CIENA CORP (CIEN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Institutions report 132,738,927 shares against 141,552,922 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FMR LLC | $9.4B | 19,113,538 | 0.41% | 31q | -9.9%-$1.0B |
| BlackRock, Inc. | $6.2B | 12,718,494 | 0.09% | 8q | -4.9%-$321.5M |
| JPMORGAN CHASE & CO | $5.4B incl. $1.4M options CALL+PUT | 11,206,209 | 0.30% | 31q | +9.6%+$469.3M |
| VANGUARD CAPITAL MANAGEMENT LLC | $4.5B | 9,233,803 | 0.10% | 2q | +0.7%+$31.6M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $3.8B | 7,680,665 | 0.17% | 2q | +4.2%+$152.8M |
| STATE STREET CORP | $3.3B | 6,680,578 | 0.10% | 31q | +5.9%+$182.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $2.0B | 4,071,401 | 0.20% | 31q | -22.3%-$574.6M |
| GEODE CAPITAL MANAGEMENT, LLC | $1.6B | 3,370,462 | 0.09% | 31q | -17.1%-$339.8M |
| JANE STREET GROUP, LLC | $1.1B incl. $1.0B options CALL+PUT | 104,302 | 0.09% | 31q | +61.0%+$399.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $959.1M incl. $951.2M options CALL+PUT | 16,128 | 0.07% | 31q | -69.6%-$2.2B |
| AMERICAN CENTURY COMPANIES INC | $908.4M | 1,851,788 | 0.40% | 31q | +245.6%+$645.6M |
| BANK OF AMERICA CORP /DE/ | $877.4M | 1,788,582 | 0.06% | 31q | -8.5%-$81.5M |
| Capital World Investors | $861.2M | 1,755,602 | 0.10% | 6q | +1.8%+$15.1M |
| Invesco Ltd. | $848.8M | 1,730,210 | 0.07% | 31q | +13.1%+$98.1M |
| NORGES BANK | $835.5M | 1,703,155 | 0.08% | 7q | +109.8%+$437.2M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $822.7M | 1,677,029 | 0.37% | 11q | +20.8%+$141.6M |
| MORGAN STANLEY | $801.9M | 1,634,630 | 0.04% | 35q | +4.7%+$35.8M |
| Nuveen, LLC | $682.6M | 1,391,429 | 0.16% | 6q | +64.8%+$268.5M |
| CITADEL ADVISORS LLC | $651.7M incl. $546.7M options CALL+PUT | 214,064 | 0.07% | 31q | +52.4%+$224.2M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $612.7M | 1,248,995 | 0.08% | 31q | -1.8%-$11.4M |
| NORTHERN TRUST CORP | $597.5M | 1,217,939 | 0.07% | 31q | +2.6%+$15.0M |
| DIMENSIONAL FUND ADVISORS LP | $565.6M | 1,153,229 | 0.10% | 31q | +0.6%+$3.5M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $561.9M | 1,145,480 | 0.10% | 31q | +34.5%+$144.0M |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $542.1M | 1,105,383 | 0.54% | 31q | +8.2%+$41.1M |
| AQR CAPITAL MANAGEMENT LLC | $507.2M | 1,052,165 | 0.18% | 31q | +7.7%+$36.2M |
| IMC-Chicago, LLC | $493.0M incl. $491.7M options CALL+PUT | 2,663 | 0.12% | 19q | HELD |
| GOLDMAN SACHS GROUP INC | $484.0M incl. $19.6M options PUT | 946,611 | 0.04% | 31q | +22.4%+$88.6M |
| WELLS FARGO & COMPANY/MN | $452.6M incl. $245.3M options CALL | 422,655 | 0.07% | 31q | +19.9%+$75.2M |
| Legal & General Group Plc | $435.2M | 887,054 | 0.09% | 31q | +36.8%+$117.1M |
| BNP PARIBAS FINANCIAL MARKETS | $406.9M incl. $245.3M options CALL | 329,488 | 0.14% | 31q | -22.3%-$116.5M |
| Bank of New York Mellon Corp | $404.9M | 825,480 | 0.07% | 31q | -10.9%-$49.7M |
