DaveManuel.com · Institutional Ownership · Who Owns It
CODEXIS INC (CDXS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
148
Reporting holders
$157.7M
Reported value
63.7%
Of shares outstanding
0.1%
Calls
0.0%
Puts
+13
Holder change
Institutions report 69,770,141 shares against 109,505,765 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $16.5M | 7,284,352 | 0.00% | 8q | +3.6%+$577.6K |
| Nantahala Capital Management, LLC | $16.4M | 7,247,226 | 0.27% | 31q | +75.7%+$7.1M |
| Opaleye Management Inc. | $15.3M | 6,785,000 | 1.39% | 31q | HELD |
| Aberdeen Group plc | $15.3M | 6,769,954 | 0.02% | 11q | -22.0%-$4.3M |
| MILLENNIUM MANAGEMENT LLC | $12.5M | 5,549,139 | 0.00% | 5q | +38.8%+$3.5M |
| Telemark Asset Management, LLC | $8.7M | 3,846,411 | 0.63% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $8.6M | 3,809,440 | 0.00% | 31q | +12.0%+$924.2K |
| VANGUARD CAPITAL MANAGEMENT LLC | $8.2M | 3,617,109 | 0.00% | 2q | -1.4%-$116.2K |
| Assenagon Asset Management S.A. | $5.8M | 2,556,412 | 0.00% | 28q | +240.3%+$4.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $4.9M | 2,162,393 | 0.00% | 31q | +14.7%+$626.2K |
| STATE STREET CORP | $4.0M | 1,756,814 | 0.00% | 31q | +5.4%+$203.1K |
| D. E. Shaw & Co., Inc. | $3.0M | 1,342,014 | 0.00% | 4q | +37.0%+$818.5K |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $3.0M | 1,330,205 | 0.01% | 16q | +22.3%+$547.3K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $3.0M | 1,307,171 | 0.00% | 2q | +48.7%+$966.9K |
| AQR CAPITAL MANAGEMENT LLC | $1.9M | 845,431 | 0.00% | 19q | +38.9%+$535.2K |
| TWO SIGMA INVESTMENTS, LP | $1.6M | 696,599 | 0.00% | 25q | +187.9%+$1.0M |
| NORTHERN TRUST CORP | $1.5M | 682,940 | 0.00% | 31q | +3.9%+$58.3K |
| FRANKLIN RESOURCES INC | $1.5M | 678,640 | 0.00% | 13q | -1.4%-$21.6K |
| MORGAN STANLEY | $1.5M | 649,170 | 0.00% | 35q | +37.3%+$398.5K |
| VANGUARD FIDUCIARY TRUST CO | $1.3M | 581,058 | 0.00% | 2q | +5.5%+$67.9K |
| Man Group plc | $1.3M | 565,593 | 0.00% | new | NEW |
| Post Resch Tallon Group Inc. | $1.3M | 563,478 | 0.88% | 7q | -1.4%-$18.1K |
| PERKINS CAPITAL MANAGEMENT INC | $1.2M | 526,100 | 0.89% | 12q | HELD |
| FMR LLC | $1.1M | 478,483 | 0.00% | 31q | +16.0%+$148.9K |
| GOLDMAN SACHS GROUP INC | $982.9K | 434,924 | 0.00% | 31q | -47.3%-$881.3K |
| ALGERT GLOBAL LLC | $973.9K | 430,910 | 0.01% | 2q | +118.2%+$527.6K |
| Nuveen, LLC | $886.5K | 392,267 | 0.00% | 6q | +6.8%+$56.1K |
| TUDOR INVESTMENT CORP ET AL | $808.9K | 357,925 | 0.00% | 4q | -33.5%-$406.6K |
| ACADIAN ASSET MANAGEMENT LLC | $804.0K | 358,285 | 0.00% | 17q | +189.5%+$526.3K |
