DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (BUYW)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
72
Reporting holders
$1.1B
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | $340.9M | 23,594,578 | 2.61% | 14q | +4.0%+$13.0M |
| LPL Financial LLC | $330.1M | 22,846,738 | 0.07% | 15q | +26.5%+$69.2M |
| Main Management LLC | $146.9M | 10,166,319 | 9.87% | 16q | -3.8%-$5.9M |
| OSAIC HOLDINGS, INC. | $107.1M | 7,411,816 | 0.13% | 16q | +1.0%+$1.0M |
| ENVESTNET ASSET MANAGEMENT INC | $36.6M | 2,534,773 | 0.01% | 16q | -4.2%-$1.6M |
| San Luis Wealth Advisors LLC | $17.6M | 1,220,457 | 2.65% | 7q | +40.9%+$5.1M |
| Encompass More Asset Management | $16.3M | 1,129,401 | 2.37% | 11q | +2.8%+$452.1K |
| Madrona Financial Services, LLC | $13.6M | 941,305 | 2.51% | 13q | HELD |
| POTOMAC FUND MANAGEMENT INC /ADV | $11.5M | 792,716 | 0.29% | 7q | +11.1%+$1.1M |
| Virtue Capital Management, LLC | $8.9M | 614,069 | 1.18% | 10q | -1.8%-$161.0K |
| AMG Asset Management Group, Inc. | $8.4M | 582,661 | 5.27% | 3q | +3.1%+$253.2K |
| Cambridge Investment Research Advisors, Inc. | $7.4M | 510,964 | 0.01% | 12q | +180.6%+$4.8M |
| Ashton Thomas Private Wealth, LLC | $6.0M | 416,325 | 0.13% | 3q | +16.9%+$870.4K |
| Echo45 Advisors LLC | $5.0M | 344,192 | 2.57% | 14q | +7.0%+$327.5K |
| GWN SECURITIES INC. | $4.2M | 287,577 | 0.69% | 7q | +16.1%+$576.0K |
| World Investment Advisors | $3.7M | 259,061 | 0.06% | 2q | -8.4%-$341.6K |
| Copley Financial Group, Inc. | $3.5M | 245,634 | 2.15% | 8q | +11.9%+$377.6K |
| Cetera Investment Advisers | $3.5M | 240,604 | 0.00% | 4q | -9.4%-$362.3K |
| Global Retirement Partners, LLC | $3.1M | 217,126 | 0.05% | 6q | +29.6%+$716.1K |
| Tactive Advisors, LLC | $3.0M | 207,434 | 0.74% | 5q | +1.1%+$31.9K |
| Pine Valley Investments Ltd Liability Co | $2.6M | 182,142 | 0.10% | 7q | +11.6%+$273.9K |
| Dynamic Advisor Solutions LLC | $2.6M | 179,870 | 0.07% | 8q | +24.6%+$513.2K |
| INTEGRITY ALLIANCE, LLC. | $2.4M | 168,750 | 0.08% | 7q | +1.6%+$38.2K |
| Sonoma Allocations LLC | $2.3M | 161,272 | 0.73% | 3q | +42.0%+$691.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.3M | 160,679 | 0.04% | 14q | -5.2%-$126.7K |
| SILVER OAK SECURITIES, INCORPORATED | $1.8M | 126,949 | 0.11% | 6q | HELD |
| GeoWealth Management, LLC | $1.7M | 115,075 | 0.05% | 13q | +25.3%+$336.3K |
| CreativeOne Wealth, LLC | $1.6M | 112,624 | 0.04% | 11q | +8.8%+$131.2K |
| BFC Planning, Inc. | $1.3M | 88,040 | 0.05% | 7q | +12.0%+$136.3K |
| Silver Grove Financial Group, Inc. | $1.2M | 84,689 | 0.66% | 4q | +4.7%+$55.2K |
| United Advisor Group, LLC | $1.2M | 82,863 | 0.13% | 5q | +20.1%+$200.4K |
| CFS Investment Advisory Services, LLC | $1.2M | 79,806 | 0.08% | 5q | HELD |
| Tortuga Wealth Management, Inc | $1.2M | 79,634 | 0.87% | 2q | +8.5%+$90.5K |
| Astoria Portfolio Advisors LLC. | $1.1M | 74,790 | 0.18% | 3q | +1.5%+$16.1K |
| GOLDMAN SACHS GROUP INC | $1.1M | 73,927 | 0.00% | 2q | +149.3%+$639.8K |
| Ausdal Financial Partners, Inc. | $1.1M | 73,166 | 0.04% | 4q | -1.4%-$15.2K |
| Mutual Advisors, LLC | $1.0M | 69,475 | 0.02% | 16q | +20.3%+$169.3K |
| COLDSTREAM CAPITAL MANAGEMENT INC | $1.0M | 69,226 | 0.01% | 4q | +97.1%+$492.9K |
| VICTORY FINANCIAL GROUP, LLC | $771.3K | 53,377 | 0.08% | 2q | +40.3%+$221.6K |
| Envestnet Portfolio Solutions, Inc. | $758.8K | 52,512 | 0.00% | 12q | +4.4%+$32.1K |
