DaveManuel.com · Institutional Ownership · Who Owns It
CADIZ INC (CDZI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
118
Reporting holders
$166.9M
Reported value
46.4%
Of shares outstanding
1.3%
Calls
0.2%
Puts
-23
Holder change
Institutions report 39,331,682 shares against 84,677,075 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $21.5M | 5,135,402 | 0.00% | 8q | +34.1%+$5.5M |
| LEVIN CAPITAL STRATEGIES, L.P. | $18.8M | 4,496,579 | 1.26% | 18q | +17.8%+$2.8M |
| Whitefort Capital Management, LP | $16.7M | 3,986,822 | 4.11% | 7q | HELD |
| BANK OF AMERICA CORP /DE/ | $14.7M | 3,518,928 | 0.00% | 31q | HELD |
| BARCLAYS PLC | $14.5M | 3,469,347 | 0.00% | 14q | -6.8%-$1.1M |
| VANGUARD CAPITAL MANAGEMENT LLC | $10.3M | 2,473,582 | 0.00% | 2q | +5.0%+$490.2K |
| STONEHILL CAPITAL MANAGEMENT LLC | $8.9M | 2,125,937 | 2.54% | 3q | +9.3%+$754.6K |
| GEODE CAPITAL MANAGEMENT, LLC | $6.2M | 1,481,764 | 0.00% | 31q | +6.4%+$374.8K |
| STATE STREET CORP | $5.9M | 1,407,369 | 0.00% | 31q | +5.4%+$302.0K |
| MORGAN STANLEY | $4.2M | 1,005,149 | 0.00% | 35q | -3.1%-$135.1K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $3.2M | 765,170 | 0.00% | 2q | +131.7%+$1.8M |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | $2.7M | 656,000 | 2.35% | 31q | +1.9%+$52.2K |
| Permanent Capital Management, LP | $2.2M | 537,680 | 0.30% | 4q | +13.4%+$266.1K |
| Cinctive Capital Management LP | $2.2M | 525,945 | 0.08% | 4q | +94.9%+$1.1M |
| Invesco Ltd. | $2.1M | 509,566 | 0.00% | 13q | +2139.2%+$2.0M |
| NORTHERN TRUST CORP | $2.1M | 498,887 | 0.00% | 31q | +8.2%+$157.4K |
| CITIGROUP INC | $1.8M | 438,003 | 0.00% | 14q | +90.8%+$871.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.8M incl. $1.5M options CALL+PUT | 70,170 | 0.00% | 11q | +265.8%+$1.3M |
| VANGUARD FIDUCIARY TRUST CO | $1.7M | 407,418 | 0.00% | 2q | +2.0%+$32.7K |
| Potomac Capital Management, Inc. | $1.5M | 350,000 | 1.00% | 3q | +4.5%+$62.7K |
| GSA CAPITAL PARTNERS LLP | $1.2M | 283,368 | 0.07% | 2q | +88.4%+$555.6K |
| Parkshore Wealth Management, Inc. | $1.1M | 263,830 | 0.32% | 7q | HELD |
| JPMORGAN CHASE & CO | $1.1M | 277,086 | 0.00% | 13q | +1.3%+$13.4K |
| UBS Group AG | $1.0M | 249,884 | 0.00% | 15q | +67.5%+$421.0K |
| AQR CAPITAL MANAGEMENT LLC | $1.0M | 244,513 | 0.00% | 6q | -24.0%-$322.1K |
| NOMURA HOLDINGS INC | $985.8K | 235,837 | 0.00% | 2q | +29.6%+$225.0K |
| GOLDMAN SACHS GROUP INC | $984.2K | 235,449 | 0.00% | 31q | -25.3%-$333.7K |
| Hartree Partners, LP | $836.0K | 200,000 | 0.18% | 4q | HELD |
| Nuveen, LLC | $817.3K | 195,528 | 0.00% | 6q | +16.3%+$114.8K |
