DaveManuel.com · Institutional Ownership · Who Owns It
VERTICAL CAP INCOME FD (CCIF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
30
Reporting holders
$9.3M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | $3.3M | 1,188,599 | 0.00% | 28q | +7.3%+$226.7K |
| MORGAN STANLEY | $1.6M | 560,658 | 0.00% | 23q | -4.0%-$65.7K |
| J.W. COLE ADVISORS, INC. | $875.4K | 313,770 | 0.02% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $734.9K | 263,404 | 0.23% | 4q | +108.7%+$382.7K |
| HANCOCK WHITNEY CORP | $606.4K | 217,347 | 0.01% | 5q | HELD |
| Eagle Point Credit Management LLC | $519.5K | 186,212 | 0.78% | 3q | +19.8%+$86.0K |
| Almitas Capital LLC | $439.9K | 157,685 | 0.11% | 3q | HELD |
| Belpointe Asset Management LLC | $170.3K | 61,053 | 0.01% | 3q | +10.9%+$16.7K |
| Cetera Investment Advisers | $151.2K | 54,188 | 0.00% | 10q | -5.1%-$8.1K |
| MELFA WEALTH MANAGEMENT, INC. | $147.8K | 52,974 | 0.08% | 15q | HELD |
| Advisory Solutions Group, LLC | $113.0K | 40,494 | 0.04% | new | FIRST |
| CURA WEALTH ADVISORS, LLC | $99.7K | 35,721 | 0.04% | 5q | HELD |
| XTX Topco Ltd | $84.9K | 30,435 | 0.00% | 3q | -27.1%-$31.6K |
| CITADEL ADVISORS LLC | $84.1K | 30,153 | 0.00% | 4q | +5.7%+$4.5K |
| BlackRock, Inc. | $73.1K | 26,205 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $69.4K | 24,892 | 0.00% | 2q | +5.2%+$3.4K |
| JANE STREET GROUP, LLC | $48.3K | 17,301 | 0.00% | 4q | HELD |
| Pasadena Private Wealth, LLC | $47.4K | 17,000 | 0.01% | 6q | HELD |
| OSAIC HOLDINGS, INC. | $42.6K | 15,280 | 0.00% | 26q | -7.7%-$3.6K |
| LPL Financial LLC | $41.2K | 14,761 | 0.00% | 5q | -56.4%-$53.2K |
| Freestate Advisors LLC | $38.0K | 13,633 | 0.03% | 6q | +3.7%+$1.4K |
| WEDBUSH SECURITIES INC | $33.0K | 11,918 | 0.00% | 5q | -25.1%-$11.1K |
| TWO SIGMA SECURITIES, LLC | $29.0K | 10,392 | 0.00% | new | NEW |
| Chung Wu Investment Group, LLC | $5.6K | 2,000 | 0.00% | 2q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.4K | 860 | 0.00% | 29q | HELD |
| UBS Group AG | $812 | 291 | 0.00% | 5q | -54.0% |
| Tower Research Capital LLC (TRC) | $84 | 30 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $4 | 1 | 0.00% | 22q | -50.0% |
| Rockefeller Capital Management L.P. | $3 | 1 | 0.00% | 3q | HELD |
| CoreCap Advisors, LLC | $0 | none filed | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $169.1K | 69,576 | 2 | 1 | 2 | 0.0% |
| Q2 2026 | 30 | $9.3M | 3,347,258 | 4 | 7 | 8 | 0.0% |
| Q1 2026 | 32 | $10.1M | 3,155,140 | 3 | 9 | 9 | 0.0% |
| Q4 2025 | 38 | $13.8M | 2,943,838 | 12 | 9 | 7 | 0.0% |
| Q3 2025 | 27 | $13.3M | 2,292,060 | 7 | 7 | 6 | 0.0% |
| Q2 2025 | 28 | $13.1M | 1,983,314 | 9 | 8 | 1 | 1.8% |
| Q1 2025 | 26 | $12.2M | 1,803,331 | 7 | 5 | 2 | 0.0% |
| Q4 2024 | 24 | $11.2M | 1,415,295 | 6 | 2 | 7 | 0.0% |
| Q3 2024 | 19 | $10.1M | 1,223,333 | 4 | 5 | 5 | 0.0% |
| Q2 2024 | 22 | $8.1M | 993,994 | 7 | 4 | 5 | 0.0% |
| Q1 2024 | 23 | $11.4M | 1,446,970 | 7 | 6 | 6 | 0.0% |
| Q4 2023 | 23 | $13.5M | 1,704,689 | 3 | 5 | 9 | 0.0% |
| Q3 2023 | 25 | $23.4M | 2,858,190 | 2 | 6 | 12 | 0.0% |
| Q2 2023 | 38 | $58.2M | 5,900,962 | 4 | 6 | 11 | 0.0% |
| Q1 2023 | 38 | $78.3M | 7,977,037 | 3 | 6 | 12 | 0.0% |
| Q4 2022 | 44 | $58.2M | 6,681,156 | 1 | 11 | 12 | 0.0% |
| Q3 2022 | 43 | $55.9M | 6,264,038 | 5 | 9 | 8 | 0.0% |
| Q2 2022 | 41 | $57.8M | 6,160,308 | 9 | 9 | 10 | 0.0% |
| Q1 2022 | 36 | $672.8M | 67,281,368 | 3 | 7 | 11 | 0.0% |
| Q4 2021 | 36 | $680.9M | 66,756,604 | 4 | 7 | 11 | 0.0% |
| Q3 2021 | 39 | $883.2M | 84,196,191 | 5 | 13 | 9 | 0.0% |
| Q2 2021 | 37 | $56.7M | 5,246,812 | 3 | 12 | 11 | 0.0% |
| Q1 2021 | 40 | $57.0M | 5,698,933 | 7 | 5 | 14 | 0.0% |
| Q4 2020 | 36 | $58.5M | 5,941,107 | 5 | 9 | 10 | 0.0% |
| Q3 2020 | 33 | $57.5M | 5,789,281 | 1 | 6 | 16 | 0.0% |
| Q2 2020 | 37 | $56.4M | 5,830,956 | 5 | 2 | 17 | 0.0% |
| Q1 2020 | 41 | $46.7M | 5,552,295 | 12 | 6 | 13 | 0.0% |
| Q4 2019 | 38 | $50.8M | 4,893,590 | 5 | 6 | 15 | 0.0% |
| Q3 2019 | 34 | $41.0M | 3,841,773 | 10 | 6 | 12 | 0.0% |
| Q2 2019 | 35 | $23.9M | 2,503,607 | 34 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $2.0K | 182 | 1 | 0 | 0 | 0.0% |