DaveManuel.com · Institutional Ownership · Who Owns It
BLACKROCK TECH AND PRIVATE E (BTX)
Institutional ownership reported to the SEC as of Q2 2026, across 26 quarters.
120
Reporting holders
$310.4M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $96.2M | 10,650,939 | 0.01% | 22q | +6.0%+$5.5M |
| LAZARD ASSET MANAGEMENT LLC | $39.6M | 4,381,111 | 0.06% | 3q | +30.2%+$9.2M |
| Saba Capital Management, L.P. | $28.1M | 3,116,387 | 0.72% | 2q | +307.8%+$21.2M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $24.7M | 2,737,496 | 1.18% | 2q | +6.5%+$1.5M |
| Invesco Ltd. | $16.6M | 1,835,080 | 0.00% | 19q | +3.2%+$513.9K |
| Penserra Capital Management LLC | $10.2M | 1,128,395 | 0.08% | 8q | +4.0%+$388.7K |
| Advisors Asset Management, Inc. | $7.3M | 810,188 | 0.11% | 6q | +13.2%+$851.1K |
| RAYMOND JAMES FINANCIAL INC | $7.0M | 778,442 | 0.00% | 7q | -4.5%-$331.7K |
| Atlas Wealth LLC | $5.8M | 646,261 | 0.83% | new | NEW |
| Z3 Capital Partners, LLC | $5.7M | 628,692 | 1.19% | 3q | +14.2%+$705.5K |
| UBS Group AG | $5.4M | 600,373 | 0.00% | 22q | +3.3%+$173.0K |
| Thomas J. Herzfeld Advisors, Inc. | $4.7M | 515,402 | 1.43% | 3q | +83.6%+$2.1M |
| Quantedge Capital Pte Ltd | $4.6M | 513,279 | 3.52% | 17q | -56.8%-$6.1M |
| Rockefeller Capital Management L.P. | $4.3M | 473,264 | 0.01% | 22q | +44.0%+$1.3M |
| BANK OF AMERICA CORP /DE/ | $4.0M | 439,767 | 0.00% | 22q | -1.8%-$74.3K |
| NewEdge Advisors, LLC | $3.7M | 414,875 | 0.01% | 11q | +114.4%+$2.0M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $3.4M | 374,103 | 0.42% | 20q | +22.2%+$614.2K |
| ROYAL BANK OF CANADA | $3.2M | 358,183 | 0.00% | 22q | -3.8%-$129.0K |
| AMERIPRISE FINANCIAL INC | $3.0M | 335,618 | 0.00% | 21q | -24.9%-$1.0M |
| Cambridge Investment Research Advisors, Inc. | $2.2M | 244,512 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $2.0M | 223,321 | 0.02% | 21q | +2.7%+$53.6K |
| Senvest Management, LLC | $1.8M | 200,000 | 0.05% | new | NEW |
| JANE STREET GROUP, LLC | $1.6M | 174,363 | 0.00% | 9q | +51.5%+$535.4K |
| Quantinno Capital Management LP | $1.3M | 145,093 | 0.00% | 5q | -8.3%-$118.1K |
| LPL Financial LLC | $1.3M | 138,908 | 0.00% | 17q | +62.3%+$481.5K |
| Steward Partners Investment Advisory, LLC | $1.2M | 132,839 | 0.01% | 19q | +403.2%+$961.2K |
| OSAIC HOLDINGS, INC. | $1.1M | 116,770 | 0.00% | 22q | +67.7%+$425.9K |
| STIFEL FINANCIAL CORP | $957.6K | 106,051 | 0.00% | 22q | +68.7%+$390.0K |
| HighTower Advisors, LLC | $868.1K | 96,132 | 0.00% | 11q | -7.4%-$69.7K |
| Sanctuary Advisors, LLC | $833.5K | 92,306 | 0.00% | 9q | -0.9%-$7.5K |
| SHP Wealth Management | $809.7K | 89,671 | 0.06% | new | NEW |
| COHEN & STEERS, INC. | $722.0K | 80,000 | 0.00% | new | NEW |
| CHAPIN DAVIS, INC. | $700.5K | 77,576 | 0.12% | 15q | +4.1%+$27.3K |
| VESTOR CAPITAL, LLC | $658.0K | 21,985 | 0.04% | new | NEW |
| CHOREO, LLC | $559.0K | 61,908 | 0.01% | 3q | +2.5%+$13.8K |
| FIRST TRUST ADVISORS LP | $543.5K | 60,189 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $512.0K | 56,735 | 0.01% | 22q | -8.7%-$49.0K |
| SeaCrest Wealth Management, LLC | $470.6K | 52,113 | 0.05% | 7q | -13.3%-$72.0K |
