DaveManuel.com · Institutional Ownership · Who Owns It
CATHAY GEN BANCORP (CATY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
308
Reporting holders
$3.2B
Reported value
77.3%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+19
Holder change
Institutions report 51,570,959 shares against 66,713,820 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $604.6M | 9,753,895 | 0.01% | 8q | HELD |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $255.1M | 4,115,369 | 0.01% | 2q | +1.1%+$2.7M |
| DIMENSIONAL FUND ADVISORS LP | $252.2M | 4,069,074 | 0.05% | 31q | HELD |
| STATE STREET CORP | $218.8M | 3,530,170 | 0.01% | 31q | +2.1%+$4.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $179.8M | 2,900,714 | 0.00% | 2q | HELD |
| AMERICAN CENTURY COMPANIES INC | $123.4M | 1,990,108 | 0.05% | 27q | +23.8%+$23.8M |
| Invesco Ltd. | $122.5M | 1,975,959 | 0.01% | 31q | +17.1%+$17.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $113.5M | 1,830,160 | 0.01% | 31q | +5.2%+$5.6M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $106.4M | 1,715,706 | 0.29% | new | NEW |
| T. Rowe Price Investment Management, Inc. | $64.5M | 1,041,237 | 0.04% | 13q | -4.9%-$3.4M |
| GOLDMAN SACHS GROUP INC | $56.0M | 903,542 | 0.00% | 31q | +28.2%+$12.3M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $54.2M | 874,002 | 0.02% | 31q | -4.5%-$2.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $54.1M | 873,287 | 0.01% | 31q | -3.5%-$2.0M |
| NORTHERN TRUST CORP | $53.0M | 855,450 | 0.01% | 31q | +5.6%+$2.8M |
| MORGAN STANLEY | $46.1M | 743,749 | 0.00% | 35q | +21.4%+$8.1M |
| LSV ASSET MANAGEMENT | $42.0M | 678,200 | 0.08% | 31q | HELD |
| Bank of New York Mellon Corp | $40.8M | 658,156 | 0.01% | 31q | +2.6%+$1.0M |
| GW&K Investment Management, LLC | $40.7M | 656,264 | 0.32% | 31q | -1.3%-$536.6K |
| NORGES BANK | $38.0M | 612,822 | 0.00% | 32q | -27.9%-$14.7M |
| Boston Trust Walden Corp | $31.0M | 500,057 | 0.24% | 26q | -4.9%-$1.6M |
| Nuveen, LLC | $27.7M | 447,002 | 0.01% | 6q | +7.0%+$1.8M |
| VANGUARD FIDUCIARY TRUST CO | $27.4M | 442,582 | 0.01% | 2q | +2.9%+$774.8K |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | $26.1M | 420,258 | 0.08% | 2q | -21.2%-$7.0M |
| BANK OF AMERICA CORP /DE/ | $25.4M | 410,545 | 0.00% | 31q | +16.9%+$3.7M |
| D. E. Shaw & Co., Inc. | $23.7M | 382,692 | 0.01% | 6q | -15.3%-$4.3M |
| TWO SIGMA INVESTMENTS, LP | $22.5M | 362,195 | 0.02% | 11q | +179.9%+$14.4M |
| PRINCIPAL FINANCIAL GROUP INC | $20.1M | 324,027 | 0.01% | 31q | -0.8%-$157.1K |
| GLENMEDE TRUST CO NA | $19.2M | 309,987 | 0.08% | 18q | -4.0%-$793.8K |
| Qube Research & Technologies Ltd | $17.6M | 283,682 | 0.02% | 5q | -38.4%-$11.0M |
| Public Sector Pension Investment Board | $17.5M | 282,469 | 0.05% | 12q | -7.8%-$1.5M |
