DaveManuel.com · Institutional Ownership · Who Owns It
PGIM ROCK ETF TR (BUFP)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
40
Reporting holders
$180.8M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $49.9M | 1,556,602 | 0.01% | 6q | +35.5%+$13.1M |
| LPL Financial LLC | $22.3M | 695,610 | 0.01% | 2q | +2263.4%+$21.4M |
| Kestra Advisory Services, LLC | $14.4M | 449,822 | 0.05% | 3q | +308.4%+$10.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.5M | 421,690 | 0.02% | 8q | +22.1%+$2.5M |
| AA Financial Advisors, LLC | $10.4M | 325,348 | 1.25% | 3q | +23.2%+$2.0M |
| IHT Wealth Management, LLC | $8.3M | 259,642 | 0.18% | 2q | +2604.6%+$8.0M |
| Foguth Wealth Management, LLC. | $7.6M | 235,517 | 0.86% | 3q | +2.2%+$166.2K |
| Fermata Advisors, LLC | $6.2M | 192,219 | 1.25% | 7q | +1.6%+$99.8K |
| Cetera Investment Advisers | $5.1M | 160,085 | 0.00% | 8q | +38.6%+$1.4M |
| ENVESTNET ASSET MANAGEMENT INC | $4.9M | 152,645 | 0.00% | 6q | +32.8%+$1.2M |
| AssuredPartners Investment Advisors, LLC | $4.7M | 146,647 | 0.45% | 4q | -1.6%-$77.7K |
| Maltin Wealth Management, Inc. | $4.6M | 142,365 | 1.53% | 9q | -0.5%-$24.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.0M | 123,604 | 0.04% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $3.5M | 108,289 | 0.13% | 4q | +9.1%+$290.7K |
| PNC Financial Services Group, Inc. | $3.4M | 106,231 | 0.00% | 5q | +32.3%+$831.8K |
| NewEdge Advisors, LLC | $3.4M | 105,277 | 0.01% | 7q | +212.4%+$2.3M |
| OneDigital Investment Advisors LLC | $2.4M | 73,943 | 0.02% | 3q | +73.8%+$1.0M |
| VICTORY FINANCIAL GROUP, LLC | $1.8M | 56,526 | 0.19% | 4q | -12.4%-$255.5K |
| Kingsview Wealth Management, LLC | $1.3M | 42,028 | 0.02% | 2q | +133.3%+$769.7K |
| Cambridge Investment Research Advisors, Inc. | $1.3M | 39,158 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $1.1M | 35,476 | 0.00% | 6q | HELD |
| Western Wealth Management, LLC | $1.1M | 34,471 | 0.04% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $971.2K | 30,302 | 0.28% | 8q | +7.9%+$71.2K |
| JANE STREET GROUP, LLC | $742.3K | 23,162 | 0.00% | new | NEW |
| PKS Advisory Services, LLC | $733.2K | 22,875 | 0.12% | 4q | +4.7%+$33.0K |
| Horizon Wealth Management, LLC | $673.0K | 21,000 | 0.09% | 2q | +90.9%+$320.5K |
| Apollon Financial, LLC | $528.2K | 16,480 | 0.06% | new | NEW |
| OLD MISSION CAPITAL LLC | $400.3K | 12,491 | 0.01% | 3q | +33.6%+$100.8K |
| COFG Advisors, LLC | $332.7K | 10,380 | 0.06% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $282.1K | 8,803 | 0.00% | 2q | -60.9%-$438.6K |
| ROYAL BANK OF CANADA | $223.0K | 6,972 | 0.00% | new | NEW |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $204.4K | 6,379 | 0.04% | new | NEW |
| GOLDMAN SACHS GROUP INC | $201.1K | 6,275 | 0.00% | new | NEW |
| Ankerstar Wealth, LLC | $171.8K | 5,361 | 0.14% | 3q | +50.1%+$57.4K |
| BFC Planning, Inc. | $132.1K | 4,121 | 0.01% | 2q | HELD |
| OSAIC HOLDINGS, INC. | $75.3K | 2,350 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $18.9K | 589 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $11.2K | 350 | 0.00% | 2q | -1.4% |
| PlanVest Financial, Inc | $6.6K | 205 | 0.00% | new | NEW |
| IFP Advisors, Inc | $801 | 25 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $26.6M | 808,554 | 1 | 4 | 5 | 0.0% |
| Q2 2026 | 40 | $180.8M | 5,641,315 | 13 | 20 | 5 | 0.0% |
| Q1 2026 | 31 | $99.6M | 3,331,085 | 10 | 17 | 3 | 0.0% |
| Q4 2025 | 24 | $72.1M | 2,394,876 | 7 | 14 | 1 | 0.0% |
| Q3 2025 | 18 | $41.9M | 1,425,563 | 6 | 10 | 2 | 0.0% |
| Q2 2025 | 15 | $28.0M | 1,000,276 | 4 | 9 | 0 | 0.0% |
| Q1 2025 | 11 | $20.3M | 774,697 | 3 | 5 | 3 | 0.0% |
| Q4 2024 | 8 | $9.6M | 359,702 | 4 | 4 | 0 | 0.0% |
| Q3 2024 | 4 | $4.3M | 163,154 | 3 | 1 | 0 | 0.0% |
| Q2 2024 | 1 | $3.6M | 140,797 | 1 | 0 | 0 | 0.0% |