DaveManuel.com · Institutional Ownership · Who Owns It
GLOBAL X FDS (CATH)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
224
Reporting holders
$1.5B
Reported value
40.2%
Calls
15.2%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GROUP ONE TRADING LLC | $402.2M CALL+PUT | options only | 0.57% | 7q | OPTIONS |
| IMC-Chicago, LLC | $227.7M CALL+PUT | options only | 0.05% | 4q | OPTIONS |
| CIBC Bancorp USA Inc. | $107.5M incl. $106.8M options CALL | 7,531 | 0.13% | new | NEW |
| Fund Evaluation Group, LLC | $86.4M | 976,483 | 2.33% | 31q | +32.2%+$21.1M |
| SIMPLEX TRADING, LLC | $79.7M CALL+PUT | options only | 0.05% | 20q | OPTIONS |
| MORGAN STANLEY | $47.6M | 537,387 | 0.00% | 35q | -3.9%-$1.9M |
| CENTRAL TRUST Co | $47.1M | 532,259 | 0.85% | 31q | -3.8%-$1.9M |
| BANK OF AMERICA CORP /DE/ | $41.2M | 465,612 | 0.00% | 31q | +5.2%+$2.0M |
| TRUIST FINANCIAL CORP | $29.7M | 335,770 | 0.04% | 27q | +23.1%+$5.6M |
| HRT FINANCIAL LP | $23.0M incl. $23.0M options OPT | 440,000 | 0.04% | 3q | +103.9%+$11.7M |
| BCM ADVISORS, LLC | $20.1M | 229,489 | 3.92% | 31q | -3.1%-$639.7K |
| Choate Investment Advisors | $18.3M | 207,035 | 0.32% | 31q | +26.3%+$3.8M |
| LPL Financial LLC | $15.4M | 174,006 | 0.00% | 31q | +9.2%+$1.3M |
| WELLS FARGO & COMPANY/MN | $14.6M | 164,446 | 0.00% | 27q | HELD |
| Corient Private Wealth LP | $14.3M | 161,371 | 0.02% | 15q | +19.7%+$2.4M |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | $13.3M | 150,823 | 0.07% | 19q | HELD |
| COMMON FUND FOR NONPROFIT ORGANIZATIONS | $10.7M | 121,008 | 0.98% | 12q | HELD |
| COMMERCE BANK | $10.6M | 120,135 | 0.05% | 27q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $9.8M | 110,886 | 0.04% | 8q | +28.3%+$2.2M |
| AMERIPRISE FINANCIAL INC | $9.7M | 110,112 | 0.00% | 31q | +7.6%+$689.8K |
| JPMORGAN CHASE & CO | $8.7M incl. $8.7M options CALL+PUT | 431 | 0.00% | 2q | HELD |
| Sound View Wealth Advisors Group, LLC | $8.6M | 97,427 | 0.54% | 4q | -11.3%-$1.1M |
| FIFTH THIRD BANCORP | $8.1M | 91,725 | 0.01% | 31q | -1.5%-$125.1K |
| Allworth Financial LP | $7.3M | 83,032 | 0.03% | 17q | -0.6%-$48.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.6M | 74,275 | 0.00% | 24q | +1.1%+$72.6K |
| First Bank & Trust | $6.5M | 73,966 | 0.96% | 20q | -12.7%-$955.8K |
| ROYAL BANK OF CANADA | $6.5M | 73,363 | 0.00% | 31q | HELD |
| FIRST NATIONAL BANK OF OMAHA | $5.9M | 67,681 | 0.17% | 3q | +8.3%+$455.0K |
| Baird Financial Group, Inc. | $5.8M | 65,002 | 0.01% | 9q | +14.8%+$739.9K |