| DIMENSIONAL FUND ADVISORS LP | $708.7K | 313,386 | 0.00% | 28q | +10.1%+$65.0K |
| Russell Investments Group, Ltd. | $696.3K | 308,095 | 0.00% | 16q | +426.8%+$564.1K |
| PLATINUM INVESTMENT MANAGEMENT LTD | $597.7K | 264,464 | 0.15% | 10q | HELD |
| ROYAL BANK OF CANADA | $594.0K | 262,926 | 0.00% | 31q | +22.1%+$107.4K |
| Potomac Capital Management, Inc. | $587.6K | 260,000 | 0.40% | 3q | -5.2%-$32.1K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $547.4K | 242,211 | 0.00% | 31q | HELD |
| XTX Topco Ltd | $543.8K | 240,627 | 0.01% | 5q | +43.6%+$165.2K |
| BANK OF AMERICA CORP /DE/ | $543.6K | 240,517 | 0.00% | 31q | +38.3%+$150.4K |
| UBS Group AG | $542.2K | 239,907 | 0.00% | 31q | -89.0%-$4.4M |
| Bank of New York Mellon Corp | $510.8K | 226,039 | 0.00% | 31q | +7.8%+$37.1K |
| CITADEL ADVISORS LLC | $468.7K incl. $35.7K options CALL | 191,580 | 0.00% | 27q | -33.4%-$234.9K |
| Invesco Ltd. | $366.7K | 162,271 | 0.00% | 23q | -10.3%-$42.2K |
| BARCLAYS PLC | $350.9K | 155,274 | 0.00% | 31q | HELD |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $334.6K | 148,051 | 0.00% | new | NEW |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $284.6K | 125,908 | 0.01% | 13q | HELD |
| STRS OHIO | $273.5K | 121,000 | 0.00% | 22q | +22.1%+$49.5K |
| JANE STREET GROUP, LLC | $273.0K | 120,815 | 0.00% | 4q | -86.9%-$1.8M |
| MARSHALL WACE, LLP | $264.7K | 117,135 | 0.00% | new | NEW |
| Stonepine Capital Management, LLC | $247.8K | 109,662 | 0.14% | 4q | -73.8%-$696.8K |
| RHUMBLINE ADVISERS | $233.4K | 103,301 | 0.00% | 31q | +4.0%+$9.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $231.9K incl. $45.4K options CALL | 82,523 | 0.00% | 31q | +55.0%+$82.3K |
| WELLS FARGO & COMPANY/MN | $230.4K | 101,926 | 0.00% | 31q | +80.0%+$102.4K |
| DEUTSCHE BANK AG\ | $217.5K | 96,229 | 0.00% | 34q | +3.4%+$7.1K |
| ALLIANCEBERNSTEIN L.P. | $206.1K | 126,430 | 0.00% | 31q | +7.0%+$13.5K |
| LPL Financial LLC | $173.0K | 76,560 | 0.00% | 14q | +2.0%+$3.4K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $152.0K | 66,924 | 0.00% | 19q | +5.2%+$7.6K |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $144.1K | 63,753 | 0.00% | 12q | HELD |
| Numerai GP LLC | $136.1K | 60,209 | 0.01% | new | NEW |
| PANAGORA ASSET MANAGEMENT INC | $131.5K | 58,200 | 0.00% | new | NEW |
| Mariner, LLC | $123.5K | 54,637 | 0.00% | 2q | +132.2%+$70.3K |
| Cerity Partners LLC | $120.5K | 53,322 | 0.00% | 2q | +62.1%+$46.2K |