| STATE OF WISCONSIN INVESTMENT BOARD | $801.6K | 191,779 | 0.00% | 6q | +10.5%+$76.5K |
| Bank of New York Mellon Corp | $794.3K | 190,022 | 0.00% | 31q | -1.4%-$11.5K |
| ALLIANCEBERNSTEIN L.P. | $741.2K | 150,959 | 0.00% | 13q | +112.9%+$393.1K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $640.8K | 153,306 | 0.00% | 31q | +6.1%+$36.8K |
| CITADEL ADVISORS LLC | $599.0K incl. $76.1K options CALL | 125,105 | 0.00% | 17q | -13.5%-$93.5K |
| Delta Investment Management, LLC | $551.1K | 131,831 | 0.09% | 20q | HELD |
| Squarepoint Ops LLC | $533.3K | 127,578 | 0.00% | 3q | +193.6%+$351.7K |
| FLAX POND CAPITAL, LLC | $480.8K | 105,630 | 0.18% | 3q | +96.3%+$235.9K |
| BNP PARIBAS FINANCIAL MARKETS | $470.3K | 112,522 | 0.00% | 13q | +66.3%+$187.6K |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $464.5K | 111,125 | 0.00% | 5q | +3.3%+$14.8K |
| Caption Management, LLC | $440.8K incl. $286.3K options CALL | 36,960 | 0.00% | 4q | -32.8%-$215.2K |
| Russell Investments Group, Ltd. | $423.9K | 101,409 | 0.00% | 12q | +9.2%+$35.7K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $372.0K | 88,986 | 0.00% | 27q | +3.1%+$11.1K |
| HCR Wealth Advisors | $367.8K | 88,000 | 0.03% | 15q | -36.2%-$209.0K |
| RHUMBLINE ADVISERS | $355.8K | 85,130 | 0.00% | 13q | -1.8%-$6.6K |
| INGALLS & SNYDER LLC | $347.0K | 82,900 | 0.01% | 20q | -15.9%-$65.7K |
| MILLENNIUM MANAGEMENT LLC | $332.3K | 79,504 | 0.00% | 2q | -48.9%-$318.1K |
| BRC Group Holdings, Inc. | $314.5K | 75,236 | 0.07% | new | NEW |
| PEAK6 LLC | $259.4K incl. $125.4K options CALL | 32,057 | 0.00% | 3q | +541.1%+$218.9K |
| Pekin Hardy Strauss, Inc. | $257.1K | 61,500 | 0.02% | 3q | -29.7%-$108.7K |
| ExodusPoint Capital Management, LP | $253.1K | 60,539 | 0.00% | 3q | -56.9%-$334.5K |
| SIMPLEX TRADING, LLC | $245.4K CALL+PUT | options only | 0.00% | 7q | OPTIONS |
| JANE STREET GROUP, LLC | $233.4K | 55,849 | 0.00% | 6q | -87.6%-$1.7M |
| Massar Capital Management, LP | $228.7K | 54,701 | 0.02% | 3q | -75.8%-$714.4K |
| DBA TRADING, LLC | $226.1K | 46,040 | 0.11% | 3q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $219.7K | 52,568 | 0.00% | 18q | HELD |
| WELLS FARGO & COMPANY/MN | $218.3K | 52,222 | 0.00% | 31q | +157.4%+$133.5K |
| DEUTSCHE BANK AG\ | $211.0K | 50,481 | 0.00% | 13q | +7.9%+$15.4K |
| Rangeley Capital, LLC | $209.0K | 50,000 | 0.19% | 7q | HELD |
| Alpine Global Management, LLC | $209.0K | 50,000 | 0.03% | 3q | -2.3%-$5.0K |
| Ancora Advisors LLC | $195.0K | 46,640 | 0.00% | 7q | HELD |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $174.2K | 41,671 | 0.00% | 9q | -4.2%-$7.7K |
