DaveManuel.com · Institutional Ownership · Who Owns It
CAPRICOR THERAPEUTICS INC (CAPR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
177
Reporting holders
$1.1B
Reported value
67.6%
Of shares outstanding
10.3%
Calls
5.0%
Puts
-4
Holder change
Institutions report 39,276,640 shares against 58,138,989 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $99.8M | 4,145,061 | 0.00% | 8q | +21.1%+$17.4M |
| TANG CAPITAL MANAGEMENT LLC | $98.7M | 4,099,900 | 4.48% | 3q | +20.6%+$16.9M |
| MONTANOVA CAPITAL, LLC | $98.6M | 4,092,784 | 1.80% | 3q | +7.2%+$6.6M |
| STATE STREET CORP | $81.8M | 3,397,150 | 0.00% | 21q | +55.7%+$29.3M |
| VANGUARD CAPITAL MANAGEMENT LLC | $55.3M | 2,297,674 | 0.00% | 2q | +13.3%+$6.5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $38.6M incl. $38.4M options CALL+PUT | 9,462 | 0.00% | 25q | -82.3%-$179.0M |
| GOLDMAN SACHS GROUP INC | $38.0M | 1,578,131 | 0.00% | 20q | +73.0%+$16.0M |
| CITADEL ADVISORS LLC | $37.2M incl. $17.6M options CALL+PUT | 814,444 | 0.00% | 27q | +51.0%+$12.6M |
| RA CAPITAL MANAGEMENT, L.P. | $36.3M | 1,507,844 | 0.32% | 3q | HELD |
| PERCEPTIVE ADVISORS LLC | $36.1M CALL+PUT | options only | 0.54% | new | OPTIONS |
| Boxer Capital Management, LLC | $33.6M | 1,395,156 | 2.53% | 3q | +136.5%+$19.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $33.0M | 1,372,286 | 0.00% | 29q | +22.7%+$6.1M |
| FMR LLC | $27.4M | 1,137,730 | 0.00% | 8q | +47.3%+$8.8M |
| Ikarian Capital, LLC | $23.0M incl. $8.4M options CALL | 604,215 | 2.48% | 8q | +14.4%+$2.9M |
| DIADEMA PARTNERS LP | $20.8M CALL+PUT | options only | 2.63% | 7q | OPTIONS |
| MERCER GLOBAL ADVISORS INC /ADV | $19.3M | 802,732 | 0.02% | 2q | +99.2%+$9.6M |
| Soleus Capital Management, L.P. | $18.3M | 761,737 | 0.63% | new | NEW |
| Caption Management, LLC | $17.2M incl. $15.5M options CALL+PUT | 72,000 | 0.08% | 9q | HELD |
| MORGAN STANLEY | $16.5M | 684,515 | 0.00% | 28q | +61.5%+$6.3M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $15.3M | 636,087 | 0.00% | 2q | +67.7%+$6.2M |
| UBS Group AG | $14.9M | 619,661 | 0.00% | 10q | +66.6%+$6.0M |
| DG Capital Management, LLC | $14.7M | 611,595 | 3.10% | 4q | +56.0%+$5.3M |
| NORTHERN TRUST CORP | $12.1M | 503,532 | 0.00% | 25q | +20.6%+$2.1M |
| Balyasny Asset Management L.P. | $11.7M | 486,836 | 0.01% | 3q | +63.8%+$4.6M |
| GROUP ONE TRADING LLC | $11.4M incl. $4.8M options CALL+PUT | 272,609 | 0.02% | 2q | +114.4%+$6.1M |
| J. Goldman & Co LP | $11.2M incl. $866.9K options CALL | 427,321 | 0.29% | 4q | -21.1%-$3.0M |
| D. E. Shaw & Co., Inc. | $10.6M incl. $7.6M options CALL | 123,746 | 0.01% | 5q | HELD |