| DAGCO, INC. | $5.8M | 65,000 | 1.06% | 10q | HELD |
| RAYMOND JAMES FINANCIAL INC | $5.5M | 62,606 | 0.00% | 7q | +4.0%+$213.7K |
| Cerity Partners LLC | $5.5M | 62,338 | 0.01% | 7q | HELD |
| Savant Capital, LLC | $5.4M | 60,537 | 0.02% | 26q | HELD |
| SEI INVESTMENTS CO | $4.6M | 51,501 | 0.00% | 31q | HELD |
| KEYBANK NATIONAL ASSOCIATION/OH | $4.2M | 47,980 | 0.01% | 25q | +3.9%+$160.9K |
| ENVESTNET ASSET MANAGEMENT INC | $4.2M | 47,786 | 0.00% | 22q | +2.6%+$106.1K |
| Aristotle Capital Management, LLC | $4.1M | 46,566 | 0.01% | 12q | -63.0%-$7.0M |
| JONES FINANCIAL COMPANIES LLLP | $4.1M | 46,912 | 0.00% | 9q | +31.0%+$968.2K |
| Chevy Chase Trust Holdings, LLC | $4.0M | 45,647 | 0.01% | 3q | -9.6%-$429.0K |
| Mariner, LLC | $4.0M | 45,597 | 0.00% | 19q | HELD |
| UBS Group AG | $4.0M | 44,894 | 0.00% | 31q | +4.5%+$169.4K |
| Creative Planning | $3.5M | 39,841 | 0.00% | 20q | +4.6%+$154.0K |
| TRUST CO OF TOLEDO NA /OH/ | $3.4M | 38,462 | 0.28% | 5q | +2.4%+$80.2K |
| Northwest Bancshares, Inc. | $3.1M | 35,132 | 0.56% | 31q | -7.5%-$251.5K |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | $3.1M | 34,706 | 0.10% | 27q | HELD |
| MML INVESTORS SERVICES, LLC | $3.1M | 34,548 | 0.01% | 20q | +15.0%+$398.2K |
| AMARILLO NATIONAL BANK | $3.0M | 33,419 | 0.47% | 19q | HELD |
| Signet Private Wealth LLC | $2.9M | 32,914 | 2.32% | 3q | +4.6%+$127.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.8M | 31,676 | 0.00% | 21q | +208.6%+$1.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.7M | 30,457 | 0.00% | 30q | HELD |
| Hirtle & Co., LLC | $2.7M | 30,257 | 0.09% | 17q | HELD |
| Steward Partners Investment Advisory, LLC | $2.6M | 29,246 | 0.01% | 10q | +2.9%+$72.4K |
| BRADLEY FOSTER & SARGENT INC/CT | $2.6M | 28,931 | 0.04% | 8q | HELD |
| Atlanta Consulting Group Advisors, LLC | $2.5M | 28,617 | 0.40% | new | NEW |
| HBK Sorce Advisory LLC | $2.5M | 27,118 | 0.05% | 3q | +2.4%+$58.5K |
| BROWN ADVISORY INC | $2.3M | 25,743 | 0.00% | 30q | +38.7%+$635.3K |
| Cambridge Investment Research Advisors, Inc. | $2.3M | 25,596 | 0.00% | 21q | +99.9%+$1.1M |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $2.2M | 25,041 | 1.78% | 7q | HELD |
| Financial Advisory Corp | $2.2M | 24,420 | 0.29% | 7q | -7.8%-$183.9K |
| TRUST POINT INC. | $2.1M | 24,096 | 0.18% | 11q | HELD |
| HighTower Advisors, LLC | $2.0M | 23,147 | 0.00% | 28q | -1.7%-$35.0K |
