CARLSMED INC (CARL)
Institutional ownership reported to the SEC as of Q2 2026, across 5 quarters.
Institutions report 5,715,782 shares against 27,302,743 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Jupiter Topco LLC | $13.0M | 1,251,616 | 0.01% | new | FIRST |
| Parkman Healthcare Partners LLC | $6.2M | 597,318 | 0.63% | 2q | +14.6%+$790.9K |
| BlackRock, Inc. | $5.5M | 532,593 | 0.00% | 4q | +19.2%+$889.6K |
| KCM Capital Inc | $4.6M | 440,000 | 0.74% | 2q | +120.0%+$2.5M |
| Pier Capital, LLC | $3.9M | 373,677 | 0.51% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $3.1M | 295,907 | 0.00% | new | NEW |
| Palumbo Wealth Management LLC | $2.8M | 267,298 | 0.58% | new | NEW |
| VANGUARD CAPITAL MANAGEMENT LLC | $2.5M | 238,727 | 0.00% | 2q | -13.5%-$388.3K |
| Schonfeld Strategic Advisors LLC | $2.3M | 224,804 | 0.01% | 2q | -20.6%-$605.9K |
| GEODE CAPITAL MANAGEMENT, LLC | $2.1M | 204,655 | 0.00% | 4q | +5.9%+$119.2K |
| Russell Investments Group, Ltd. | $1.4M | 139,142 | 0.00% | 4q | -12.6%-$209.1K |
| STATE STREET CORP | $1.4M | 133,083 | 0.00% | 4q | +17.0%+$201.0K |
| CITADEL ADVISORS LLC | $1.1M | 101,726 | 0.00% | 2q | +128.1%+$593.0K |
| AQR CAPITAL MANAGEMENT LLC | $956.6K | 92,159 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $761.8K | 73,389 | 0.00% | 2q | +388.1%+$605.7K |
| NORTHERN TRUST CORP | $670.9K | 64,633 | 0.00% | 4q | +18.6%+$105.4K |
| GOLDMAN SACHS GROUP INC | $655.2K | 63,126 | 0.00% | 3q | +178.8%+$420.3K |
| D. E. Shaw & Co., Inc. | $627.4K | 60,439 | 0.00% | new | NEW |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $591.1K | 56,948 | 0.00% | 2q | +19.5%+$96.6K |
| KORNITZER CAPITAL MANAGEMENT INC /KS | $536.5K | 51,688 | 0.01% | 4q | -3.3%-$18.1K |
| VANGUARD FIDUCIARY TRUST CO | $518.3K | 49,928 | 0.00% | 2q | +10.0%+$47.0K |
| BNP PARIBAS FINANCIAL MARKETS | $414.7K | 39,951 | 0.00% | 4q | +1456.3%+$388.0K |
| MORGAN STANLEY | $318.7K | 30,699 | 0.00% | 4q | +168.7%+$200.1K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $259.5K | 25,000 | 0.00% | new | NEW |
| Boston Partners | $232.2K | 22,375 | 0.00% | 4q | -11.2%-$29.3K |
| MARSHALL WACE, LLP | $220.9K | 21,283 | 0.00% | new | NEW |
| Jump Financial, LLC | $201.5K | 19,414 | 0.00% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $186.9K | 18,008 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $181.3K | 17,462 | 0.00% | 3q | +15.7%+$24.6K |
| Bank of New York Mellon Corp | $181.2K | 17,452 | 0.00% | 4q | +33.2%+$45.1K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $179.3K | 17,276 | 0.00% | 4q | +3.0%+$5.2K |
| UBS Group AG | $173.9K | 16,749 | 0.00% | 4q | +62.6%+$66.9K |
| ALPINE WOODS CAPITAL INVESTORS, LLC | $161.3K | 15,542 | 0.04% | new | NEW |
| Centiva Capital, LP | $154.6K | 14,891 | 0.00% | 2q | +16.8%+$22.3K |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $145.7K | 14,040 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $135.0K | 13,025 | 0.00% | new | NEW |
| Board of Trustees of The Leland Stanford Junior University | $129.9K | 12,516 | 0.02% | 4q | HELD |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | $123.5K | 11,900 | 0.00% | new | NEW |
