DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (BOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
122
Reporting holders
$210.5M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | $26.4M | 497,836 | 0.20% | 18q | +20.0%+$4.4M |
| COFG Advisors, LLC | $19.7M | 370,725 | 3.39% | 3q | HELD |
| INTEGRAL INVESTMENT ADVISORS, INC. | $15.7M | 296,555 | 3.46% | 19q | +2.1%+$323.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.6M | 256,223 | 0.02% | 31q | -3.8%-$531.4K |
| Cerity Partners LLC | $8.7M | 164,026 | 0.01% | 15q | -9.7%-$934.8K |
| HighTower Advisors, LLC | $8.6M | 162,570 | 0.01% | 29q | +0.7%+$56.1K |
| OSAIC HOLDINGS, INC. | $7.4M | 139,210 | 0.01% | 26q | +17.1%+$1.1M |
| Cetera Investment Advisers | $6.6M | 124,423 | 0.01% | 10q | -20.6%-$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $5.9M | 111,361 | 0.00% | 20q | -7.9%-$504.0K |
| Cambridge Investment Research Advisors, Inc. | $4.0M | 76,000 | 0.00% | 28q | +109.2%+$2.1M |
| OLD MISSION CAPITAL LLC | $4.0M | 74,509 | 0.06% | 3q | +152.4%+$2.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.9M | 72,829 | 0.00% | 3q | +79.8%+$1.7M |
| MML INVESTORS SERVICES, LLC | $3.8M | 72,096 | 0.01% | 15q | +220.1%+$2.6M |
| LPL Financial LLC | $3.6M | 68,577 | 0.00% | 27q | -3.0%-$114.3K |
| CAPTRUST FINANCIAL ADVISORS | $3.5M | 65,227 | 0.01% | 14q | -2.2%-$79.5K |
| Fragasso Financial Advisors Inc | $3.4M | 63,507 | 0.18% | 18q | -2.9%-$99.8K |
| Kestra Advisory Services, LLC | $3.0M | 57,326 | 0.01% | 24q | -15.8%-$570.9K |
| Berkshire Money Management, Inc. | $2.9M | 55,587 | 0.27% | 17q | HELD |
| RAYMOND JAMES FINANCIAL INC | $2.7M | 50,090 | 0.00% | 7q | -0.8%-$22.2K |
| Wealthquest Corp | $2.3M | 43,921 | 0.15% | 23q | -50.4%-$2.4M |
| Global Assets Advisory, LLC | $2.2M | 40,715 | 0.47% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $2.0M | 38,493 | 0.25% | 22q | -2.8%-$59.2K |
| FSA Advisors, Inc. | $2.0M | 38,464 | 0.94% | 11q | -2.5%-$52.6K |
| Diversify Advisory Services, LLC | $1.9M | 36,710 | 0.03% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $1.9M | 36,710 | 0.03% | 2q | -2.0%-$39.2K |
| TRUIST FINANCIAL CORP | $1.9M | 36,320 | 0.00% | 19q | HELD |
| Beacon Pointe Advisors, LLC | $1.9M | 35,022 | 0.01% | 17q | -19.0%-$436.1K |
| Orion Porfolio Solutions, LLC | $1.8M | 34,619 | 0.01% | 2q | +9.0%+$151.7K |
| JPMORGAN CHASE & CO | $1.8M | 33,473 | 0.00% | 4q | +1707.4%+$1.7M |
| NewEdge Advisors, LLC | $1.6M | 30,347 | 0.00% | 5q | +11.8%+$169.9K |
| First Commonwealth Financial Corp /PA/ | $1.6M | 30,338 | 0.23% | 19q | -1.8%-$29.5K |
| Janney Montgomery Scott LLC | $1.6M | 29,869 | 0.00% | 28q | -4.5%-$74.1K |
| Weaver Consulting Group | $1.4M | 27,090 | 0.29% | 10q | HELD |
| Diligent Investors, LLC | $1.3M | 25,131 | 0.30% | 29q | HELD |
| World Investment Advisors | $1.3M | 23,990 | 0.02% | 3q | -4.4%-$57.3K |
| Maltin Wealth Management, Inc. | $1.2M | 23,473 | 0.42% | 27q | HELD |
| Lantz Financial LLC | $1.2M | 22,899 | 0.22% | 15q | HELD |
| DHJJ Financial Advisors, Ltd. | $1.2M | 21,961 | 0.34% | 23q | -0.8%-$9.2K |
| Atria Investments, Inc | $1.1M | 20,706 | 0.01% | 2q | -5.7%-$67.0K |
| HRT FINANCIAL LP | $1.0M | 19,591 | 0.00% | new | NEW |