| Janney Montgomery Scott LLC | $464.0K | 51,390 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $453.7K | 50,244 | 0.00% | 7q | -2.3%-$10.6K |
| Global Retirement Partners, LLC | $426.4K | 47,224 | 0.01% | 2q | +77.1%+$185.7K |
| WESTBOURNE INVESTMENTS, INC. | $387.4K | 42,900 | 0.16% | new | NEW |
| Indivisible Partners | $376.4K | 41,679 | 0.02% | 3q | -8.8%-$36.3K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $367.5K | 40,697 | 0.05% | new | NEW |
| WELLS FARGO & COMPANY/MN | $343.0K | 37,989 | 0.00% | 22q | +54.0%+$120.3K |
| Closed-End Fund Advisors, Inc. | $329.0K | 36,438 | 0.32% | 3q | +65.8%+$130.5K |
| XTX Topco Ltd | $319.0K | 35,331 | 0.00% | 2q | HELD |
| Merit Financial Group, LLC | $318.3K | 35,254 | 0.00% | 5q | +3.0%+$9.4K |
| CENTRAL TRUST Co | $317.9K | 35,200 | 0.01% | 2q | HELD |
| Virtus Investment Advisers, LLC | $313.9K | 34,761 | 0.07% | 6q | -58.8%-$447.4K |
| MGO ONE SEVEN LLC | $309.5K | 34,276 | 0.01% | new | NEW |
| Cetera Investment Advisers | $302.0K | 33,440 | 0.00% | 4q | +52.0%+$103.3K |
| TrueMark Investments, LLC | $287.3K | 31,814 | 0.04% | 3q | +7.1%+$19.0K |
| CITADEL ADVISORS LLC | $286.3K | 31,701 | 0.00% | new | NEW |
| Mariner, LLC | $277.7K | 30,756 | 0.00% | 9q | +1.0%+$2.8K |
| ACCREDITED INVESTOR SERVICES, LLC | $274.8K | 30,428 | 0.16% | 3q | -7.2%-$21.2K |
| CSS LLC/IL | $271.8K | 30,100 | 0.01% | 2q | +4.9%+$12.6K |
| EVOLVE PRIVATE WEALTH, LLC | $264.8K | 29,321 | 0.02% | 3q | +7.8%+$19.2K |
| RFG Advisory, LLC | $264.6K | 29,297 | 0.00% | 6q | +3.4%+$8.7K |
| PARK AVENUE SECURITIES LLC | $262.0K | 29,025 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $244.2K | 27,045 | 0.00% | 2q | +23.4%+$46.3K |
| Allspring Global Investments Holdings, LLC | $226.7K | 25,100 | 0.00% | new | NEW |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $224.9K | 24,905 | 0.01% | 2q | HELD |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $185.7K | 20,560 | 0.02% | new | NEW |
| Advisory Services Network, LLC | $183.9K | 20,368 | 0.00% | 2q | HELD |
| Lido Advisors, LLC | $181.7K | 20,118 | 0.00% | 4q | HELD |
| Vestmark Advisory Solutions, Inc. | $178.5K | 19,772 | 0.00% | 2q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $178.5K | 19,772 | 0.00% | 2q | HELD |
| Kovack Advisors, Inc. | $169.8K | 18,809 | 0.01% | 3q | HELD |
| PFG Investments, LLC | $165.1K | 18,288 | 0.01% | 10q | -2.0%-$3.3K |
| Virtu Financial LLC | $161.0K | 17,851 | 0.01% | new | NEW |
| Creative Planning | $153.2K | 16,962 | 0.00% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $147.3K | 16,310 | 0.01% | 3q | +3.4%+$4.9K |
| Occidental Asset Management, LLC | $135.8K | 15,037 | 0.01% | 2q | +6.8%+$8.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $135.3K | 14,979 | 0.00% | 4q | -80.8%-$568.1K |
| HB Wealth Management, LLC | $132.8K | 14,704 | 0.00% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $132.0K | 14,613 | 0.00% | 14q | +1.9%+$2.5K |
| Successful Portfolios LLC | $130.9K | 15,174 | 0.06% | 11q | -0.7% |
| HRT FINANCIAL LP | $129.0K | 14,360 | 0.00% | new | NEW |