| Johnson Financial Group, Inc. | $2.0M | 23,030 | 0.07% | 31q | HELD |
| MCF Advisors LLC | $2.0M | 22,998 | 0.07% | 18q | +29.9%+$469.2K |
| Koss-Olinger Consulting, LLC | $2.0M | 22,041 | 0.15% | 9q | HELD |
| Curi Capital, LLC | $1.8M | 20,523 | 0.03% | 10q | HELD |
| Gradient Investments LLC | $1.8M | 20,316 | 0.02% | 22q | +1.8%+$32.5K |
| Harpswell Capital Advisors, LLC | $1.8M | 20,000 | 1.14% | 4q | -12.2%-$245.3K |
| Bravera Wealth | $1.8M | 19,900 | 0.68% | 3q | +1.0%+$17.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.8M | 19,828 | 0.00% | 22q | -0.8%-$14.8K |
| Argent Trust Co | $1.7M | 19,523 | 0.05% | 14q | +4.2%+$70.2K |
| Wilmington Savings Fund Society, FSB | $1.7M | 19,495 | 0.04% | 29q | HELD |
| Astra Wealth Partners LLC | $1.7M PUT | options only | 0.91% | new | OPTIONS |
| OSAIC HOLDINGS, INC. | $1.7M incl. $221.7K options CALL | 16,850 | 0.00% | 26q | +20.6%+$292.2K |
| Hanson & Doremus Investment Management | $1.6M | 18,207 | 0.16% | 20q | +98.4%+$798.8K |
| PlanVest Financial, Inc | $1.6M | 17,713 | 1.05% | 2q | HELD |
| Advisor OS, LLC | $1.5M | 16,836 | 0.10% | 14q | -9.2%-$150.8K |
| STIFEL FINANCIAL CORP | $1.5M | 16,762 | 0.00% | 6q | -3.7%-$57.7K |
| Private Advisor Group, LLC | $1.4M | 15,504 | 0.01% | 13q | +233.0%+$960.0K |
| Alesco Advisors, LLC, An ESL Co | $1.3M | 15,232 | 0.03% | 19q | HELD |
| Beacon Pointe Advisors, LLC | $1.2M | 13,301 | 0.01% | 2q | -70.7%-$2.8M |
| CDKV HOLDINGS LLC | $1.2M | 13,000 | 0.90% | 3q | -31.2%-$522.1K |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | $1.1M | 12,630 | 0.01% | 30q | HELD |
| OAKWORTH CAPITAL, INC. | $1.1M | 12,257 | 0.05% | 11q | HELD |
| POLEN CAPITAL MANAGEMENT LLC | $1.1M | 11,866 | 0.01% | 20q | -37.1%-$619.7K |
| SMITH CHAS P & ASSOCIATES PA CPAS | $1.0M | 11,840 | 0.05% | 22q | HELD |
| WESPAC Advisors SoCal, LLC | $1.0M | 11,662 | 0.18% | 21q | HELD |
| MISSION WEALTH MANAGEMENT, LP | $1.0M | 11,660 | 0.01% | 9q | -9.1%-$102.9K |
| Prospera Financial Services Inc | $1.0M | 11,388 | 0.01% | 10q | HELD |
| ISLAY CAPITAL MANAGEMENT, LLC | $1.0M | 11,300 | 0.46% | 22q | HELD |
| OneDigital Investment Advisors LLC | $977.2K | 11,042 | 0.01% | 24q | HELD |
| Kestra Advisory Services, LLC | $951.3K | 10,750 | 0.00% | 5q | +42.4%+$283.5K |
| SOUTH PLAINS FINANCIAL, INC. | $929.2K | 10,500 | 0.50% | 7q | HELD |
| AtlasMark Financial, Inc | $929.2K | 10,500 | 0.46% | 8q | HELD |
| Cetera Investment Advisers | $919.3K | 10,387 | 0.00% | 10q | -0.7%-$6.1K |