| FORONJY FINANCIAL LLC | $1.0M | 19,415 | 0.38% | 3q | +35.7%+$271.0K |
| My Personal CFO, LLC | $1.0M | 19,400 | 0.40% | 3q | -18.3%-$229.8K |
| Spire Wealth Management | $967.1K | 18,240 | 0.03% | 11q | HELD |
| Mutual Advisors, LLC | $892.9K | 16,841 | 0.02% | 4q | HELD |
| Sigma Planning Corp | $871.1K | 16,430 | 0.02% | 16q | -4.7%-$42.6K |
| City Center Advisors, LLC | $845.5K | 15,946 | 0.68% | 10q | -2.2%-$18.7K |
| Caliber Wealth Management, LLC / KS | $778.4K | 14,681 | 0.08% | 4q | HELD |
| Valtinson Bruner Financial Planning LLC | $726.2K | 13,697 | 0.18% | 20q | HELD |
| Dynamic Advisor Solutions LLC | $721.7K | 13,611 | 0.02% | 2q | HELD |
| Krilogy Financial LLC | $684.9K | 12,918 | 0.02% | 15q | -8.3%-$61.9K |
| Arax Advisory Partners | $652.4K | 12,304 | 0.00% | 3q | +5.9%+$36.5K |
| BFI Wealth Solutions, LLC | $641.6K | 12,101 | 0.48% | 3q | HELD |
| CoreCap Advisors, LLC | $554.2K | 10,453 | 0.02% | 14q | -12.6%-$79.7K |
| KFG WEALTH MANAGEMENT, LLC | $552.7K | 10,425 | 0.06% | 3q | HELD |
| TopTier Wealth Management, LLC | $550.3K | 10,379 | 0.33% | 3q | HELD |
| Global Trust Wealth Management LLC | $540.8K | 10,200 | 0.37% | 3q | HELD |
| Brookstone Capital Management | $538.9K | 10,163 | 0.01% | 16q | -98.4%-$32.4M |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $538.0K | 10,163 | 0.03% | 16q | HELD |
| WPWealth LLP | $508.1K | 9,582 | 0.08% | 4q | HELD |
| Snowden Capital Advisors LLC | $490.1K | 9,243 | 0.01% | 11q | HELD |
| Grantvest Financial Group LLC | $479.8K | 9,049 | 0.28% | 3q | HELD |
| Triad Wealth Partners, LLC | $476.4K | 8,860 | 0.03% | 2q | -27.7%-$182.2K |
| BCS Wealth Management | $475.3K | 8,964 | 0.09% | 11q | -6.1%-$30.8K |
| BLAIR WILLIAM & CO/IL | $469.6K | 8,857 | 0.00% | 11q | HELD |
| PRINCIPAL SECURITIES, INC. | $467.3K | 8,814 | 0.01% | 11q | +0.7%+$3.4K |
| IFP Advisors, Inc | $466.8K | 8,804 | 0.01% | 18q | -8.5%-$43.2K |
| Straight Path Wealth Management | $448.5K | 8,459 | 0.10% | 14q | -0.8%-$3.5K |
| Arkadios Wealth Advisors | $438.6K | 8,273 | 0.01% | 3q | -70.6%-$1.1M |
| XML Financial, LLC | $433.5K | 8,175 | 0.03% | 15q | -3.6%-$16.0K |
| Bellwether Advisors, LLC | $432.0K | 8,147 | 0.06% | 7q | HELD |
| Simplicity Wealth,LLC | $429.7K | 8,105 | 0.01% | new | NEW |
| IMG Wealth Management, Inc. | $426.9K | 8,051 | 0.24% | 7q | -9.1%-$42.5K |
| Trek Financial, LLC | $424.7K | 8,010 | 0.02% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $411.3K | 7,758 | 0.01% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $405.9K | 7,655 | 0.01% | 3q | -7.6%-$33.4K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $397.6K | 7,499 | 0.02% | 3q | +66.0%+$158.1K |
| Kingsview Wealth Management, LLC | $395.0K | 7,449 | 0.00% | 4q | HELD |
| CreativeOne Wealth, LLC | $394.6K | 7,442 | 0.01% | 7q | -2.4%-$9.5K |
| CITADEL ADVISORS LLC | $374.6K | 7,066 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $356.8K | 6,729 | 0.00% | 5q | HELD |
| Beacon Financial Advisory LLC | $346.8K | 6,540 | 0.07% | 27q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $325.0K | 6,079 | 0.00% | 10q | -92.2%-$3.8M |
| Rothschild Wealth LLC | $318.1K | 6,000 | 0.03% | 3q | HELD |