| Trexquant Investment LP | $114.2K | 11,001 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $107.9K | 10,396 | 0.00% | 4q | -33.3%-$53.8K |
| DEUTSCHE BANK AG\ | $105.7K | 10,180 | 0.00% | 3q | +3.5%+$3.6K |
| WELLS FARGO & COMPANY/MN | $80.2K | 7,723 | 0.00% | 4q | +131.7%+$45.6K |
| RHUMBLINE ADVISERS | $60.1K | 5,788 | 0.00% | 4q | +11.7%+$6.3K |
| JPMORGAN CHASE & CO | $58.5K | 5,264 | 0.00% | 4q | +4.0%+$2.2K |
| CITIGROUP INC | $45.4K | 4,377 | 0.00% | 4q | +970.2%+$41.2K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $40.4K | 3,893 | 0.00% | 4q | +16.3%+$5.7K |
| Vanguard Global Advisers, LLC | $37.1K | 3,577 | 0.00% | 2q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $18.7K | 1,800 | 0.00% | 4q | HELD |
| BARCLAYS PLC | $15.0K | 1,443 | 0.00% | 4q | -18.8%-$3.5K |
| Police & Firemen's Retirement System of New Jersey | $13.1K | 1,258 | 0.00% | 4q | HELD |
| ARMSTRONG ADVISORY GROUP, INC | $12.8K | 1,234 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $12.5K | 1,205 | 0.00% | 4q | -27.8%-$4.8K |
| FMR LLC | $12.0K | 1,155 | 0.00% | 4q | -10.9%-$1.5K |
| Legal & General Group Plc | $10.7K | 1,024 | 0.00% | 4q | +76.9%+$4.6K |
| Arax Advisory Partners | $7.8K | 749 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $7.4K | 630 | 0.00% | 3q | +65.8%+$2.9K |
| US BANCORP \DE\ | $6.2K | 600 | 0.00% | 2q | HELD |
| Ameritas Investment Partners, Inc. | $5.9K | 565 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $5.0K | 500 | 0.00% | 3q | -12.6% |
| EverSource Wealth Advisors, LLC | $2.1K | 207 | 0.00% | new | NEW |
| Allworth Financial LP | $1.9K | 180 | 0.00% | 3q | +8900.0%+$1.8K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.2K | 114 | 0.00% | 3q | -75.2%-$3.6K |
| Sterling Capital Management LLC | $1.1K | 105 | 0.00% | 4q | -19.2% |
| Farther Finance Advisors, LLC | $1.0K | 96 | 0.00% | 2q | +4700.0% |
| Essential Partners LLC | $706 | 68 | 0.00% | 3q | +1600.0% |
| IFP Advisors, Inc | $550 | 53 | 0.00% | 3q | +5200.0% |
| True Wealth Design, LLC | $540 | 52 | 0.00% | 3q | +2500.0% |
| Fortitude Family Office, LLC | $311 | 30 | 0.00% | new | NEW |
| ROTHSCHILD INVESTMENT LLC | $249 | 24 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $208 | 20 | 0.00% | 3q | HELD |
| SJS Investment Consulting Inc. | $198 | 19 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $73 | 7 | 0.00% | 2q | +75.0% |
| Clearstead Advisors, LLC | $53 | 5 | 0.00% | new | NEW |
| JPL Wealth Management, LLC | $11 | 1 | 0.00% | new | NEW |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-30 | 2026-09-24 | Directors or officers departed or appointed | filing |
| 2026-09-08 | 2026-09-04 | Directors or officers departed or appointed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $282.4K | 20,072 | 3 | 6 | 3 | 0.0% |
| Q2 2026 | 74 | $59.3M | 5,715,782 | 22 | 32 | 12 | 0.0% |
| Q1 2026 | 66 | $48.0M | 5,302,026 | 17 | 15 | 17 | 0.0% |
| Q4 2025 | 57 | $57.7M | 4,673,791 | 17 | 17 | 10 | 0.0% |
| Q3 2025 | 47 | $62.4M | 4,663,342 | 47 | 0 | 0 | 0.0% |