| NORTHERN TRUST CORP | $903.7K | 10,211 | 0.00% | 21q | HELD |
| Convergence Financial, LLC | $895.3K | 10,116 | 0.07% | 4q | +120.3%+$488.9K |
| FIRST HAWAIIAN BANK | $860.2K | 9,720 | 0.11% | 7q | HELD |
| Dana Investment Advisors, Inc. | $859.2K | 9,708 | 0.02% | 10q | +2.2%+$18.3K |
| Human Investing LLC | $831.8K | 9,399 | 0.11% | 14q | -2.2%-$18.4K |
| Widmann Financial Services, Inc. | $824.4K | 9,315 | 0.44% | 15q | +0.5%+$4.4K |
Showing the largest 100 of 224 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 71 | $177.7M | 860,566 | 7 | 11 | 21 | 56.1% |
| Q2 2026 | 224 | $1.5B | 7,711,254 | 26 | 55 | 49 | 56.9% |
| Q1 2026 | 217 | $1.3B | 7,376,649 | 28 | 76 | 45 | 56.8% |
| Q4 2025 | 214 | $1.0B | 7,051,987 | 31 | 53 | 37 | 43.8% |
| Q3 2025 | 202 | $1.0B | 6,627,035 | 28 | 39 | 56 | 46.5% |
| Q2 2025 | 194 | $673.6M | 6,327,320 | 21 | 54 | 45 | 29.1% |
| Q1 2025 | 187 | $563.6M | 6,491,782 | 21 | 64 | 34 | 22.1% |
| Q4 2024 | 188 | $576.9M | 6,239,837 | 30 | 49 | 48 | 23.3% |
| Q3 2024 | 177 | $466.6M | 5,978,429 | 20 | 51 | 41 | 11.1% |
| Q2 2024 | 163 | $535.7M | 6,488,138 | 29 | 41 | 38 | 20.8% |
| Q1 2024 | 151 | $575.7M | 7,295,514 | 16 | 41 | 42 | 19.5% |
| Q4 2023 | 149 | $503.6M | 7,211,226 | 23 | 39 | 25 | 17.0% |
| Q3 2023 | 131 | $426.6M | 6,605,495 | 15 | 41 | 32 | 20.8% |
| Q2 2023 | 130 | $396.5M | 6,262,269 | 16 | 31 | 34 | 16.5% |
| Q1 2023 | 123 | $382.3M | 6,361,343 | 17 | 45 | 24 | 16.4% |
| Q4 2022 | 116 | $567.0M | 10,774,448 | 11 | 33 | 28 | 11.5% |
| Q3 2022 | 116 | $2.5B | 55,475,760 | 10 | 47 | 18 | 3.8% |
| Q2 2022 | 114 | $2.6B | 54,751,950 | 25 | 38 | 19 | 3.3% |
| Q1 2022 | 114 | $3.1B | 55,477,226 | 13 | 44 | 19 | 1.6% |
| Q4 2021 | 112 | $3.5B | 58,926,412 | 18 | 32 | 20 | 1.6% |
| Q3 2021 | 90 | $4.5B | 83,189,187 | 13 | 26 | 19 | 0.8% |
| Q2 2021 | 82 | $4.6B | 84,628,104 | 13 | 22 | 17 | 0.9% |
| Q1 2021 | 78 | $4.3B | 86,554,872 | 12 | 26 | 16 | 0.7% |
| Q4 2020 | 73 | $4.1B | 88,740,780 | 12 | 24 | 10 | 0.6% |
| Q3 2020 | 59 | $3.6B | 86,287,455 | 11 | 14 | 10 | 0.3% |
| Q2 2020 | 52 | $1.5B | 39,488,206 | 9 | 16 | 7 | 0.3% |
| Q1 2020 | 53 | $134.2M | 4,050,511 | 8 | 20 | 6 | 3.8% |
| Q4 2019 | 50 | $90.6M | 2,250,855 | 10 | 10 | 10 | 2.1% |
| Q3 2019 | 40 | $77.4M | 2,050,018 | 3 | 15 | 5 | 3.3% |
| Q2 2019 | 40 | $72.5M | 1,981,254 | 8 | 13 | 3 | 2.0% |
| Q1 2019 | 35 | $66.6M | 1,859,644 | 11 | 11 | 5 | 2.7% |
| Q4 2018 | 27 | $43.5M | 1,358,508 | 2 | 1 | 0 | 4.2% |