| GWN SECURITIES INC. | $316.1K | 5,962 | 0.05% | 4q | -65.9%-$612.2K |
| AXXCESS WEALTH MANAGEMENT, LLC | $308.1K | 5,811 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $305.1K | 5,754 | 0.00% | 12q | -0.9%-$2.7K |
| Three Seasons Wealth, LLC | $295.3K | 5,570 | 0.03% | 11q | HELD |
| RFG Advisory, LLC | $261.4K | 4,931 | 0.00% | 10q | -2.5%-$6.8K |
| Old Port Advisors | $238.6K | 4,500 | 0.05% | 3q | HELD |
| Retirement Planning Group, LLC | $238.2K | 4,492 | 0.01% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $232.1K | 4,378 | 0.00% | 11q | -3.9%-$9.5K |
| MTM FINANCIAL GROUP, LLC | $230.6K | 4,350 | 0.10% | 4q | HELD |
| Merit Financial Group, LLC | $217.3K | 4,098 | 0.00% | 3q | -2.3%-$5.2K |
| First Heartland Consultants, Inc. | $216.5K | 4,084 | 0.01% | new | NEW |
| AlphaStar Capital Management, LLC | $216.1K | 4,076 | 0.01% | 3q | -52.9%-$242.6K |
| Visionary Wealth Advisors | $211.0K | 3,980 | 0.01% | 3q | -8.2%-$18.9K |
| GTS FINANCIAL, LLC | $211.0K | 4,642 | 0.15% | new | NEW |
| Farther Finance Advisors, LLC | $196.0K | 3,697 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $160.1K | 3,019 | 0.00% | 15q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $159.7K | 3,012 | 0.09% | 3q | HELD |
Showing the largest 100 of 122 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 53 | $41.2M | 746,423 | 6 | 13 | 10 | 0.0% |
| Q2 2026 | 122 | $210.5M | 3,971,318 | 16 | 16 | 43 | 0.0% |
| Q1 2026 | 117 | $216.9M | 4,514,347 | 11 | 24 | 31 | 0.0% |
| Q4 2025 | 120 | $225.2M | 4,555,832 | 29 | 35 | 16 | 0.0% |
| Q3 2025 | 90 | $154.5M | 3,195,815 | 11 | 19 | 21 | 0.0% |
| Q2 2025 | 90 | $164.7M | 3,627,660 | 3 | 18 | 30 | 0.0% |
| Q1 2025 | 96 | $250.7M | 5,959,118 | 9 | 20 | 26 | 0.0% |
| Q4 2024 | 99 | $155.9M | 3,607,449 | 15 | 35 | 14 | 0.0% |
| Q3 2024 | 83 | $124.5M | 2,932,911 | 5 | 21 | 24 | 0.0% |
| Q2 2024 | 90 | $118.7M | 2,854,739 | 2 | 9 | 33 | 0.0% |
| Q1 2024 | 92 | $129.8M | 3,207,523 | 9 | 16 | 28 | 0.0% |
| Q4 2023 | 88 | $137.5M | 3,573,383 | 21 | 29 | 15 | 0.0% |
| Q3 2023 | 66 | $114.1M | 3,215,789 | 6 | 21 | 21 | 0.0% |
| Q2 2023 | 69 | $105.3M | 2,893,620 | 1 | 10 | 29 | 0.0% |
| Q1 2023 | 77 | $112.2M | 3,321,473 | 8 | 9 | 34 | 0.0% |
| Q4 2022 | 76 | $173.2M | 5,451,726 | 25 | 26 | 14 | 0.0% |
| Q3 2022 | 52 | $3.1B | 105,015,113 | 7 | 18 | 10 | 0.0% |
| Q2 2022 | 60 | $3.2B | 106,504,517 | 8 | 11 | 15 | 0.0% |
| Q1 2022 | 58 | $3.9B | 113,142,876 | 8 | 8 | 20 | 0.0% |
| Q4 2021 | 56 | $3.9B | 113,681,906 | 16 | 18 | 4 | 0.0% |
| Q3 2021 | 37 | $3.7B | 112,909,863 | 9 | 14 | 6 | 0.0% |
| Q2 2021 | 36 | $3.5B | 107,022,459 | 4 | 6 | 15 | 0.0% |
| Q1 2021 | 39 | $3.3B | 106,870,979 | 7 | 7 | 10 | 0.0% |
| Q4 2020 | 40 | $3.2B | 106,125,965 | 7 | 11 | 8 | 0.0% |
| Q3 2020 | 34 | $2.9B | 104,391,895 | 7 | 3 | 17 | 0.0% |
| Q2 2020 | 30 | $2.8B | 106,255,624 | 3 | 3 | 16 | 0.0% |
| Q1 2020 | 33 | $2.3B | 103,674,713 | 10 | 6 | 8 | 0.0% |
| Q4 2019 | 28 | $2.7B | 101,320,480 | 8 | 12 | 5 | 0.0% |
| Q3 2019 | 23 | $2.4B | 96,280,901 | 9 | 10 | 1 | 0.0% |
| Q2 2019 | 16 | $51.7M | 2,072,011 | 7 | 5 | 3 | 0.0% |
| Q1 2019 | 9 | $4.3M | 177,315 | 1 | 3 | 2 | 0.0% |
| Q4 2018 | 9 | $12.1M | 546,249 | 0 | 0 | 0 | 0.0% |