| MINDSET WEALTH MANAGEMENT, LLC | $167.2K | 40,000 | 0.03% | 8q | HELD |
| Rathbones Group PLC | $145.7K | 34,858 | 0.00% | 12q | -50.0%-$145.7K |
| Dynamic Technology Lab Private Ltd | $143.0K | 34,272 | 0.03% | 2q | -4.1%-$6.1K |
| MetLife Investment Management, LLC | $130.1K | 31,129 | 0.00% | 9q | +27.5%+$28.1K |
| GROUP ONE TRADING LLC | $120.4K CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $118.8K | 28,430 | 0.00% | 8q | HELD |
| SEI INVESTMENTS CO | $114.8K | 27,456 | 0.00% | new | NEW |
| SAXON INTERESTS, INC. | $108.8K | 26,034 | 0.03% | new | NEW |
| Balyasny Asset Management L.P. | $104.5K | 25,010 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $103.8K | 24,826 | 0.00% | 2q | HELD |
| Wealthspire Advisors, LLC | $96.8K | 23,160 | 0.00% | 4q | -34.5%-$50.9K |
| Brookwood Investment Group LLC | $87.8K | 21,000 | 0.01% | 6q | HELD |
| Lido Advisors, LLC | $83.6K | 20,000 | 0.00% | 9q | HELD |
| Jump Financial, LLC | $80.3K | 19,200 | 0.00% | 2q | -57.0%-$106.6K |
| FRANKLIN RESOURCES INC | $79.2K | 18,954 | 0.00% | 6q | -0.7% |
| Brevan Howard Capital Management LP | $75.8K | 18,144 | 0.00% | 3q | -86.3%-$476.2K |
| Police & Firemen's Retirement System of New Jersey | $75.1K | 17,959 | 0.00% | 7q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $72.0K | 17,214 | 0.00% | 8q | +21.7%+$12.8K |
| IMC-Chicago, LLC | $71.1K CALL | options only | 0.00% | 3q | OPTIONS |
| INTECH INVESTMENT MANAGEMENT LLC | $70.2K | 16,798 | 0.00% | 7q | -0.8% |
| EntryPoint Capital, LLC | $58.4K | 13,981 | 0.01% | new | NEW |
| VOYA INVESTMENT MANAGEMENT LLC | $56.8K | 13,584 | 0.00% | 13q | +31.0%+$13.4K |
| NEW YORK STATE COMMON RETIREMENT FUND | $55.2K | 13,216 | 0.00% | 13q | HELD |
| XTX Topco Ltd | $55.2K | 13,216 | 0.00% | new | NEW |
| NISA INVESTMENT ADVISORS, LLC | $47.1K | 11,264 | 0.00% | 9q | -4.3%-$2.1K |
| Mariner, LLC | $46.9K | 11,211 | 0.00% | 2q | -44.1%-$37.0K |
| Corient Private Wealth LP | $42.7K | 10,213 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $41.8K | 10,000 | 0.00% | 31q | HELD |
| FMR LLC | $32.4K | 7,755 | 0.00% | 18q | -20.4%-$8.3K |
| PNC Financial Services Group, Inc. | $28.2K | 6,754 | 0.00% | 4q | -1.4% |
| EXCHANGE TRADED CONCEPTS, LLC | $22.0K | 5,261 | 0.00% | 2q | +12.0%+$2.4K |
| Legal & General Group Plc | $20.9K | 4,994 | 0.00% | 13q | HELD |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | $20.9K | 5,000 | 0.00% | 16q | HELD |
| Tower Research Capital LLC (TRC) | $20.5K | 4,903 | 0.00% | 25q | +112.6%+$10.9K |
| Ameritas Investment Partners, Inc. | $14.0K | 3,349 | 0.00% | 13q | HELD |