| VANGUARD FIDUCIARY TRUST CO | $398.5M | 812,345 | 0.09% | 2q | +2.4%+$9.3M |
| VOYA INVESTMENT MANAGEMENT LLC | $358.9M | 731,614 | 0.31% | 31q | -39.3%-$232.3M |
| Atreides Management, LP | $337.8M | 688,521 | 2.36% | 5q | +1.7%+$5.7M |
| Amundi | $331.2M | 675,105 | 0.08% | 21q | +56.6%+$119.6M |
| Capital Research Global Investors | $322.1M | 656,554 | 0.04% | 2q | -76.1%-$1.0B |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $314.4M | 641,020 | 0.10% | 4q | +10.0%+$28.6M |
| DEUTSCHE BANK AG\ | $282.1M | 575,041 | 0.08% | 34q | +8.9%+$23.1M |
| Jericho Capital Asset Management L.P. | $275.5M | 561,513 | 2.28% | 5q | -66.1%-$537.0M |
| SG Americas Securities, LLC | $232.5M incl. $2.0M options PUT | 470,046 | 0.13% | 3q | +146.2%+$138.1M |
| Assenagon Asset Management S.A. | $210.0M | 428,004 | 0.13% | 6q | +17.4%+$31.1M |
| Pictet Asset Management Holding SA | $203.3M | 414,698 | 0.19% | 12q | +593.1%+$174.0M |
| Swiss National Bank | $195.6M | 398,812 | 0.10% | 31q | -3.5%-$7.1M |
| FIRST TRUST ADVISORS LP | $194.5M | 396,531 | 0.11% | 31q | -9.2%-$19.8M |
| AMERIPRISE FINANCIAL INC | $192.0M | 391,326 | 0.04% | 31q | +109.4%+$100.3M |
| Allianz Asset Management GmbH | $186.2M incl. $20.1M options CALL+PUT | 338,585 | 0.15% | 7q | +17.0%+$27.1M |
| Point72 Asset Management, L.P. | $184.4M incl. $81.1M options CALL+PUT | 210,516 | 0.20% | 8q | -61.3%-$292.7M |
| Balyasny Asset Management L.P. | $183.0M incl. $294.3K options CALL | 372,449 | 0.23% | 8q | +15.2%+$24.1M |
| UBS Group AG | $181.0M incl. $3.3M options CALL+PUT | 362,297 | 0.02% | 31q | -44.1%-$142.9M |
| ROYAL BANK OF CANADA | $175.4M incl. $12.3M options CALL | 332,601 | 0.03% | 31q | +26.2%+$36.4M |
| Sumitomo Mitsui Trust Group, Inc. | $175.3M | 357,440 | 0.10% | 4q | +11.1%+$17.5M |
| ACADIAN ASSET MANAGEMENT LLC | $174.0M | 354,846 | 0.21% | 6q | +7.5%+$12.1M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $170.1M | 379,977 | 0.28% | 12q | +31.0%+$40.2M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $168.3M | 342,995 | 0.09% | 12q | +8.2%+$12.7M |
| Man Group plc | $164.2M | 334,805 | 0.26% | 4q | +1331.6%+$152.8M |
| Robeco Institutional Asset Management B.V. | $156.6M | 319,285 | 0.19% | 9q | +19.2%+$25.2M |
| ROYAL LONDON ASSET MANAGEMENT LTD | $156.3M | 318,654 | 0.29% | 3q | +136.3%+$90.2M |
| RAYMOND JAMES FINANCIAL INC | $153.6M | 313,171 | 0.04% | 7q | +2.8%+$4.1M |
| PRIMECAP MANAGEMENT CO/CA/ | $151.1M | 308,050 | 0.09% | 25q | -29.7%-$63.8M |
| Vanguard Global Advisers, LLC | $150.7M | 307,128 | 0.07% | 2q | -1.1%-$1.6M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $148.9M | 310,874 | 0.11% | 31q | -21.1%-$39.9M |
| CITIGROUP INC | $145.5M | 296,534 | 0.05% | 31q | +48.2%+$47.3M |
| NEUBERGER BERMAN GROUP LLC | $143.1M | 292,278 | 0.10% | 31q | +0.9%+$1.3M |
| Qube Research & Technologies Ltd | $138.8M | 282,869 | 0.13% | new | NEW |
| BARCLAYS PLC | $136.4M | 278,076 | 0.03% | 31q | +4.7%+$6.1M |
| VANGUARD ASSET MANAGEMENT, Ltd | $135.3M | 275,711 | 0.09% | 2q | +12.8%+$15.4M |
