DaveManuel.com · Institutional Ownership · Who Owns It
CARLYLE SECURED LENDING INC (CGBD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
143
Reporting holders
$289.6M
Reported value
39.3%
Of shares outstanding
0.1%
Calls
1.6%
Puts
-16
Holder change
Institutions report 27,008,033 shares against 68,804,581 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Creative Planning | $32.5M | 3,086,927 | 0.02% | 7q | -4.5%-$1.5M |
| MORGAN STANLEY | $29.5M | 2,799,104 | 0.00% | 35q | +6.2%+$1.7M |
| VAN ECK ASSOCIATES CORP | $18.4M | 1,748,836 | 0.01% | 31q | +33.2%+$4.6M |
| UBS Group AG | $14.7M | 1,395,189 | 0.00% | 31q | +12.8%+$1.7M |
| CHOREO, LLC | $14.3M | 1,361,251 | 0.16% | 5q | -1.9%-$284.0K |
| Invesco Ltd. | $12.5M | 1,184,888 | 0.00% | 13q | -9.6%-$1.3M |
| CAZ INVESTMENTS LP | $10.8M | 1,029,330 | 1.05% | 2q | +5046.7%+$10.6M |
| Lalia Capital, LLC | $9.8M | 927,333 | 4.75% | new | NEW |
| Russell Investments Group, Ltd. | $9.2M | 870,513 | 0.01% | 3q | +48.3%+$3.0M |
| Muzinich & Co., Inc. | $7.8M | 741,278 | 2.67% | 31q | HELD |
| North Ground Capital | $6.5M | 616,000 | 7.78% | 4q | +59.0%+$2.4M |
| Legal & General Group Plc | $6.1M | 577,568 | 0.00% | 31q | +4.7%+$274.0K |
| Mariner, LLC | $6.0M | 563,240 | 0.01% | 5q | +2.7%+$155.6K |
| CITADEL ADVISORS LLC | $5.5M incl. $4.7M options CALL+PUT | 77,293 | 0.00% | 25q | HELD |
| Sumitomo Mitsui Trust Group, Inc. | $5.5M | 519,735 | 0.00% | 26q | HELD |
| Diameter Capital Partners LP | $5.4M | 508,387 | 0.43% | new | NEW |
| ARES MANAGEMENT LLC | $5.0M | 472,187 | 0.22% | 2q | +96.7%+$2.4M |
| Arax Advisory Partners | $4.9M | 465,613 | 0.03% | 6q | +144.6%+$2.9M |
| TWO SIGMA INVESTMENTS, LP | $4.7M | 448,847 | 0.00% | 31q | -28.9%-$1.9M |
| Rockefeller Capital Management L.P. | $4.7M | 444,533 | 0.01% | 28q | -0.7%-$32.7K |
| LSV ASSET MANAGEMENT | $3.7M | 352,150 | 0.01% | 22q | HELD |
| NOVARE CAPITAL MANAGEMENT LLC | $3.0M | 287,445 | 0.21% | 29q | +14.3%+$379.6K |
| BANK OF AMERICA CORP /DE/ | $3.0M | 280,420 | 0.00% | 31q | +11.8%+$311.0K |
| BlackRock, Inc. | $2.9M | 276,868 | 0.00% | 8q | -2.3%-$69.6K |
| TORONTO DOMINION BANK | $2.8M | 263,276 | 0.00% | 3q | -41.5%-$2.0M |
| WCG Wealth Advisors LLC | $2.4M | 229,477 | 0.06% | 3q | +22.9%+$450.5K |
| Callodine Capital Management, LP | $2.4M | 225,000 | 0.15% | new | NEW |
| WELLS FARGO & COMPANY/MN | $2.4M | 224,183 | 0.00% | 31q | +12.6%+$263.4K |
| Cliffwater LLC | $2.2M | 207,319 | 0.54% | 5q | HELD |
| Advisors Asset Management, Inc. | $2.1M | 200,997 | 0.03% | 17q | -4.9%-$108.7K |