| CSM Advisors, LLC | $15.4M | 247,985 | 0.33% | 5q | +25.6%+$3.1M |
| FRANKLIN RESOURCES INC | $15.1M | 244,134 | 0.00% | 13q | +1.9%+$279.7K |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $15.0M | 242,170 | 0.04% | 31q | -2.8%-$430.8K |
| VICTORY CAPITAL MANAGEMENT INC | $14.1M | 227,826 | 0.01% | 28q | +6.4%+$849.6K |
| Edgestream Partners, L.P. | $13.4M | 216,837 | 0.40% | 6q | -14.7%-$2.3M |
| UBS Group AG | $12.2M | 196,312 | 0.00% | 31q | +83.4%+$5.5M |
| RHUMBLINE ADVISERS | $11.8M | 189,717 | 0.01% | 31q | -8.5%-$1.1M |
| AMERIPRISE FINANCIAL INC | $11.6M | 187,793 | 0.00% | 31q | -4.1%-$492.8K |
| Legal & General Group Plc | $9.7M | 156,248 | 0.00% | 31q | +0.8%+$76.1K |
| NORDEA INVESTMENT MANAGEMENT AB | $9.2M | 147,956 | 0.01% | 31q | -2.9%-$275.3K |
| RENAISSANCE TECHNOLOGIES LLC | $8.8M | 141,571 | 0.01% | 3q | +313.1%+$6.7M |
| DENALI ADVISORS LLC | $8.7M | 140,297 | 0.88% | 11q | -11.8%-$1.2M |
| FIRST TRUST ADVISORS LP | $8.5M | 137,126 | 0.00% | 31q | +7.9%+$618.8K |
| Swiss National Bank | $7.9M | 127,900 | 0.00% | 31q | HELD |
| Waverly Advisors, LLC | $7.9M | 127,894 | 0.05% | 2q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $7.9M | 126,768 | 0.00% | 31q | +2.5%+$188.9K |
| AQR CAPITAL MANAGEMENT LLC | $7.6M | 123,203 | 0.00% | 31q | -0.8%-$58.2K |
| PRUDENTIAL FINANCIAL INC | $7.5M | 121,100 | 0.01% | 31q | +4.5%+$325.8K |
| WELLINGTON MANAGEMENT GROUP LLP | $7.5M | 120,340 | 0.00% | 6q | +0.7%+$51.8K |
| MILLENNIUM MANAGEMENT LLC | $7.3M | 118,100 | 0.00% | 10q | -45.8%-$6.2M |
| Moody Aldrich Partners LLC | $6.5M | 104,425 | 1.16% | 6q | +27.7%+$1.4M |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $6.4M | 102,622 | 0.01% | 7q | +5.6%+$337.2K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $6.3M | 102,096 | 0.01% | 31q | +0.5%+$31.7K |
| JPMORGAN CHASE & CO | $5.8M | 91,211 | 0.00% | 31q | -10.7%-$693.3K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $5.2M | 83,233 | 0.00% | 31q | +21.5%+$912.2K |
| CAPITAL FUND MANAGEMENT S.A. | $5.1M | 82,684 | 0.02% | 5q | +380.6%+$4.1M |
| Quantinno Capital Management LP | $5.0M | 81,443 | 0.01% | 5q | +106.0%+$2.6M |
| ALGERT GLOBAL LLC | $4.7M | 75,706 | 0.06% | 9q | +339.2%+$3.6M |
| DEAN INVESTMENT ASSOCIATES, LLC | $4.7M | 75,633 | 0.62% | 25q | +274.7%+$3.4M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $4.5M | 72,917 | 0.00% | 31q | +6.8%+$288.8K |
| BESSEMER GROUP INC | $4.5M | 72,303 | 0.01% | 31q | HELD |
| Convergence Investment Partners, LLC | $4.4M | 71,716 | 0.42% | 3q | +61.8%+$1.7M |
| CITIGROUP INC | $4.4M | 70,561 | 0.00% | 31q | +29.1%+$986.8K |
| ALLIANCEBERNSTEIN L.P. | $4.3M | 87,222 | 0.00% | 31q | +9.6%+$382.4K |
