DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (CDX)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
92
Reporting holders
$279.0M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $41.0M | 1,941,740 | 0.74% | 2q | +6.4%+$2.5M |
| ENVESTNET ASSET MANAGEMENT INC | $35.0M | 1,655,982 | 0.01% | 8q | +10.6%+$3.4M |
| AE Wealth Management LLC | $25.0M | 1,184,163 | 0.12% | 9q | -6.3%-$1.7M |
| Park Edge Advisors, LLC | $16.3M | 772,287 | 3.43% | 12q | +2.2%+$345.3K |
| Insight Wealth Strategies, LLC | $16.0M | 764,328 | 1.56% | 4q | +12.4%+$1.8M |
| Altiora Financial Group, LLC | $12.1M | 572,852 | 1.91% | 5q | -36.3%-$6.9M |
| PRINCIPAL SECURITIES, INC. | $9.1M | 432,404 | 0.11% | 8q | +14.3%+$1.1M |
| DRIVE WEALTH MANAGEMENT, LLC | $7.9M | 374,924 | 1.41% | 4q | -5.4%-$455.9K |
| Orion Porfolio Solutions, LLC | $7.9M | 373,393 | 0.06% | 9q | +12.0%+$843.7K |
| LPL Financial LLC | $7.8M | 367,962 | 0.00% | 8q | -37.3%-$4.6M |
| FLAGSHIP HARBOR ADVISORS, LLC | $6.7M | 318,211 | 0.26% | 9q | +11.1%+$673.7K |
| Meridian Wealth Management, LLC | $6.6M | 314,635 | 0.20% | 3q | +2.0%+$131.4K |
| Soltis Investment Advisors LLC | $5.8M | 273,003 | 0.32% | 4q | +58.7%+$2.1M |
| Envestnet Portfolio Solutions, Inc. | $5.6M | 267,497 | 0.03% | 3q | +10.6%+$543.6K |
| WCG Wealth Advisors LLC | $5.4M | 256,662 | 0.13% | 4q | +48.2%+$1.8M |
| OSAIC HOLDINGS, INC. | $5.3M | 250,086 | 0.01% | 9q | +2.9%+$147.3K |
| SlateStone Wealth, LLC | $4.9M | 232,405 | 0.38% | 4q | HELD |
| ADAPT WEALTH ADVISORS, LLC | $4.3M | 201,459 | 1.39% | 4q | -5.9%-$268.2K |
| Focus Partners Wealth | $4.2M | 199,619 | 0.00% | 5q | +1.8%+$73.5K |
| Security National Bank | $3.7M | 173,368 | 0.44% | 4q | -20.6%-$950.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.6M | 172,024 | 0.00% | 13q | -9.2%-$367.4K |
| Fifth Third Securities, Inc. | $3.5M | 165,206 | 0.20% | 4q | +26.7%+$734.7K |
| Steward Partners Investment Advisory, LLC | $2.9M | 138,183 | 0.01% | 11q | -3.3%-$100.5K |
| Janney Montgomery Scott LLC | $2.8M | 134,820 | 0.01% | 5q | +87.4%+$1.3M |
| Kingsview Wealth Management, LLC | $2.7M | 127,672 | 0.03% | 5q | +2.4%+$62.8K |
| Centennial Wealth Advisory LLC | $2.1M | 99,052 | 0.45% | 8q | +0.9%+$19.2K |
| Pekin Hardy Strauss, Inc. | $2.0M | 96,820 | 0.18% | 5q | -19.1%-$483.6K |
| Arkadios Wealth Advisors | $1.7M | 82,136 | 0.03% | new | NEW |
| Advisor OS, LLC | $1.7M | 79,922 | 0.11% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $1.3M | 62,272 | 0.08% | 4q | -1.2%-$15.4K |
| CITADEL ADVISORS LLC | $1.3M | 60,280 | 0.00% | 4q | -44.0%-$1.0M |
| Advisory Services Network, LLC | $1.3M | 59,261 | 0.01% | 3q | HELD |
| TD Waterhouse Canada Inc. | $1.1M | 54,500 | 0.00% | 5q | +12.1%+$123.6K |
