DaveManuel.com · Institutional Ownership · Who Owns It
HANCOCK JOHN FINL OPPTYS (BTO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
84
Reporting holders
$167.5M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $49.6M | 1,258,587 | 0.00% | 35q | +5.8%+$2.7M |
| WELLS FARGO & COMPANY/MN | $25.5M | 646,729 | 0.00% | 31q | -1.0%-$264.6K |
| Z3 Capital Partners, LLC | $16.2M | 411,393 | 3.40% | 3q | +0.6%+$95.9K |
| ROYAL BANK OF CANADA | $10.7M | 270,289 | 0.00% | 31q | +0.9%+$98.0K |
| Janney Montgomery Scott LLC | $7.0M | 177,451 | 0.01% | 31q | -8.1%-$618.3K |
| RAYMOND JAMES FINANCIAL INC | $6.8M | 172,704 | 0.00% | 7q | -3.2%-$224.1K |
| LPL Financial LLC | $5.1M | 130,039 | 0.00% | 31q | +1.7%+$85.1K |
| STIFEL FINANCIAL CORP | $3.9M | 99,302 | 0.00% | 31q | -2.8%-$111.1K |
| FCA CORP /TX | $3.8M | 95,444 | 0.93% | 31q | +7.3%+$254.7K |
| NORTH STAR ASSET MANAGEMENT INC | $2.7M | 67,641 | 0.10% | 31q | HELD |
| Alessandra Capital Management, LLC | $2.4M | 61,315 | 1.71% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $2.2M | 56,961 | 0.01% | 29q | +4.8%+$103.3K |
| 1607 Capital Partners, LLC | $2.2M | 56,187 | 0.19% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $2.0M | 51,248 | 0.00% | 31q | +6.3%+$119.7K |
| BANK OF AMERICA CORP /DE/ | $1.8M | 46,684 | 0.00% | 31q | +3.4%+$60.4K |
| UBS Group AG | $1.7M | 43,824 | 0.00% | 31q | -1.6%-$28.3K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.6M | 41,092 | 0.10% | 3q | +35.5%+$424.4K |
| Gilliland Jeter Wealth Management LLC | $1.5M | 37,494 | 0.39% | 11q | HELD |
| AMERIPRISE FINANCIAL INC | $1.4M | 35,323 | 0.00% | 30q | +3.9%+$51.8K |
| Chancellor Financial Group WB LP | $1.2M | 31,366 | 0.77% | 7q | +0.5%+$6.7K |
| Advisory Advocates, LLC | $1.2M | 30,800 | 1.04% | 3q | +6.0%+$69.0K |
| OPPENHEIMER & CO INC | $1.1M | 28,082 | 0.01% | 22q | +0.7%+$7.6K |
| Private Advisor Group, LLC | $1.1M | 26,708 | 0.00% | 13q | +11.5%+$108.3K |
| HighTower Advisors, LLC | $1.0M | 25,390 | 0.00% | 8q | +0.8%+$7.6K |
| Shaker Financial Services, LLC | $897.0K | 22,755 | 0.28% | new | NEW |
| World Investment Advisors | $854.0K | 23,785 | 0.01% | 9q | HELD |
| Tennessee Valley Asset Management Partners | $816.7K | 20,719 | 0.09% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $767.1K | 19,452 | 0.00% | 26q | +80.0%+$341.0K |
| Kestra Advisory Services, LLC | $613.1K | 15,554 | 0.00% | 7q | +3.1%+$18.3K |
| ENVESTNET ASSET MANAGEMENT INC | $607.5K | 15,410 | 0.00% | 2q | +147.2%+$361.7K |
| Samalin Investment Counsel, LLC | $590.1K | 14,970 | 0.18% | 13q | -29.0%-$240.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $573.3K | 14,544 | 0.00% | 31q | -3.7%-$22.2K |
| Mariner, LLC | $560.5K | 14,218 | 0.00% | 18q | +1.3%+$7.4K |