| PARK AVENUE SECURITIES LLC | $2.0M | 188,424 | 0.01% | new | NEW |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | $1.9M | 182,377 | 0.88% | 7q | -9.0%-$190.7K |
| Hennion & Walsh Asset Management, Inc. | $1.8M | 170,736 | 0.05% | 22q | +17.8%+$271.4K |
| Significant Wealth Partners LLC | $1.7M | 164,757 | 1.88% | 2q | +1.5%+$25.8K |
| HighTower Advisors, LLC | $1.6M | 149,880 | 0.00% | 31q | -23.8%-$493.1K |
| Ethos Financial Group, LLC | $1.4M | 136,990 | 0.10% | 6q | -2.3%-$33.6K |
| XTX Topco Ltd | $1.4M | 136,758 | 0.02% | 3q | +268.5%+$1.0M |
| LPL Financial LLC | $1.4M | 132,350 | 0.00% | 22q | -13.7%-$222.1K |
| AMERIPRISE FINANCIAL INC | $1.3M | 126,936 | 0.00% | 17q | -12.9%-$197.8K |
| DOLIVER ADVISORS, LP | $1.3M | 119,781 | 0.29% | 5q | -5.4%-$72.7K |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | $1.1M | 108,547 | 0.07% | 2q | -26.0%-$402.2K |
| Samalin Investment Counsel, LLC | $1.1M | 107,636 | 0.35% | 3q | HELD |
| Cetera Investment Advisers | $1.1M | 103,761 | 0.00% | 11q | +9.3%+$93.4K |
| Steward Partners Investment Advisory, LLC | $1.1M | 101,236 | 0.01% | 24q | +111.0%+$560.7K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $1.1M | 100,250 | 0.00% | 7q | HELD |
| RAYMOND JAMES FINANCIAL INC | $1.0M | 95,496 | 0.00% | 7q | -8.3%-$90.4K |
| CANADA LIFE ASSURANCE Co | $951.0K | 90,404 | 0.00% | 27q | +13.7%+$114.7K |
| Pathstone Holdings, LLC | $881.1K | 83,677 | 0.00% | 11q | +2.6%+$22.7K |
| Balyasny Asset Management L.P. | $867.5K | 82,388 | 0.00% | 2q | +13.7%+$104.5K |
| Janney Montgomery Scott LLC | $825.0K | 78,393 | 0.00% | 20q | +353.0%+$642.9K |
| Closed-End Fund Advisors, Inc. | $822.4K | 78,104 | 0.80% | 3q | -20.9%-$217.8K |
| ENVESTNET ASSET MANAGEMENT INC | $787.2K | 74,753 | 0.00% | 23q | HELD |
| Texas Capital Bank Wealth Management Services Inc | $765.6K | 72,707 | 0.04% | 3q | +1.0%+$7.3K |
| Alpine Global Management, LLC | $752.9K | 71,496 | 0.12% | 2q | -38.2%-$465.1K |
| TRUIST FINANCIAL CORP | $713.5K | 67,757 | 0.00% | 27q | HELD |
| Apollon Wealth Management, LLC | $705.3K | 66,980 | 0.01% | new | NEW |
| DENALI ADVISORS LLC | $699.2K | 66,398 | 0.07% | 8q | -8.7%-$66.5K |
| NEUBERGER BERMAN GROUP LLC | $686.1K | 65,157 | 0.00% | 4q | -8.6%-$64.7K |
| Verdence Capital Advisors LLC | $589.2K | 55,956 | 0.03% | 35q | +33.4%+$147.4K |
| OSAIC HOLDINGS, INC. | $567.3K | 53,857 | 0.00% | 26q | +6.5%+$34.5K |
| BI Asset Management Fondsmaeglerselskab A/S | $553.0K | 52,475 | 0.00% | 15q | -81.4%-$2.4M |