| MetLife Investment Management, LLC | $117.5K | 52,011 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $116.1K | 51,375 | 0.00% | 29q | +41.1%+$33.8K |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $108.8K | 48,125 | 0.00% | 2q | -64.0%-$193.3K |
| Virtu Financial LLC | $105.0K | 46,601 | 0.00% | new | NEW |
| IEQ CAPITAL, LLC | $104.6K | 46,265 | 0.00% | new | NEW |
| CITIGROUP INC | $97.9K | 43,333 | 0.00% | 31q | +263.9%+$71.0K |
| JPMORGAN CHASE & CO | $97.5K | 41,861 | 0.00% | 31q | +1.1%+$1.1K |
| GSA CAPITAL PARTNERS LLP | $94.0K | 41,811 | 0.01% | 2q | -64.2%-$168.9K |
| RENAISSANCE TECHNOLOGIES LLC | $93.8K | 41,500 | 0.00% | 6q | -79.1%-$355.3K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $90.0K | 39,804 | 0.00% | 9q | -6.2%-$5.9K |
| Frec Markets, Inc. | $84.2K | 37,269 | 0.01% | 2q | +2.8%+$2.3K |
| OSAIC HOLDINGS, INC. | $82.2K | 36,366 | 0.00% | 26q | -0.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | $81.8K | 36,204 | 0.00% | 12q | +14.9%+$10.6K |
| BANK OF MONTREAL /CAN/ | $79.1K | 34,998 | 0.00% | 2q | HELD |
| Krilogy Financial LLC | $78.7K | 34,825 | 0.00% | 4q | -3.9%-$3.2K |
| Dynamic Technology Lab Private Ltd | $74.0K | 33,000 | 0.02% | new | NEW |
| Vanguard Global Advisers, LLC | $73.7K | 32,602 | 0.00% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $73.1K | 32,350 | 0.00% | 2q | +83.0%+$33.2K |
| AMERICAN CENTURY COMPANIES INC | $68.9K | 30,501 | 0.00% | new | NEW |
| BLAIR WILLIAM & CO/IL | $68.3K | 30,219 | 0.00% | 31q | +0.7% |
| EVERGREEN CAPITAL MANAGEMENT LLC | $65.5K | 29,000 | 0.00% | 3q | HELD |
| Capital Advisors, Ltd. LLC | $65.0K | 28,890 | 0.01% | 2q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $61.4K | 25,275 | 0.00% | 2q | +34.0%+$15.6K |
| PRUDENTIAL FINANCIAL INC | $59.6K | 26,380 | 0.00% | 2q | +94.3%+$28.9K |
| GUGGENHEIM CAPITAL LLC | $59.1K | 26,158 | 0.00% | 3q | -2.9%-$1.8K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $57.0K | 25,205 | 0.00% | 31q | -8.1%-$5.0K |
| INTECH INVESTMENT MANAGEMENT LLC | $48.5K | 21,454 | 0.00% | 8q | -11.5%-$6.3K |
| Police & Firemen's Retirement System of New Jersey | $43.9K | 19,441 | 0.00% | 7q | HELD |
| VOYA INVESTMENT MANAGEMENT LLC | $41.9K | 18,561 | 0.00% | 31q | +25.3%+$8.5K |
| Vanguard Personalized Indexing Management, LLC | $40.6K | 17,948 | 0.00% | 2q | -1.3% |
| Simplicity Wealth,LLC | $39.4K | 17,438 | 0.00% | 2q | +31.0%+$9.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $38.2K | 16,888 | 0.00% | 31q | HELD |
| Corient Private Wealth LP | $37.8K | 16,738 | 0.00% | new | NEW |
| Creative Planning | $35.0K | 15,488 | 0.00% | new | NEW |