| David J Yvars Group | $124.5K | 13,790 | 0.06% | 16q | +0.7% |
| CreativeOne Wealth, LLC | $124.2K | 13,750 | 0.00% | 7q | -16.8%-$25.0K |
| Tactive Advisors, LLC | $119.3K | 13,214 | 0.03% | 4q | +0.8% |
| City State Bank | $116.6K | 12,913 | 0.03% | 6q | HELD |
| WHITTIER TRUST CO | $108.6K | 12,500 | 0.00% | new | NEW |
| Moors & Cabot, Inc. | $108.4K | 12,000 | 0.00% | 2q | HELD |
| PCM Encore, LLC | $107.2K | 11,873 | 0.02% | 2q | -1.8%-$1.9K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $106.9K | 11,840 | 0.01% | 3q | -20.5%-$27.6K |
| BARRETT & COMPANY, INC. | $103.5K | 11,461 | 0.03% | 16q | +1.0%+$1.1K |
| NewEdge Wealth, LLC | $97.2K | 10,767 | 0.00% | 16q | HELD |
| &PARTNERS | $96.5K | 10,692 | 0.00% | 8q | -4.4%-$4.5K |
| SUSQUEHANNA ADVISORS GROUP, INC. | $95.7K | 10,600 | 0.00% | 7q | HELD |
| Sowell Financial Services LLC | $95.2K | 10,544 | 0.00% | 4q | +1.4%+$1.3K |
| SouthState Bank Corp | $94.0K | 10,413 | 0.00% | 2q | HELD |
| Ignite Planners, LLC | $92.9K | 10,286 | 0.01% | 19q | HELD |
| FIFTH THIRD BANCORP | $91.3K | 10,116 | 0.00% | 2q | +16.8%+$13.2K |
| BAXTER BROS INC | $90.3K | 10,000 | 0.01% | 2q | HELD |
| Bulldog Investors, LLP | $90.3K | 10,000 | 0.02% | new | NEW |
| CoreCap Advisors, LLC | $86.7K | 9,600 | 0.00% | new | NEW |
| Plancorp, LLC | $83.9K | 10,000 | 0.00% | 6q | HELD |
| WPG Advisers, LLC | $64.9K | 7,185 | 0.04% | 7q | +1.8%+$1.2K |
Showing the largest 100 of 120 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 31 | $11.2M | 1,241,823 | 7 | 7 | 10 | 0.0% |
| Q2 2026 | 120 | $310.4M | 34,329,261 | 27 | 45 | 23 | 0.0% |
| Q1 2026 | 109 | $210.1M | 31,832,891 | 28 | 34 | 27 | 0.0% |
| Q4 2025 | 97 | $180.0M | 27,286,122 | 21 | 33 | 23 | 0.0% |
| Q3 2025 | 91 | $128.1M | 19,112,121 | 16 | 32 | 29 | 0.0% |
| Q2 2025 | 117 | $751.1M | 102,335,136 | 23 | 32 | 36 | 0.0% |
| Q1 2025 | 115 | $652.2M | 104,171,669 | 24 | 41 | 33 | 0.0% |
| Q4 2024 | 112 | $746.5M | 100,319,188 | 12 | 33 | 45 | 0.0% |
| Q3 2024 | 111 | $740.1M | 98,023,217 | 10 | 32 | 54 | 0.0% |
| Q2 2024 | 120 | $706.7M | 97,737,188 | 23 | 34 | 42 | 0.0% |
| Q1 2024 | 110 | $821.9M | 100,977,800 | 19 | 23 | 46 | 0.0% |
| Q4 2023 | 117 | $640.9M | 87,435,231 | 20 | 29 | 40 | 0.0% |
| Q3 2023 | 114 | $451.2M | 64,812,711 | 20 | 38 | 30 | 0.0% |
| Q2 2023 | 106 | $482.3M | 61,421,396 | 17 | 34 | 29 | 0.0% |
| Q1 2023 | 105 | $460.1M | 57,294,607 | 18 | 41 | 27 | 0.0% |
| Q4 2022 | 111 | $372.9M | 54,742,917 | 21 | 39 | 35 | 0.0% |
| Q3 2022 | 106 | $627.7M | 86,382,775 | 25 | 31 | 31 | 0.0% |
| Q2 2022 | 91 | $639.4M | 80,712,231 | 22 | 37 | 18 | 0.0% |
| Q1 2022 | 132 | $434.0M | 53,433,813 | 28 | 43 | 40 | 0.1% |
| Q4 2021 | 124 | $582.3M | 48,869,007 | 41 | 50 | 15 | 0.2% |
| Q3 2021 | 95 | $417.4M | 29,358,078 | 27 | 42 | 11 | 1.0% |
| Q2 2021 | 78 | $447.2M | 22,882,822 | 55 | 16 | 5 | 2.5% |
| Q1 2021 | 32 | $86.1M | 4,326,803 | 35 | 0 | 0 | 0.0% |
| Q2 2019 | 94 | $79.2M | 72,062,389 | 12 | 26 | 20 | 0.2% |
| Q1 2019 | 100 | $97.1M | 75,143,798 | 16 | 39 | 21 | 0.2% |
| Q4 2018 | 97 | $58.4M | 63,948,504 | 3 | 1 | 1 | 0.0% |