| Whipplewood Advisors, LLC | $545.7K | 51,820 | 0.37% | 5q | +48.7%+$178.7K |
| Naviter Wealth, LLC | $536.4K | 49,300 | 0.05% | 5q | -29.1%-$219.7K |
| US BANCORP \DE\ | $526.5K | 50,000 | 0.00% | 24q | HELD |
| Virtus Investment Advisers, LLC | $493.4K | 46,857 | 0.11% | 6q | -15.9%-$93.4K |
| Palliser Capital (UK) Ltd | $481.3K | 45,703 | 0.26% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $463.6K | 44,160 | 0.06% | new | FIRST |
| Corient Private Wealth LP | $451.8K | 42,902 | 0.00% | 5q | -75.5%-$1.4M |
| Almitas Capital LLC | $451.6K | 42,885 | 0.11% | 3q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $428.3K | 40,673 | 0.00% | 3q | -1.3%-$5.5K |
| COMMERCE BANK | $425.2K | 40,381 | 0.00% | 2q | HELD |
| IEQ CAPITAL, LLC | $424.3K | 40,295 | 0.00% | 6q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $417.0K CALL+PUT | options only | 0.00% | 3q | OPTIONS |
| Lido Advisors, LLC | $414.6K | 38,124 | 0.00% | 5q | +1.6%+$6.7K |
| Farther Finance Advisors, LLC | $378.8K | 35,978 | 0.00% | 5q | +2.3%+$8.4K |
| DRW Securities, LLC | $370.7K | 35,202 | 0.01% | 2q | -20.0%-$92.7K |
| ROYAL BANK OF CANADA | $363.0K | 34,501 | 0.00% | 31q | -16.1%-$69.9K |
| MAI Capital Management | $355.6K | 33,774 | 0.00% | 5q | HELD |
| Cerberus Capital Management, L.P. | $315.9K | 30,000 | 0.02% | 2q | HELD |
| JANE STREET GROUP, LLC | $313.8K | 29,803 | 0.00% | 3q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $295.6K | 28,072 | 0.01% | 26q | +22.7%+$54.7K |
| MACKENZIE FINANCIAL CORP | $290.7K | 27,606 | 0.00% | 6q | HELD |
| United Advisor Group, LLC | $275.7K | 26,181 | 0.03% | 9q | -18.9%-$64.4K |
| TRANSCEND CAPITAL ADVISORS, LLC | $263.4K | 25,015 | 0.02% | 5q | HELD |
| NewEdge Wealth, LLC | $260.7K | 24,760 | 0.00% | 3q | HELD |
| Cascade Financial Partners, LLC | $259.2K | 24,620 | 0.02% | new | NEW |
| MQS Management LLC | $256.8K | 24,386 | 0.31% | 2q | +9.4%+$22.1K |
| GLENMEDE TRUST CO NA | $247.5K | 23,500 | 0.00% | 29q | -6.7%-$17.6K |
| SMH CAPITAL ADVISORS INC | $231.1K | 21,946 | 0.91% | 5q | -0.9%-$2.0K |
| Summit Financial, LLC | $229.9K | 21,130 | 0.00% | 2q | HELD |
| Savant Capital, LLC | $225.1K | 21,374 | 0.00% | 8q | +3.5%+$7.5K |
| Aptus Capital Advisors, LLC | $224.2K | 21,291 | 0.00% | 3q | HELD |
| Clarus Group, Inc. | $224.2K | 21,291 | 0.08% | 23q | HELD |
| Cornerstone Advisory, LLC | $220.9K | 20,978 | 0.02% | 3q | +13.9%+$27.0K |
| Cerity Partners LLC | $213.0K | 20,231 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $211.8K | 19,500 | 0.00% | 31q | HELD |
