |
| Q3 2024 | 56 | $73.9M | 1,869,508 | 5 | 20 | 14 | 0.0% |
| Q2 2024 | 58 | $73.3M | 2,002,111 | 5 | 21 | 14 | 0.0% |
| Q1 2024 | 60 | $144.4M | 3,844,034 | 4 | 17 | 20 | 0.0% |
| Q4 2023 | 62 | $149.5M | 4,193,849 | 3 | 30 | 12 | 0.0% |
| Q3 2023 | 58 | $117.8M | 3,699,236 | 3 | 20 | 21 | 0.0% |
| Q2 2023 | 57 | $124.8M | 3,731,339 | 6 | 20 | 19 | 0.0% |
| Q1 2023 | 52 | $120.6M | 3,678,491 | 9 | 20 | 14 | 0.0% |
| Q4 2022 | 44 | $111.7M | 3,575,538 | 8 | 17 | 12 | 0.0% |
| Q3 2022 | 43 | $116.1M | 4,193,021 | 3 | 21 | 12 | 0.0% |
| Q2 2022 | 47 | $125.2M | 4,142,052 | 4 | 20 | 10 | 0.0% |
| Q1 2022 | 46 | $209.4M | 5,825,803 | 7 | 18 | 12 | 0.0% |
| Q4 2021 | 42 | $404.0M | 10,665,788 | 4 | 23 | 6 | 0.0% |
| Q3 2021 | 42 | $446.9M | 11,662,764 | 5 | 26 | 7 | 0.0% |
| Q2 2021 | 37 | $371.2M | 9,492,515 | 5 | 21 | 6 | 0.0% |
| Q1 2021 | 38 | $99.3M | 2,728,799 | 7 | 14 | 11 | 0.0% |
| Q4 2020 | 35 | $99.9M | 2,983,861 | 1 | 9 | 15 | 0.0% |
| Q3 2020 | 33 | $323.3M | 11,594,666 | 4 | 9 | 15 | 0.0% |
| Q2 2020 | 33 | $48.8M | 1,857,750 | 5 | 13 | 10 | 0.0% |
| Q1 2020 | 32 | $46.5M | 2,186,696 | 4 | 10 | 13 | 0.0% |
| Q4 2019 | 34 | $1.5B | 48,564,371 | 4 | 18 | 7 | 0.0% |
| Q3 2019 | 33 | $1.2B | 44,260,528 | 7 | 12 | 7 | 0.0% |
| Q2 2019 | 26 | $1.7B | 58,549,369 | 4 | 12 | 7 | 0.0% |
| Q1 2019 | 23 | $1.6B | 59,144,831 | 5 | 7 | 7 | 0.0% |
| Q4 2018 | 20 | $35.2M | 1,451,720 | 1 | 0 | 1 | 0.0% |