| Arax Advisory Partners | $10.3K | 2,458 | 0.00% | 4q | +690.4%+$9.0K |
| ROYAL BANK OF CANADA | $9.0K | 2,086 | 0.00% | 14q | -90.3%-$84.2K |
| Optiver Holding B.V. | $9.0K | 2,146 | 0.00% | 4q | -8.8% |
| Allworth Financial LP | $6.5K | 1,546 | 0.00% | 6q | +32.4%+$1.6K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-28 | 13G | BANK OF AMERICA CORP /DE/ | 5.9% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-29 | 2026-10-29 | Material agreement entered | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-26 | O'Hara David Mark | Director | Bought | 110,865 | $507.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $1.9M | 493,538 | 3 | 4 | 5 | 0.0% |
| Q2 2026 | 118 | $166.9M | 39,331,682 | 11 | 42 | 38 | 1.5% |
| Q1 2026 | 141 | $195.0M | 37,819,979 | 31 | 45 | 37 | 4.9% |
| Q4 2025 | 125 | $225.5M | 37,036,290 | 30 | 37 | 28 | 9.3% |
| Q3 2025 | 110 | $178.0M | 35,766,908 | 22 | 35 | 22 | 5.2% |
| Q2 2025 | 99 | $100.9M | 32,960,873 | 10 | 38 | 25 | 2.3% |
| Q1 2025 | 109 | $95.5M | 31,937,831 | 19 | 33 | 25 | 1.9% |
| Q4 2024 | 101 | $142.6M | 27,168,715 | 26 | 26 | 19 | 0.9% |
| Q3 2024 | 82 | $72.6M | 23,929,684 | 9 | 21 | 21 | 0.1% |
| Q2 2024 | 85 | $74.8M | 24,141,704 | 11 | 26 | 24 | 0.3% |
| Q1 2024 | 77 | $70.7M | 24,368,161 | 7 | 23 | 27 | 0.0% |
| Q4 2023 | 80 | $70.2M | 25,065,494 | 8 | 21 | 22 | 0.0% |
| Q3 2023 | 81 | $86.1M | 26,006,510 | 10 | 28 | 19 | 0.0% |
| Q2 2023 | 81 | $103.0M | 25,300,413 | 29 | 21 | 16 | 0.2% |
| Q1 2023 | 63 | $81.8M | 20,219,249 | 21 | 22 | 8 | 0.1% |
| Q4 2022 | 51 | $30.6M | 12,226,244 | 10 | 11 | 14 | 0.0% |
| Q3 2022 | 58 | $13.4M | 5,918,619 | 8 | 12 | 18 | 0.1% |
| Q2 2022 | 59 | $15.2M | 6,492,831 | 14 | 12 | 24 | 0.5% |
| Q1 2022 | 75 | $22.0M | 10,507,234 | 14 | 19 | 30 | 0.9% |
| Q4 2021 | 78 | $36.5M | 9,213,658 | 18 | 23 | 22 | 2.5% |
| Q3 2021 | 78 | $214.9M | 30,213,389 | 17 | 27 | 14 | 0.7% |
| Q2 2021 | 72 | $390.6M | 28,628,021 | 15 | 21 | 20 | 0.3% |
| Q1 2021 | 68 | $151.2M | 15,696,963 | 7 | 14 | 25 | 0.5% |
| Q4 2020 | 65 | $213.7M | 16,536,316 | 3 | 24 | 17 | 0.1% |
| Q3 2020 | 67 | $159.6M | 16,030,327 | 9 | 14 | 21 | 0.2% |
| Q2 2020 | 69 | $240.4M | 23,624,094 | 16 | 27 | 14 | 0.2% |
| Q1 2020 | 65 | $181.7M | 15,444,700 | 12 | 18 | 20 | 0.8% |
| Q4 2019 | 66 | $190.0M | 17,147,084 | 13 | 21 | 13 | 0.5% |
| Q3 2019 | 62 | $222.2M | 17,695,553 | 5 | 14 | 26 | 0.5% |
| Q2 2019 | 66 | $226.6M | 20,189,541 | 12 | 14 | 23 | 0.0% |
| Q1 2019 | 60 | $197.6M | 20,414,073 | 8 | 15 | 13 | 0.0% |
| Q4 2018 | 64 | $300.2M | 29,078,429 | 3 | 0 | 2 | 0.2% |