| BNP PARIBAS FINANCIAL MARKETS | $34.9K | 15,461 | 0.00% | 31q | -25.3%-$11.8K |
| Navalign, LLC | $34.7K | 15,340 | 0.01% | 3q | HELD |
| EP Wealth Advisors, LLC | $34.5K | 15,277 | 0.00% | new | NEW |
| China Universal Asset Management Co., Ltd. | $32.7K | 14,466 | 0.00% | 7q | -9.8%-$3.5K |
| ProShare Advisors LLC | $32.3K | 14,303 | 0.00% | 8q | -15.7%-$6.0K |
| Elmwood Wealth Management, Inc. | $28.7K | 12,695 | 0.01% | 5q | -41.5%-$20.3K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-30 | 13G/A | Aberdeen Group plcwith 1 co-filers | 9.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 23 | $1.7M | 1,209,924 | 2 | 7 | 9 | 0.0% |
| Q2 2026 | 148 | $157.7M | 69,770,141 | 27 | 61 | 34 | 0.1% |
| Q1 2026 | 135 | $108.5M | 66,467,408 | 29 | 46 | 30 | 0.1% |
| Q4 2025 | 125 | $107.1M | 65,648,836 | 14 | 47 | 33 | 0.1% |
| Q3 2025 | 132 | $161.3M | 66,008,559 | 25 | 29 | 42 | 0.1% |
| Q2 2025 | 119 | $174.8M | 71,633,576 | 9 | 39 | 42 | 0.0% |
| Q1 2025 | 125 | $175.3M | 65,200,858 | 14 | 50 | 37 | 0.0% |
| Q4 2024 | 134 | $307.5M | 64,392,345 | 20 | 55 | 31 | 0.1% |
| Q3 2024 | 115 | $193.9M | 62,950,545 | 9 | 41 | 31 | 0.0% |
| Q2 2024 | 117 | $174.1M | 56,138,019 | 11 | 40 | 36 | 0.0% |
| Q1 2024 | 123 | $189.2M | 54,208,992 | 14 | 41 | 46 | 0.0% |
| Q4 2023 | 118 | $183.9M | 60,296,916 | 16 | 45 | 36 | 0.0% |
| Q3 2023 | 120 | $104.1M | 55,053,497 | 17 | 38 | 43 | 0.0% |
| Q2 2023 | 125 | $171.2M | 61,070,567 | 12 | 49 | 39 | 0.1% |
| Q1 2023 | 145 | $252.4M | 60,975,696 | 12 | 56 | 49 | 0.1% |
| Q4 2022 | 163 | $278.1M | 59,679,444 | 20 | 65 | 51 | 0.0% |
| Q3 2022 | 163 | $1.5B | 248,463,549 | 28 | 74 | 33 | 0.1% |
| Q2 2022 | 162 | $2.7B | 253,608,197 | 33 | 54 | 40 | 0.1% |
| Q1 2022 | 155 | $5.0B | 243,176,029 | 17 | 63 | 44 | 0.0% |
| Q4 2021 | 172 | $4.5B | 145,405,049 | 37 | 47 | 56 | 0.2% |
| Q3 2021 | 151 | $2.2B | 95,381,500 | 26 | 41 | 43 | 0.1% |
| Q2 2021 | 139 | $1.8B | 80,840,677 | 13 | 57 | 40 | 0.1% |
| Q1 2021 | 146 | $1.8B | 79,531,197 | 20 | 60 | 39 | 0.2% |
| Q4 2020 | 147 | $1.7B | 78,033,888 | 34 | 45 | 43 | 0.5% |
| Q3 2020 | 124 | $830.6M | 70,755,195 | 16 | 33 | 42 | 0.0% |
| Q2 2020 | 122 | $805.5M | 70,720,991 | 22 | 43 | 31 | 0.0% |
| Q1 2020 | 116 | $1.1B | 97,860,737 | 15 | 38 | 36 | 0.0% |
| Q4 2019 | 119 | $1.1B | 68,056,709 | 16 | 43 | 37 | 0.0% |
| Q3 2019 | 115 | $71.3B | 5,198,452,277 | 19 | 41 | 28 | 0.0% |
| Q2 2019 | 119 | $87.7B | 5,136,648,422 | 20 | 42 | 30 | 0.0% |
| Q1 2019 | 123 | $1.3B | 63,829,605 | 25 | 39 | 44 | 0.2% |
| Q4 2018 | 120 | $1.1B | 64,082,098 | 3 | 1 | 2 | 0.3% |