| Jones Hill Capital LP | $10.1M | 420,751 | 2.15% | 2q | -53.7%-$11.8M |
| MILLENNIUM MANAGEMENT LLC | $9.7M incl. $4.1M options CALL+PUT | 233,926 | 0.00% | 12q | -34.4%-$5.1M |
| VANGUARD FIDUCIARY TRUST CO | $9.0M | 372,539 | 0.00% | 2q | +16.4%+$1.3M |
| JPMORGAN CHASE & CO | $8.7M | 362,501 | 0.00% | 10q | +5.5%+$452.5K |
| BOOTHBAY FUND MANAGEMENT, LLC | $7.2M incl. $2.6M options CALL | 192,962 | 0.09% | 8q | +9.5%+$627.2K |
| BANK OF AMERICA CORP /DE/ | $6.0M | 251,235 | 0.00% | 17q | -39.5%-$4.0M |
| RTW INVESTMENTS, LP | $6.0M | 250,000 | 0.05% | 3q | HELD |
| Nuveen, LLC | $5.7M | 236,612 | 0.00% | 6q | +45.2%+$1.8M |
| Palo Alto Investors LP | $5.5M | 229,763 | 0.76% | 3q | HELD |
| Trexquant Investment LP | $4.8M | 197,793 | 0.03% | 2q | -11.1%-$592.8K |
| RAYMOND JAMES FINANCIAL INC | $4.7M | 196,856 | 0.00% | 6q | HELD |
| Moody Aldrich Partners LLC | $4.3M | 177,754 | 0.77% | 3q | -21.4%-$1.2M |
| Bank of New York Mellon Corp | $3.9M | 161,767 | 0.00% | 24q | +23.7%+$747.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $3.9M | 160,938 | 0.00% | 14q | +27.7%+$840.8K |
| SIMPLEX TRADING, LLC | $3.8M CALL+PUT | options only | 0.00% | 25q | OPTIONS |
| JANE STREET GROUP, LLC | $3.4M CALL+PUT | options only | 0.00% | 11q | OPTIONS |
| LMR Partners LLP | $3.4M CALL+PUT | options only | 0.01% | 8q | OPTIONS |
| Woodline Partners LP | $3.3M | 138,773 | 0.01% | 7q | +0.8%+$26.9K |
| PFM Health Sciences, LP | $2.9M | 122,221 | 0.25% | 2q | -1.3%-$38.8K |
| Pier Capital, LLC | $2.7M | 111,908 | 0.36% | 2q | +152.0%+$1.6M |
| CITIGROUP INC | $2.7M incl. $758.5K options CALL | 80,123 | 0.00% | 12q | +626.0%+$2.3M |
| Jefferies Financial Group Inc. | $2.5M | 105,755 | 0.02% | 2q | +1.3%+$33.6K |
| WELLINGTON MANAGEMENT GROUP LLP | $2.4M | 100,246 | 0.00% | 7q | -7.7%-$201.3K |
| MARSHALL WACE, LLP | $2.4M | 98,185 | 0.00% | 5q | -10.4%-$273.2K |
| Point72 Asset Management, L.P. | $2.3M | 94,723 | 0.00% | 4q | -88.5%-$17.5M |
| Swiss National Bank | $2.2M | 92,900 | 0.00% | 2q | -4.0%-$93.9K |
| ADAR1 Capital Management, LLC | $2.2M | 90,593 | 0.10% | 2q | HELD |
| Black Diamond Financial, LLC | $1.9M | 79,077 | 0.17% | 7q | HELD |
| OPPENHEIMER & CO INC | $1.8M | 75,714 | 0.02% | 9q | +18.9%+$290.1K |
| Rock Springs Capital Management LP | $1.8M | 74,448 | 0.09% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.8M | 74,430 | 0.00% | 3q | -2.5%-$46.9K |
| Longaeva Partners L.P. | $1.8M | 74,046 | 0.04% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $1.7M | 57,300 | 0.00% | 7q | +41.7%+$512.8K |
| RHUMBLINE ADVISERS | $1.6M | 67,881 | 0.00% | 9q | +30.3%+$380.4K |