| Gibbs Wealth Management | $516.5K | 35,745 | 0.06% | 4q | +2.6%+$13.0K |
| MONEY CONCEPTS CAPITAL CORP | $456.8K | 31,612 | 0.02% | 6q | +7.1%+$30.3K |
| PFG Advisors | $426.8K | 29,537 | 0.02% | 8q | +7.4%+$29.4K |
| KINGSWOOD WEALTH ADVISORS, LLC | $426.6K | 29,520 | 0.02% | 6q | +0.8%+$3.5K |
| CITADEL ADVISORS LLC | $405.5K | 28,059 | 0.00% | new | NEW |
| Koshinski Asset Management, Inc. | $398.6K | 27,584 | 0.02% | 5q | +6.2%+$23.3K |
| Integrity Advisory Solutions, LLC | $355.0K | 24,565 | 0.04% | 4q | +37.0%+$95.9K |
| Mission Financial Group, LLC | $309.0K | 21,385 | 0.26% | 3q | -29.0%-$126.1K |
| Signal Advisors Wealth, LLC | $293.9K | 20,336 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $290.8K | 20,125 | 0.00% | 10q | -2.0%-$5.9K |
| HARBOUR INVESTMENTS, INC. | $284.7K | 19,700 | 0.00% | 15q | -8.1%-$25.0K |
| Balefire, LLC | $246.7K | 17,073 | 0.04% | 3q | -8.0%-$21.5K |
| Triad Wealth Partners, LLC | $229.1K | 15,766 | 0.01% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $214.6K | 14,848 | 0.00% | new | NEW |
| OLD MISSION CAPITAL LLC | $158.6K | 10,976 | 0.00% | new | NEW |
| PACIFIC FINANCIAL GROUP INC | $155.2K | 10,742 | 0.07% | new | NEW |
| JANE STREET GROUP, LLC | $148.2K | 10,258 | 0.00% | new | NEW |
| AE Wealth Management LLC | $144.7K | 10,015 | 0.00% | 7q | +8.8%+$11.7K |
| Synergy Investment Management, LLC | $116.5K | 8,060 | 0.03% | 2q | HELD |
| ASSETMARK, INC | $56.3K | 3,896 | 0.00% | 6q | +493.0%+$46.8K |
| Steward Partners Investment Advisory, LLC | $36.0K | 2,488 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $15.0K | 1,038 | 0.00% | 9q | HELD |
| CoreCap Advisors, LLC | $14.3K | 987 | 0.00% | 10q | -22.5%-$4.1K |
| Ameritas Advisory Services, LLC | $8.1K | 558 | 0.00% | new | NEW |
| EverSource Wealth Advisors, LLC | $6.3K | 435 | 0.00% | 10q | -50.0%-$6.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.7K | 325 | 0.00% | 2q | -97.0%-$151.7K |
| Fortis Group Advisors, LLC | $1.1K | 74 | 0.00% | 3q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $778 | 54 | 0.00% | new | NEW |
| IFP Advisors, Inc | $722 | 50 | 0.00% | 15q | -36.7% |
| MORGAN STANLEY | $592 | 41 | 0.00% | new | NEW |
| Buck Wealth Strategies, LLC | $376 | 26 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $13 | 1 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 33 | $94.4M | 6,522,754 | 9 | 18 | 4 | 0.0% |
| Q2 2026 | 72 | $1.1B | 77,048,495 | 11 | 38 | 15 | 0.0% |
| Q1 2026 | 72 | $1.0B | 71,598,560 | 15 | 40 | 14 | 0.0% |
| Q4 2025 | 68 | $928.6M | 64,853,445 | 8 | 43 | 7 | 0.0% |
| Q3 2025 | 67 | $765.3M | 53,856,647 | 14 | 33 | 13 | 0.0% |
| Q2 2025 | 59 | $671.0M | 47,789,872 | 8 | 32 | 10 | 0.0% |
| Q1 2025 | 63 | $925.1M | 67,173,574 | 9 | 28 | 16 | 0.0% |
| Q4 2024 | 64 | $730.2M | 52,544,104 | 10 | 32 | 9 | 0.0% |
| Q3 2024 | 50 | $662.5M | 47,522,804 | 10 | 23 | 9 | 0.0% |
| Q2 2024 | 51 | $623.9M | 45,471,396 | 11 | 28 | 7 | 0.0% |
| Q1 2024 | 47 | $543.8M | 39,794,637 | 10 | 21 | 9 | 0.0% |
| Q4 2023 | 43 | $435.6M | 32,296,825 | 15 | 16 | 8 | 0.0% |
| Q3 2023 | 31 | $335.6M | 25,231,761 | 6 | 17 | 4 | 0.0% |
| Q2 2023 | 31 | $298.8M | 22,131,660 | 10 | 17 | 3 | 0.0% |
| Q1 2023 | 27 | $240.3M | 18,147,210 | 14 | 8 | 3 | 0.0% |
| Q4 2022 | 20 | $133.3M | 10,497,922 | 10 | 6 | 2 | 0.0% |
| Q3 2022 | 12 | $121.5M | 10,382,507 | 12 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $477.9K | 33,375 | 0 | 0 | 0 | 0.0% |