| Retirement Planning Group, LLC | $1.1M | 53,616 | 0.03% | 4q | +30.2%+$262.7K |
| Mosley Wealth Management | $1.1M | 51,665 | 0.35% | new | NEW |
| CIBC WORLD MARKET INC. | $981.0K | 46,450 | 0.00% | 3q | +0.8%+$7.4K |
| CreativeOne Wealth, LLC | $970.4K | 45,947 | 0.02% | 5q | +44.0%+$296.6K |
| Independent Wealth Advisors LLC | $968.3K | 45,848 | 0.88% | 3q | -55.2%-$1.2M |
| MML INVESTORS SERVICES, LLC | $933.6K | 44,206 | 0.00% | 5q | +2.6%+$23.7K |
| Regatta Research & Money Management | $914.5K | 43,300 | 0.86% | new | FIRST |
| WealthCare Asset Management, LLC | $720.8K | 34,128 | 0.30% | 2q | +103.1%+$366.0K |
| Belpointe Asset Management LLC | $707.1K | 33,481 | 0.02% | 5q | +6.3%+$41.7K |
| Almanack Investment Partners, LLC. | $699.0K | 33,098 | 0.09% | 4q | -61.9%-$1.1M |
| Advisor Resource Council | $671.1K | 32,003 | 0.19% | 3q | +9.2%+$56.5K |
| Cooper Financial Group | $634.1K | 30,024 | 0.05% | 3q | HELD |
| NORDEN GROUP LLC | $614.4K | 29,092 | 0.05% | new | NEW |
| NewEdge Advisors, LLC | $593.0K | 28,075 | 0.00% | 4q | -87.6%-$4.2M |
| GFS Advisors, LLC | $556.4K | 17,225 | 0.03% | 3q | +42.1%+$164.7K |
| Synergy Asset Management, LLC | $539.7K | 25,555 | 0.05% | new | NEW |
| BayBridge Capital Group, LLC | $537.4K | 25,446 | 0.28% | 4q | +149.1%+$321.6K |
| SteelPeak Wealth, LLC | $497.2K | 23,544 | 0.01% | new | NEW |
| Fortis Capital Advisors, LLC | $467.8K | 22,148 | 0.05% | 2q | +10.2%+$43.1K |
| HighTower Advisors, LLC | $463.8K | 21,959 | 0.00% | 2q | +92.6%+$223.0K |
| Kestra Advisory Services, LLC | $402.8K | 19,073 | 0.00% | 4q | +4.0%+$15.4K |
| Heck Capital Advisors, LLC | $378.0K | 17,900 | 0.02% | 5q | +26.3%+$78.7K |
| BANK OF AMERICA CORP /DE/ | $372.8K | 17,651 | 0.00% | new | NEW |
| LaSalle St. Investment Advisors, LLC | $369.5K | 17,497 | 0.05% | 4q | -8.0%-$32.0K |
| PARK AVENUE SECURITIES LLC | $328.0K | 15,512 | 0.00% | 2q | -26.6%-$118.9K |
| STEPHENS INC /AR/ | $316.6K | 14,989 | 0.00% | 4q | -75.3%-$963.0K |
| Trajan Wealth LLC | $311.3K | 14,738 | 0.01% | 4q | +1.1%+$3.3K |
| Cetera Investment Advisers | $310.1K | 14,685 | 0.00% | 4q | +53.6%+$108.2K |
| LANARK FINANCIAL, INC. | $287.6K | 13,616 | 0.02% | 3q | +277.2%+$211.3K |
| HRT FINANCIAL LP | $266.0K | 12,613 | 0.00% | new | NEW |
| Prime Capital Investment Advisors, LLC | $262.0K | 12,404 | 0.00% | 6q | -95.9%-$6.2M |
| MBA Advisors LLC | $248.4K | 11,761 | 0.08% | 3q | +1.9%+$4.5K |
| Cambridge Advisors Inc. | $238.4K | 11,289 | 0.04% | new | NEW |
| Realta Investment Advisors | $209.0K | 9,897 | 0.06% | 2q | +22.5%+$38.4K |
| Triumph Capital Management | $206.2K | 9,762 | 0.04% | 4q | -1.1%-$2.2K |