| BARCLAYS PLC | $1.6M | 67,440 | 0.00% | 9q | -78.6%-$6.0M |
| STATE OF WISCONSIN INVESTMENT BOARD | $1.6M | 66,888 | 0.00% | 4q | +12.3%+$176.1K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.5M | 63,475 | 0.00% | 9q | -1.9%-$29.9K |
| Rafferty Asset Management, LLC | $1.5M | 60,373 | 0.00% | 2q | -3.2%-$47.7K |
| Foundations Investment Advisors, LLC | $1.4M | 60,010 | 0.01% | 2q | +11.1%+$144.6K |
| DEUTSCHE BANK AG\ | $1.4M | 57,579 | 0.00% | 7q | +49.2%+$457.4K |
| WELLS FARGO & COMPANY/MN | $1.3M | 53,188 | 0.00% | 22q | +148.3%+$764.9K |
| Persistent Asset Partners Ltd | $1.1M CALL+PUT | options only | 0.33% | 3q | OPTIONS |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.1M | 44,748 | 0.00% | 7q | +44.4%+$331.3K |
| Quinn Opportunity Partners LLC | $1.1M | 44,698 | 0.05% | 4q | -74.9%-$3.2M |
| FRANKLIN RESOURCES INC | $1.0M | 43,568 | 0.00% | 2q | +81.0%+$469.4K |
| GLENMEDE TRUST CO NA | $961.6K | 39,935 | 0.00% | 3q | +9.9%+$86.8K |
| Legal & General Group Plc | $927.4K | 38,513 | 0.00% | 9q | +3.7%+$33.1K |
| HBK Sorce Advisory LLC | $876.7K | 223,076 | 0.02% | 6q | +8.9%+$71.7K |
| VANGUARD ASSET MANAGEMENT, Ltd | $776.9K | 32,265 | 0.00% | 2q | HELD |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $763.3K | 31,779 | 0.00% | 8q | +27.9%+$166.6K |
| MetLife Investment Management, LLC | $755.6K | 31,380 | 0.00% | 7q | +35.3%+$197.1K |
| ALGERT GLOBAL LLC | $737.1K | 30,610 | 0.01% | new | NEW |
| PROFUND ADVISORS LLC | $734.0K | 30,482 | 0.02% | 2q | +9.0%+$60.8K |
| Invesco Ltd. | $711.6K | 29,552 | 0.00% | 9q | -84.1%-$3.8M |
| ENVESTNET ASSET MANAGEMENT INC | $699.7K | 29,058 | 0.00% | 4q | -0.9%-$6.2K |
| Vanguard Global Advisers, LLC | $687.5K | 28,552 | 0.00% | 2q | +17.2%+$101.0K |
| TWINBEECH CAPITAL LP | $682.4K | 28,337 | 0.12% | new | NEW |
| LPL Financial LLC | $659.2K | 27,377 | 0.00% | 5q | -2.2%-$15.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $644.7K | 26,775 | 0.00% | 14q | HELD |
| Aquatic Capital Management LLC | $632.3K | 26,257 | 0.02% | 2q | -8.5%-$58.9K |
| PEAK6 LLC | $602.0K CALL | options only | 0.00% | new | OPTIONS |
| Anson Funds Management LP | $602.0K | 25,000 | 0.04% | new | NEW |
| SEVEN GRAND MANAGERS, LLC | $602.0K | 25,000 | 0.02% | 3q | -75.0%-$1.8M |
| Jump Financial, LLC | $554.7K | 23,036 | 0.00% | new | NEW |
| FOX RUN MANAGEMENT, L.L.C. | $545.8K | 22,666 | 0.09% | new | NEW |
| Jupiter Topco LLC | $543.9K | 22,600 | 0.00% | new | FIRST |
| XTX Topco Ltd | $529.6K | 21,993 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $489.6K | 20,334 | 0.00% | 20q | -43.4%-$376.0K |