| National Pension Service | $133.6M | 272,251 | 0.09% | 3q | -8.8%-$12.9M |
| T. Rowe Price Investment Management, Inc. | $133.4M | 271,873 | 0.09% | 4q | -35.0%-$71.9M |
| HSBC HOLDINGS PLC | $131.1M incl. $238.8K options PUT | 268,098 | 0.05% | 31q | +20.1%+$21.9M |
| FRANKLIN RESOURCES INC | $127.8M | 260,420 | 0.03% | 5q | +235.2%+$89.6M |
| RHUMBLINE ADVISERS | $127.0M | 258,789 | 0.10% | 31q | +5.1%+$6.1M |
| California Public Employees Retirement System | $118.1M | 240,709 | 0.07% | 31q | +1.2%+$1.4M |
| Squarepoint Ops LLC | $115.6M incl. $33.5M options CALL+PUT | 167,285 | 0.13% | 31q | +4368.1%+$113.0M |
| MILLENNIUM MANAGEMENT LLC | $114.4M incl. $32.7M options CALL+PUT | 166,420 | 0.04% | 22q | +83.5%+$52.0M |
| Analog Century Management LP | $111.0M | 226,198 | 4.06% | 8q | -8.6%-$10.4M |
| Alyeska Investment Group, L.P. | $108.4M | 220,966 | 0.28% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $104.7M | 213,528 | 0.10% | 31q | +1.8%+$1.9M |
| Caisse de depot et placement du Quebec | $98.3M | 200,342 | 0.14% | 3q | +210.6%+$66.6M |
| Amanah Holdings Trust | $98.1M | 200,000 | 5.76% | 3q | HELD |
| Williams Jones Wealth Management, LLC. | $96.0M | 195,762 | 1.08% | 8q | -8.8%-$9.3M |
| Tidal Investments LLC | $93.5M incl. $30.9M options PUT | 127,546 | 0.16% | 11q | -10.3%-$10.7M |
| RENAISSANCE TECHNOLOGIES LLC | $90.6M | 184,774 | 0.12% | 3q | +88.9%+$42.7M |
| HRT FINANCIAL LP | $90.5M incl. $50.4M options OPT | 184,580 | 0.17% | 2q | +204.6%+$60.8M |
| D. E. Shaw & Co., Inc. | $87.3M incl. $21.9M options CALL+PUT | 133,195 | 0.04% | 8q | +1394.6%+$81.4M |
| TD Asset Management Inc | $85.7M | 174,717 | 0.07% | 4q | +2.8%+$2.4M |
| Russell Investments Group, Ltd. | $85.3M | 175,002 | 0.07% | 31q | -2.0%-$1.7M |
| GROUP ONE TRADING LLC | $84.8M CALL+PUT | options only | 0.12% | 31q | OPTIONS |
| BIT Capital GmbH | $82.8M | 168,866 | 2.45% | new | NEW |
| Walleye Trading LLC | $82.3M CALL+PUT | options only | 0.09% | 31q | OPTIONS |
| PRINCIPAL FINANCIAL GROUP INC | $81.1M | 165,322 | 0.04% | 31q | +5.4%+$4.1M |
| LPL Financial LLC | $80.7M | 164,458 | 0.02% | 31q | +5.4%+$4.2M |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $77.9M | 158,882 | 0.15% | 31q | -7.8%-$6.6M |
| PRUDENTIAL FINANCIAL INC | $77.7M | 158,354 | 0.08% | 31q | -51.4%-$82.1M |
| ENVESTNET ASSET MANAGEMENT INC | $75.2M | 153,397 | 0.02% | 31q | -19.8%-$18.5M |
| NEW YORK STATE COMMON RETIREMENT FUND | $75.0M | 152,786 | 0.09% | 31q | +81.5%+$33.7M |
| SEI INVESTMENTS CO | $70.6M | 144,010 | 0.06% | 31q | -0.5%-$374.3K |
| JUPITER ASSET MANAGEMENT LTD | $69.6M | 141,910 | 0.35% | 4q | +755.8%+$61.5M |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | $67.6M | 137,836 | 0.21% | 31q | -54.3%-$80.3M |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | $65.6M | 133,801 | 0.20% | 6q | -66.4%-$129.9M |
| BANK OF MONTREAL /CAN/ | $65.5M incl. $13.5M options CALL+PUT | 105,944 | 0.02% | 31q | +30.2%+$15.2M |