| Black Maple Capital Management LP | $210.6K | 20,000 | 0.12% | new | NEW |
| FIFTH THIRD BANCORP | $203.5K | 19,324 | 0.00% | 2q | -80.6%-$844.9K |
| Quantbot Technologies LP | $201.0K | 19,084 | 0.01% | 5q | +4818.6%+$196.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $198.3K | 18,125 | 0.01% | 26q | HELD |
Showing the largest 100 of 143 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-12 | Nestor John G. | Director | Sold | 16,812 | $188.2K ×4 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $44.3M | 4,223,258 | 3 | 14 | 3 | 0.0% |
| Q2 2026 | 143 | $289.6M | 27,008,033 | 15 | 39 | 41 | 1.8% |
| Q1 2026 | 159 | $293.4M | 25,621,314 | 30 | 39 | 49 | 3.6% |
| Q4 2025 | 155 | $344.5M | 26,536,825 | 31 | 38 | 48 | 3.7% |
| Q3 2025 | 151 | $323.0M | 25,680,206 | 20 | 53 | 36 | 0.4% |
| Q2 2025 | 150 | $354.0M | 25,704,530 | 45 | 47 | 26 | 0.5% |
| Q1 2025 | 121 | $300.4M | 18,449,262 | 20 | 35 | 25 | 0.7% |
| Q4 2024 | 117 | $239.4M | 13,321,779 | 12 | 38 | 32 | 0.6% |
| Q3 2024 | 125 | $230.1M | 12,692,979 | 22 | 34 | 34 | 0.6% |
| Q2 2024 | 119 | $231.4M | 12,888,706 | 18 | 43 | 27 | 1.0% |
| Q1 2024 | 116 | $274.4M | 16,630,578 | 9 | 44 | 29 | 1.4% |
| Q4 2023 | 121 | $224.8M | 14,665,510 | 21 | 44 | 27 | 2.4% |
| Q3 2023 | 108 | $165.3M | 11,190,683 | 14 | 42 | 22 | 1.8% |
| Q2 2023 | 100 | $164.8M | 11,157,367 | 9 | 35 | 27 | 1.4% |
| Q1 2023 | 107 | $156.1M | 11,265,239 | 19 | 37 | 27 | 1.7% |
| Q4 2022 | 110 | $168.8M | 11,674,546 | 25 | 37 | 23 | 1.0% |
| Q3 2022 | 94 | $127.4M | 10,994,463 | 6 | 30 | 32 | 1.2% |
| Q2 2022 | 105 | $150.4M | 11,668,348 | 20 | 33 | 29 | 1.3% |
| Q1 2022 | 99 | $177.9M | 12,234,922 | 15 | 31 | 29 | 1.0% |
| Q4 2021 | 97 | $170.2M | 12,291,072 | 10 | 37 | 22 | 0.8% |
| Q3 2021 | 96 | $175.8M | 13,041,459 | 16 | 26 | 22 | 0.5% |
| Q2 2021 | 91 | $180.5M | 13,613,468 | 10 | 26 | 32 | 0.3% |
| Q1 2021 | 88 | $182.4M | 13,713,114 | 11 | 21 | 35 | 0.8% |
| Q4 2020 | 90 | $144.4M | 13,970,572 | 18 | 22 | 28 | 0.7% |
| Q3 2020 | 79 | $130.2M | 14,515,784 | 12 | 24 | 23 | 0.6% |
| Q2 2020 | 84 | $133.5M | 15,371,344 | 12 | 27 | 23 | 0.2% |
| Q1 2020 | 88 | $114.4M | 21,674,784 | 18 | 21 | 27 | 0.1% |
| Q4 2019 | 87 | $240.9M | 17,864,971 | 10 | 30 | 20 | 0.1% |
| Q3 2019 | 96 | $251.2M | 17,359,381 | 13 | 30 | 24 | 0.4% |
| Q2 2019 | 96 | $1.7B | 113,715,308 | 23 | 44 | 17 | 0.1% |
| Q1 2019 | 91 | $1.5B | 104,421,825 | 16 | 37 | 23 | 0.0% |
| Q4 2018 | 89 | $524.3M | 42,230,372 | 5 | 3 | 1 | 0.0% |