| Squarepoint Ops LLC | $475.1K | 19,731 | 0.00% | 2q | +57.8%+$174.1K |
| NEW YORK STATE COMMON RETIREMENT FUND | $455.1K | 18,900 | 0.00% | 9q | +45.4%+$142.1K |
| Creative Planning | $447.6K | 18,587 | 0.00% | 3q | +10.8%+$43.5K |
| SEI INVESTMENTS CO | $418.6K | 17,385 | 0.00% | 3q | -2.4%-$10.1K |
| INTECH INVESTMENT MANAGEMENT LLC | $412.1K | 17,114 | 0.00% | 2q | +13.4%+$48.7K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-14 | 13G/A | Millennium Management LLCwith 2 co-filers | 2.9% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-25 | Krasney Karen | EVP, GENERAL COUNSEL | Sold | 24,100 | $732.2K |
| 2026-06-25 | Bergmann Anthony | CHIEF FINANCIAL OFFICER | Sold | 24,100 | $732.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $3.8M | 406,361 | 9 | 6 | 3 | 0.0% |
| Q2 2026 | 177 | $1.1B | 39,276,640 | 27 | 69 | 48 | 15.3% |
| Q1 2026 | 181 | $1.2B | 33,863,747 | 62 | 57 | 35 | 14.3% |
| Q4 2025 | 139 | $1.0B | 27,422,288 | 44 | 41 | 39 | 23.7% |
| Q3 2025 | 124 | $165.3M | 14,644,769 | 34 | 23 | 34 | 36.2% |
| Q2 2025 | 122 | $267.6M | 13,744,730 | 25 | 41 | 36 | 49.0% |
| Q1 2025 | 130 | $202.7M | 18,342,804 | 34 | 44 | 24 | 14.1% |
| Q4 2024 | 116 | $298.8M | 17,327,955 | 45 | 35 | 17 | 20.0% |
| Q3 2024 | 82 | $184.5M | 8,425,526 | 31 | 20 | 12 | 30.5% |
| Q2 2024 | 62 | $33.9M | 6,437,052 | 23 | 18 | 14 | 9.4% |
| Q1 2024 | 56 | $36.3M | 5,132,036 | 22 | 17 | 8 | 3.9% |
| Q4 2023 | 38 | $21.7M | 4,066,723 | 6 | 12 | 9 | 8.4% |
| Q3 2023 | 34 | $19.8M | 5,536,583 | 4 | 8 | 10 | 4.6% |
| Q2 2023 | 32 | $13.2M | 2,624,364 | 6 | 11 | 2 | 5.2% |
| Q1 2023 | 31 | $11.4M | 2,433,746 | 6 | 8 | 6 | 9.9% |
| Q4 2022 | 32 | $12.9M | 2,739,017 | 5 | 8 | 9 | 18.1% |
| Q3 2022 | 27 | $20.9M | 2,790,341 | 4 | 8 | 6 | 20.0% |
| Q2 2022 | 28 | $11.0M | 2,538,372 | 3 | 7 | 9 | 19.5% |
| Q1 2022 | 27 | $10.9M | 2,584,529 | 5 | 9 | 5 | 19.0% |
| Q4 2021 | 24 | $9.4M | 2,529,818 | 3 | 7 | 4 | 21.5% |
| Q3 2021 | 28 | $13.4M | 2,486,005 | 6 | 7 | 5 | 25.3% |
| Q2 2021 | 29 | $21.0M | 3,523,413 | 3 | 13 | 6 | 14.0% |
| Q1 2021 | 30 | $23.0M | 4,351,483 | 10 | 5 | 8 | 11.6% |
| Q4 2020 | 26 | $8.4M | 1,672,187 | 4 | 8 | 4 | 31.8% |
| Q3 2020 | 28 | $112.9M | 20,994,728 | 6 | 9 | 6 | 2.4% |
| Q2 2020 | 31 | $66.7M | 14,376,927 | 22 | 8 | 1 | 0.8% |
| Q1 2020 | 15 | $598.0K | 498,997 | 3 | 3 | 2 | 0.0% |
| Q4 2019 | 14 | $295.0K | 231,243 | 4 | 3 | 4 | 0.0% |
| Q3 2019 | 16 | $2.4M | 183,643 | 6 | 1 | 3 | 0.0% |
| Q2 2019 | 11 | $283.0K | 85,192 | 11 | 0 | 0 | 0.0% |
| Q1 2019 | 16 | $820.0K | 1,763,843 | 1 | 3 | 4 | 0.0% |
| Q4 2018 | 17 | $725.0K | 1,771,294 | 1 | 0 | 0 | 0.0% |