| BENJAMIN EDWARDS INC | $540.9K | 13,723 | 0.00% | 4q | +2.5%+$13.1K |
| J.W. COLE ADVISORS, INC. | $464.1K | 11,774 | 0.01% | new | NEW |
| Institute for Wealth Management, LLC. | $425.1K | 10,784 | 0.04% | 30q | HELD |
| PEAPACK GLADSTONE FINANCIAL CORP | $415.0K | 10,515 | 0.00% | 22q | -3.6%-$15.6K |
| Triumph Capital Management | $404.1K | 10,250 | 0.07% | 8q | -0.5%-$2.0K |
| Focus Partners Wealth | $391.9K | 9,941 | 0.00% | 7q | +5.0%+$18.6K |
| Karpus Management, Inc. | $382.3K | 9,698 | 0.01% | new | NEW |
| Almanack Investment Partners, LLC. | $377.6K | 9,579 | 0.05% | new | NEW |
| D.A. DAVIDSON & CO. | $356.2K | 9,035 | 0.00% | 25q | HELD |
| CITADEL ADVISORS LLC | $335.2K | 8,503 | 0.00% | new | NEW |
| Cetera Investment Advisers | $332.3K | 8,429 | 0.00% | 4q | HELD |
| STEPHENS INC /AR/ | $321.2K | 8,149 | 0.00% | 24q | -14.7%-$55.2K |
| Abel Hall, LLC | $315.4K | 8,000 | 0.05% | 11q | HELD |
| XTX Topco Ltd | $311.3K | 7,898 | 0.00% | 3q | -18.4%-$70.2K |
| Indivisible Partners | $283.0K | 7,180 | 0.02% | 2q | -11.5%-$36.7K |
| Creative Planning | $261.8K | 6,641 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $205.1K | 5,204 | 0.00% | 2q | -9.3%-$21.1K |
| &PARTNERS | $203.4K | 5,161 | 0.00% | new | NEW |
| Allworth Financial LP | $177.5K | 4,503 | 0.00% | 26q | HELD |
| CENTAURUS FINANCIAL, INC. | $117.0K | 2,969 | 0.00% | 4q | +1.6%+$1.9K |
| Vanguard National Trust Co | $114.9K | 2,915 | 0.01% | 2q | HELD |
| Farther Finance Advisors, LLC | $84.6K | 2,145 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $78.8K | 2,000 | 0.01% | 17q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $64.7K | 1,625 | 0.00% | 3q | HELD |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $63.7K | 1,616 | 0.01% | 14q | HELD |
| NewEdge Advisors, LLC | $62.1K | 1,576 | 0.00% | 15q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $45.7K | 1,160 | 0.00% | new | NEW |
| Atlantic Union Bankshares Corp | $39.4K | 1,000 | 0.00% | 4q | HELD |
| JPMORGAN CHASE & CO | $32.5K | 830 | 0.00% | 2q | +3672.7%+$31.7K |
| EASTERN BANK | $29.6K | 750 | 0.00% | 8q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $23.7K | 600 | 0.00% | 11q | HELD |
| TOTH FINANCIAL ADVISORY CORP | $19.9K | 505 | 0.00% | 14q | +0.6% |
| Plante Moran Financial Advisors, LLC | $15.8K | 400 | 0.00% | 3q | HELD |
| PNC Financial Services Group, Inc. | $14.1K | 357 | 0.00% | 31q | -82.4%-$65.9K |
| SFAM, LLC | $11.8K | 300 | 0.01% | 3q | HELD |
| Spire Wealth Management | $10.9K | 277 | 0.00% | 14q | HELD |
| Bogart Wealth, LLC | $9.1K | 231 | 0.00% | 31q | HELD |
| AdvisorNet Financial, Inc | $7.9K | 200 | 0.00% | 12q | HELD |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | $7.9K | 200 | 0.00% | 2q | HELD |
