DaveManuel.com · Institutional Ownership · Who Owns It
DOUBLELINE ETF TRUST (CAPE)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
47
Reporting holders
$151.4M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| STRAIGHTLINE GROUP LLC | $30.8M | 948,387 | 14.51% | 7q | +1.3%+$395.1K |
| Foundations Investment Advisors, LLC | $28.8M | 888,523 | 0.30% | 9q | +21.3%+$5.1M |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $26.2M | 807,928 | 6.61% | 14q | HELD |
| UBS Group AG | $13.4M | 412,233 | 0.00% | 15q | +2.5%+$323.2K |
| WADDELL & ASSOCIATES, LLC | $10.7M | 328,686 | 0.53% | 17q | -1.6%-$170.8K |
| Santori & Peters, Inc. | $7.6M | 234,697 | 2.15% | 15q | -7.7%-$632.8K |
| HF Advisory Group, LLC | $4.9M | 149,640 | 1.50% | 15q | +8.7%+$387.7K |
| BANK OF MONTREAL /CAN/ | $4.0M | 123,579 | 0.00% | 17q | +3.6%+$141.1K |
| Clear Point Advisors Inc. | $4.0M | 123,241 | 3.54% | new | NEW |
| Main Street Financial Solutions, LLC | $3.2M | 99,549 | 0.21% | 6q | +5.6%+$170.9K |
| Csenge Advisory Group | $2.9M | 88,446 | 0.12% | 16q | -9.8%-$312.4K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.4M | 73,774 | 0.14% | 16q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.4M | 73,432 | 0.00% | 17q | +45.0%+$739.2K |
| Socha Financial Group, LLC | $1.5M | 47,241 | 0.62% | 17q | -8.8%-$147.9K |
| Southeast Asset Advisors, LLC | $1.1M | 33,516 | 0.11% | 15q | HELD |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $934.4K | 28,849 | 0.00% | 16q | HELD |
| AVAII WEALTH MANAGEMENT, LLC | $742.3K | 22,882 | 0.22% | 14q | -2.0%-$15.4K |
| Capital Investment Advisors, LLC | $735.8K | 22,683 | 0.01% | 15q | -64.0%-$1.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $672.1K | 20,719 | 0.00% | 2q | -1.7%-$11.3K |
| Sepio Capital, LP | $561.9K | 17,321 | 0.03% | 4q | HELD |
| HRT FINANCIAL LP | $555.0K | 17,122 | 0.00% | 2q | +14.6%+$70.6K |
| CITADEL ADVISORS LLC | $533.7K | 16,453 | 0.00% | 3q | -87.7%-$3.8M |
| United Advisor Group, LLC | $349.6K | 10,777 | 0.04% | 4q | +27.8%+$76.1K |
| Corient Private Wealth LP | $288.8K | 8,902 | 0.00% | 4q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $275.0K | 8,478 | 0.00% | 2q | HELD |
| Navis Wealth Advisors, LLC | $267.6K | 8,251 | 0.10% | 2q | HELD |
| KINGSWOOD WEALTH ADVISORS, LLC | $256.3K | 7,900 | 0.01% | 11q | -18.6%-$58.4K |
| TRANSCEND CAPITAL ADVISORS, LLC | $255.2K | 7,867 | 0.02% | 12q | HELD |
| CIBC WORLD MARKET INC. | $236.8K | 7,300 | 0.00% | 11q | -48.8%-$225.4K |
| Kestra Advisory Services, LLC | $220.8K | 6,806 | 0.00% | 6q | HELD |
| LPL Financial LLC | $220.3K | 6,791 | 0.00% | 5q | -10.6%-$26.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $104.7K | 3,227 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $101.3K | 3,122 | 0.00% | 2q | HELD |
| Capital Analysts, LLC | $92.0K | 2,846 | 0.00% | 17q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $32.1K | 990 | 0.00% | 9q | -93.6%-$468.4K |
| HANTZ FINANCIAL SERVICES, INC. | $28.0K | 852 | 0.00% | 2q | -52.2%-$30.5K |
| AE Wealth Management LLC | $22.4K | 689 | 0.00% | new | NEW |
| Evensky & Katz LLC | $22.0K | 678 | 0.00% | 16q | -99.9%-$15.9M |
| Creative Capital Management Investments LLC | $16.8K | 519 | 0.00% | 3q | HELD |
| NewEdge Advisors, LLC | $16.2K | 500 | 0.00% | 8q | HELD |
| HARBOUR INVESTMENTS, INC. | $13.0K | 400 | 0.00% | 17q | HELD |
| WELLS FARGO & COMPANY/MN | $9.2K | 284 | 0.00% | new | NEW |
| MORGAN STANLEY | $5.5K | 169 | 0.00% | 7q | +0.6% |
| OSAIC HOLDINGS, INC. | $4.5K | 139 | 0.00% | 6q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.5K | 107 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $2.4K | 73 | 0.00% | 4q | HELD |
| Imprint Wealth LLC | $1.2K | 36 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $33.2M | 1,073,184 | 0 | 2 | 3 | 0.0% |
| Q2 2026 | 47 | $151.4M | 4,666,604 | 5 | 10 | 14 | 0.0% |
| Q1 2026 | 49 | $159.9M | 5,183,272 | 9 | 8 | 15 | 0.0% |
| Q4 2025 | 46 | $229.0M | 7,081,348 | 2 | 14 | 16 | 0.0% |
| Q3 2025 | 47 | $229.2M | 7,041,603 | 7 | 11 | 13 | 0.0% |
| Q2 2025 | 42 | $209.6M | 6,592,822 | 4 | 17 | 8 | 0.0% |
| Q1 2025 | 40 | $201.6M | 6,639,885 | 5 | 8 | 16 | 0.0% |
| Q4 2024 | 39 | $263.8M | 8,802,498 | 6 | 15 | 9 | 0.0% |
| Q3 2024 | 36 | $354.5M | 11,640,589 | 4 | 13 | 10 | 0.0% |
| Q2 2024 | 34 | $255.0M | 9,200,056 | 7 | 9 | 11 | 0.0% |
| Q1 2024 | 33 | $258.2M | 9,220,334 | 1 | 12 | 13 | 0.0% |
| Q4 2023 | 34 | $255.9M | 9,645,336 | 6 | 13 | 8 | 0.0% |
| Q3 2023 | 28 | $181.2M | 7,653,929 | 4 | 11 | 8 | 0.0% |
| Q2 2023 | 26 | $183.8M | 7,505,265 | 3 | 9 | 6 | 0.0% |
| Q1 2023 | 28 | $167.1M | 7,371,948 | 5 | 7 | 11 | 0.0% |
| Q4 2022 | 23 | $901.4M | 42,901,542 | 10 | 9 | 1 | 0.0% |
| Q3 2022 | 14 | $32.4B | 1,617,591,558 | 6 | 5 | 1 | 0.0% |
| Q2 2022 | 10 | $29.6B | 1,424,958,007 | 10 | 0 | 0 | 0.0% |