| DEUTSCHE BANK AG\ | $4.2M | 68,451 | 0.00% | 34q | +26.1%+$879.1K |
| Russell Investments Group, Ltd. | $4.2M | 68,447 | 0.00% | 31q | +81.2%+$1.9M |
| WELLS FARGO & COMPANY/MN | $3.8M | 61,954 | 0.00% | 31q | +111.7%+$2.0M |
| NEW YORK STATE COMMON RETIREMENT FUND | $3.8M | 61,487 | 0.00% | 31q | -3.2%-$124.0K |
| VIRGINIA RETIREMENT SYSTEMS ET Al | $3.7M | 59,487 | 0.02% | 18q | +2.2%+$80.6K |
| VANGUARD ASSET MANAGEMENT, Ltd | $3.7M | 59,003 | 0.00% | 2q | +4.7%+$162.6K |
| RAYMOND JAMES FINANCIAL INC | $3.5M | 56,938 | 0.00% | 7q | +1000.7%+$3.2M |
| Dean Capital Management | $3.4M | 54,934 | 1.23% | 25q | +302.2%+$2.6M |
| NorthCrest Asset Manangement, LLC | $3.4M | 54,677 | 0.09% | 19q | HELD |
| CANADA LIFE ASSURANCE Co | $3.3M | 52,829 | 0.01% | 27q | -3.2%-$108.1K |
| Kondo Wealth Advisors, Inc. | $3.1M | 50,482 | 1.05% | 7q | HELD |
| Dana Investment Advisors, Inc. | $3.0M | 48,232 | 0.08% | 10q | -0.6%-$18.7K |
| VOYA INVESTMENT MANAGEMENT LLC | $3.0M | 47,892 | 0.00% | 31q | -4.1%-$126.1K |
| ACADIAN ASSET MANAGEMENT LLC | $3.0M | 47,703 | 0.00% | 2q | +3149.5%+$2.9M |
| SEI INVESTMENTS CO | $2.9M | 46,416 | 0.00% | 31q | +30.8%+$676.8K |
| Thrivent Financial for Lutherans | $2.8M | 44,951 | 0.00% | 31q | -1.8%-$51.8K |
| WEDGE CAPITAL MANAGEMENT L L P/NC | $2.7M | 44,076 | 0.05% | 31q | -28.4%-$1.1M |
| WILLNER & HELLER, LLC | $2.6M | 42,004 | 1.63% | 16q | HELD |
| Vanguard Global Advisers, LLC | $2.6M | 41,785 | 0.00% | 2q | -1.7%-$44.0K |
| Horizon Investments, LLC | $2.5M | 40,431 | 0.03% | new | NEW |
| Trexquant Investment LP | $2.4M | 38,621 | 0.01% | 2q | +100.5%+$1.2M |
| MetLife Investment Management, LLC | $2.4M | 38,241 | 0.01% | 32q | +9.0%+$194.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.3M | 37,775 | 0.00% | 30q | +4.1%+$91.2K |
| CAPTRUST FINANCIAL ADVISORS | $2.1M | 34,441 | 0.00% | 23q | +31.3%+$509.3K |
| Cetera Investment Advisers | $2.1M | 34,404 | 0.00% | 10q | HELD |
| Illinois Municipal Retirement Fund | $2.1M | 34,347 | 0.02% | 11q | -4.8%-$107.3K |
| LAZARD ASSET MANAGEMENT LLC | $2.0M | 32,938 | 0.00% | 2q | HELD |
| State of Tennessee, Department of Treasury | $2.0M | 32,797 | 0.01% | 15q | +18.6%+$319.5K |
| Brevan Howard Capital Management LP | $2.0M | 32,735 | 0.02% | 2q | -24.0%-$640.1K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $2.0M | 32,549 | 0.00% | 31q | +8.7%+$162.0K |
| Rafferty Asset Management, LLC | $2.0M | 32,546 | 0.00% | 25q | -31.3%-$917.5K |
| Iron Gate Global Advisors LLC | $1.9M | 31,125 | 0.19% | 31q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $1.9M | 31,020 | 0.01% | 11q | +17.1%+$281.4K |
| Allianz Asset Management GmbH | $1.9M | 30,477 | 0.00% | new | NEW |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $1.9M | 30,277 | 0.00% | 9q | HELD |