| Navigoe, LLC | $7.0K | 200 | 0.00% | 7q | HELD |
| Larson Financial Group LLC | $6.9K | 174 | 0.00% | 2q | HELD |
| MB, LEVIS & ASSOCIATES, LLC | $6.2K | 158 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $4.9K | 125 | 0.00% | 17q | HELD |
| Tidemark, LLC | $4.9K | 125 | 0.00% | 7q | HELD |
| Monetary Solutions, Ltd | $3.9K | 100 | 0.00% | 3q | HELD |
| WELLINGTON-ALTUS USA INC. | $3.6K | 100 | 0.00% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.2K | 80 | 0.00% | 25q | -32.2%-$1.5K |
| Global Retirement Partners, LLC | $2.1K | 52 | 0.00% | 16q | -69.6%-$4.7K |
| CoreCap Advisors, LLC | $2.0K | 50 | 0.00% | 8q | HELD |
| MATHER GROUP, LLC. | $158 | 4 | 0.00% | 2q | HELD |
| HUNTINGTON NATIONAL BANK | $39 | 1 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $4.5M | 124,293 | 2 | 5 | 3 | 0.0% |
| Q2 2026 | 84 | $167.5M | 4,251,252 | 9 | 24 | 16 | 0.0% |
| Q1 2026 | 81 | $146.0M | 4,071,394 | 10 | 25 | 19 | 0.0% |
| Q4 2025 | 86 | $148.6M | 4,235,048 | 12 | 17 | 18 | 0.0% |
| Q3 2025 | 77 | $130.5M | 3,626,362 | 14 | 12 | 23 | 0.0% |
| Q2 2025 | 68 | $152.3M | 4,298,485 | 4 | 27 | 16 | 0.0% |
| Q1 2025 | 69 | $140.8M | 4,127,577 | 4 | 21 | 19 | 0.0% |
| Q4 2024 | 74 | $151.5M | 4,243,971 | 7 | 20 | 20 | 0.0% |
| Q3 2024 | 76 | $140.3M | 4,239,959 | 9 | 24 | 19 | 0.0% |
| Q2 2024 | 69 | $110.4M | 3,942,224 | 8 | 25 | 11 | 0.0% |
| Q1 2024 | 69 | $193.7M | 6,549,404 | 3 | 21 | 22 | 0.0% |
| Q4 2023 | 76 | $160.5M | 5,347,535 | 12 | 19 | 19 | 0.0% |
| Q3 2023 | 65 | $96.7M | 3,684,089 | 6 | 22 | 18 | 0.0% |
| Q2 2023 | 66 | $97.3M | 3,627,501 | 9 | 21 | 20 | 0.0% |
| Q1 2023 | 67 | $121.8M | 3,987,192 | 13 | 25 | 14 | 0.0% |
| Q4 2022 | 60 | $129.2M | 3,876,194 | 7 | 19 | 14 | 0.0% |
| Q3 2022 | 61 | $172.2M | 5,455,957 | 3 | 20 | 17 | 0.0% |
| Q2 2022 | 63 | $198.6M | 5,363,296 | 4 | 21 | 18 | 0.0% |
| Q1 2022 | 68 | $231.8M | 5,766,740 | 8 | 20 | 19 | 0.0% |
| Q4 2021 | 69 | $258.8M | 5,555,743 | 8 | 26 | 13 | 0.0% |
| Q3 2021 | 65 | $218.1M | 5,128,439 | 8 | 25 | 16 | 0.0% |
| Q2 2021 | 67 | $223.0M | 5,940,276 | 7 | 22 | 23 | 0.0% |
| Q1 2021 | 67 | $211.0M | 5,490,027 | 20 | 15 | 15 | 0.0% |
| Q4 2020 | 54 | $160.9M | 5,301,307 | 8 | 7 | 26 | 0.0% |
| Q3 2020 | 52 | $89.7M | 4,184,864 | 6 | 12 | 22 | 0.0% |
| Q2 2020 | 50 | $101.2M | 4,412,713 | 8 | 13 | 16 | 0.0% |
| Q1 2020 | 56 | $89.9M | 4,901,775 | 9 | 13 | 22 | 0.0% |
| Q4 2019 | 69 | $195.1M | 5,373,750 | 13 | 22 | 8 | 0.0% |
| Q3 2019 | 65 | $377.9M | 11,746,478 | 6 | 17 | 18 | 0.0% |
| Q2 2019 | 70 | $377.7M | 11,728,012 | 12 | 16 | 16 | 0.0% |
| Q1 2019 | 66 | $380.0M | 11,910,976 | 12 | 17 | 15 | 0.0% |
| Q4 2018 | 60 | $136.9M | 4,901,437 | 1 | 0 | 1 | 0.0% |