| MATHER GROUP, LLC. | $182.8K | 8,657 | 0.00% | 2q | -59.9%-$272.9K |
| PNC Financial Services Group, Inc. | $171.1K | 8,100 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $163.9K | 7,800 | 0.00% | new | NEW |
| EP Wealth Advisors, LLC | $154.9K | 7,336 | 0.00% | new | NEW |
| Luminist Capital LLC | $98.5K | 4,666 | 0.11% | new | NEW |
| Ankerstar Wealth, LLC | $64.1K | 3,033 | 0.05% | 3q | -89.1%-$522.4K |
| Ameritas Advisory Services, LLC | $42.4K | 2,008 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $35.0K | 1,655 | 0.00% | new | NEW |
| Signature Equity Partners, LLC | $19.9K | 942 | 0.01% | 2q | +235.2%+$14.0K |
| Arax Advisory Partners | $16.0K | 758 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $11.7K | 554 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $7.7K | 365 | 0.00% | new | NEW |
| CENTRAL TRUST Co | $4.0K | 188 | 0.00% | new | NEW |
| Clearstead Advisors, LLC | $3.2K | 150 | 0.00% | 3q | -45.5%-$2.6K |
| Key Capital Management, INC | $2.6K | 121 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $1.6K | 74 | 0.00% | 4q | +1.4% |
| Silver Grove Financial Group, Inc. | $1.4K | 66 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $1.3K | 63 | 0.00% | 7q | -14.9% |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $1.3K | 61 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $866 | 41 | 0.00% | 3q | +2.5% |
| Farther Finance Advisors, LLC | $444 | 21 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $275 | 13 | 0.00% | 2q | -48.0% |
| MORGAN STANLEY | $29 | 1 | 0.00% | 11q | -98.9%-$2.7K |
| Larson Financial Group LLC | $9 | none filed | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $89.8M | 4,453,358 | 2 | 13 | 10 | 0.0% |
| Q2 2026 | 92 | $279.0M | 13,205,998 | 20 | 39 | 25 | 0.0% |
| Q1 2026 | 87 | $311.1M | 14,570,874 | 15 | 38 | 25 | 0.0% |
| Q4 2025 | 86 | $294.0M | 13,200,729 | 21 | 43 | 13 | 0.0% |
| Q3 2025 | 69 | $217.5M | 9,499,366 | 32 | 32 | 3 | 0.0% |
| Q2 2025 | 45 | $119.4M | 5,124,830 | 27 | 13 | 4 | 0.0% |
| Q1 2025 | 25 | $90.7M | 3,956,275 | 4 | 13 | 6 | 0.0% |
| Q4 2024 | 23 | $72.4M | 3,319,988 | 4 | 11 | 6 | 0.0% |
| Q3 2024 | 19 | $74.6M | 3,140,998 | 6 | 7 | 5 | 0.0% |
| Q2 2024 | 17 | $120.4M | 5,253,380 | 10 | 5 | 2 | 0.0% |
| Q1 2024 | 10 | $16.9M | 737,885 | 2 | 6 | 1 | 0.0% |
| Q4 2023 | 9 | $12.8M | 562,548 | 4 | 3 | 2 | 0.0% |
| Q3 2023 | 7 | $12.0M | 556,843 | 4 | 0 | 3 | 0.0% |
| Q2 2023 | 5 | $13.3M | 610,164 | 2 | 2 | 1 | 0.0% |
| Q1 2023 | 4 | $9.2M | 421,280 | 1 | 1 | 2 | 0.0% |
| Q4 2022 | 7 | $11.9M | 556,796 | 2 | 0 | 4 | 0.0% |
| Q3 2022 | 5 | $24.4M | 1,113,774 | 3 | 1 | 1 | 0.0% |
| Q2 2022 | 2 | $28.7M | 1,287,587 | 0 | 1 | 1 | 0.0% |
| Q1 2022 | 3 | $23.8M | 966,680 | 3 | 0 | 0 | 0.0% |