| Jain Global LLC | $1.9M | 29,849 | 0.01% | 2q | +136.4%+$1.1M |
Showing the largest 100 of 308 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-29 | Sun Richard | Director | Sold | 20,000 | $1.3M ×2 |
| 2026-06-08 | TANG ANTHONY M | Vice Chairman | Sold | 10,000 | $589.0K |
| 2026-06-04 | TANG ANTHONY M | Vice Chairman | Sold | 10,000 | $581.6K |
| 2026-07-30 | Sun Richard | Director | Sold | 5,000 | $316.6K |
| 2026-07-31 | Sun Richard | Director | Sold | 5,000 | $312.1K |
| 2026-06-09 | TANG ANTHONY M | Vice Chairman | Sold | 5,000 | $299.6K |
| 2026-06-05 | TANG ANTHONY M | Vice Chairman | Sold | 5,000 | $291.8K |
| 2026-08-10 | Sun Richard | Director | Sold | 3,000 | $189.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 75 | $47.5M | 852,184 | 11 | 19 | 19 | 0.0% |
| Q2 2026 | 308 | $3.2B | 51,570,959 | 45 | 105 | 81 | 0.1% |
| Q1 2026 | 289 | $2.4B | 48,265,183 | 49 | 104 | 83 | 0.0% |
| Q4 2025 | 270 | $2.4B | 50,171,597 | 26 | 76 | 96 | 0.0% |
| Q3 2025 | 260 | $2.4B | 50,154,285 | 19 | 85 | 99 | 0.0% |
| Q2 2025 | 274 | $2.4B | 51,796,206 | 40 | 95 | 89 | 0.0% |
| Q1 2025 | 260 | $2.3B | 52,536,357 | 35 | 73 | 93 | 0.0% |
| Q4 2024 | 245 | $2.5B | 53,159,560 | 18 | 94 | 78 | 0.0% |
| Q3 2024 | 249 | $2.2B | 52,175,830 | 32 | 77 | 84 | 0.1% |
| Q2 2024 | 238 | $2.0B | 51,938,542 | 25 | 79 | 82 | 0.0% |
| Q1 2024 | 256 | $2.1B | 54,594,664 | 46 | 58 | 93 | 0.1% |
| Q4 2023 | 227 | $2.5B | 55,431,865 | 23 | 60 | 88 | 0.2% |
| Q3 2023 | 217 | $1.9B | 54,548,951 | 34 | 75 | 66 | 0.3% |
| Q2 2023 | 220 | $1.6B | 50,728,675 | 17 | 77 | 82 | 0.2% |
| Q1 2023 | 243 | $1.8B | 51,469,453 | 21 | 88 | 94 | 0.1% |
| Q4 2022 | 252 | $2.1B | 50,748,460 | 24 | 83 | 87 | 0.0% |
| Q3 2022 | 235 | $2.5B | 65,085,475 | 14 | 73 | 98 | 0.0% |
| Q2 2022 | 244 | $2.5B | 62,943,011 | 30 | 79 | 83 | 0.0% |
| Q1 2022 | 244 | $2.8B | 63,086,426 | 30 | 73 | 85 | 0.0% |
| Q4 2021 | 233 | $3.9B | 90,696,666 | 32 | 56 | 85 | 0.2% |
| Q3 2021 | 219 | $4.2B | 101,806,671 | 29 | 63 | 75 | 0.0% |
| Q2 2021 | 208 | $4.1B | 105,108,295 | 23 | 59 | 76 | 0.0% |
| Q1 2021 | 207 | $4.3B | 105,316,810 | 28 | 55 | 79 | 0.1% |
| Q4 2020 | 207 | $3.4B | 105,303,340 | 26 | 61 | 75 | 0.2% |
| Q3 2020 | 212 | $2.3B | 106,310,675 | 33 | 57 | 77 | 0.1% |
| Q2 2020 | 199 | $2.9B | 108,522,124 | 28 | 66 | 66 | 0.1% |
| Q1 2020 | 197 | $4.4B | 191,239,928 | 20 | 70 | 60 | 0.0% |
| Q4 2019 | 215 | $4.5B | 117,222,769 | 22 | 66 | 75 | 0.0% |
| Q3 2019 | 218 | $4.0B | 116,488,510 | 28 | 67 | 79 | 0.1% |
| Q2 2019 | 217 | $4.3B | 117,745,297 | 20 | 60 | 78 | 0.1% |
| Q1 2019 | 234 | $4.3B | 127,119,597 | 32 | 70 | 79 | 0.0% |
| Q4 2018 | 237 | $4.8B | 141,803,862 | 3 | 4 | 5 | 0.0% |