Showing the largest 100 of 1,242 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-14 | Graff Marc D. | SVP & Chief Financial Officer | Sold | 4,995 | $2.2M |
| 2026-06-01 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.7M |
| 2026-05-15 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.7M |
| 2026-05-15 | Rothenstein David M | SVP and Chief Strategy Officer | Sold | 2,500 | $1.4M |
| 2026-07-01 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.4M |
| 2026-06-15 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.3M |
| 2026-09-23 | NEVENS THOMAS MICHAEL | Director | Sold | 3,738 | $1.3M |
| 2026-08-17 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.3M |
| 2026-07-15 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.2M |
| 2026-07-01 | Phipps Jason | SVP Global Sales and Marketing | Sold | 2,629 | $1.2M |
| 2026-06-15 | Rothenstein David M | SVP and Chief Strategy Officer | Sold | 2,500 | $1.1M |
| 2026-08-03 | SMITH GARY B | President, CEO | Sold | 2,952 | $1.1M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 348 | $1.5B | 4,105,929 | 38 | 113 | 136 | 0.1% |
| Q2 2026 | 1,242 | $68.9B | 132,738,927 | 255 | 459 | 375 | 6.0% |
| Q1 2026 | 1,094 | $53.7B | 134,374,817 | 308 | 310 | 363 | 3.5% |
| Q4 2025 | 862 | $33.4B | 137,558,912 | 211 | 242 | 270 | 3.7% |
| Q3 2025 | 699 | $21.9B | 145,629,703 | 181 | 167 | 254 | 3.2% |
| Q2 2025 | 572 | $11.8B | 141,262,183 | 96 | 184 | 173 | 2.6% |
| Q1 2025 | 557 | $8.6B | 136,445,226 | 96 | 178 | 180 | 3.9% |
| Q4 2024 | 542 | $12.2B | 140,272,715 | 108 | 158 | 164 | 2.9% |
| Q3 2024 | 469 | $9.0B | 143,087,730 | 78 | 145 | 150 | 2.2% |
| Q2 2024 | 455 | $7.0B | 141,711,985 | 56 | 142 | 159 | 1.8% |
| Q1 2024 | 474 | $7.2B | 141,880,430 | 71 | 118 | 185 | 2.9% |
| Q4 2023 | 456 | $6.3B | 137,219,407 | 49 | 129 | 163 | 1.3% |
| Q3 2023 | 470 | $6.5B | 134,800,276 | 60 | 128 | 191 | 1.4% |
| Q2 2023 | 471 | $5.9B | 137,330,111 | 50 | 133 | 174 | 1.2% |
| Q1 2023 | 491 | $7.9B | 147,378,952 | 69 | 162 | 163 | 1.6% |
| Q4 2022 | 466 | $7.3B | 139,220,096 | 82 | 122 | 173 | 2.2% |
| Q3 2022 | 408 | $13.5B | 331,286,408 | 31 | 126 | 165 | 0.9% |
| Q2 2022 | 444 | $34.5B | 753,521,286 | 44 | 162 | 155 | 0.4% |
| Q1 2022 | 484 | $45.4B | 748,249,989 | 64 | 148 | 172 | 0.3% |
| Q4 2021 | 515 | $61.3B | 978,423,084 | 89 | 140 | 161 | 0.8% |
| Q3 2021 | 452 | $47.0B | 1,199,625,254 | 40 | 156 | 140 | 0.7% |
| Q2 2021 | 464 | $51.7B | 1,019,473,593 | 53 | 144 | 170 | 0.7% |
| Q1 2021 | 454 | $41.7B | 758,068,667 | 47 | 157 | 162 | 0.5% |
| Q4 2020 | 461 | $99.0B | 1,865,001,231 | 62 | 149 | 165 | 0.4% |
| Q3 2020 | 462 | $70.6B | 1,772,433,623 | 67 | 157 | 162 | 0.3% |
| Q2 2020 | 481 | $80.2B | 1,476,726,348 | 111 | 143 | 177 | 0.3% |
| Q1 2020 | 410 | $83.9B | 2,102,629,108 | 73 | 145 | 134 | 0.2% |
| Q4 2019 | 411 | $41.2B | 960,049,172 | 62 | 129 | 137 | 0.6% |
| Q3 2019 | 409 | $37.8B | 959,289,663 | 55 | 171 | 127 | 0.5% |
| Q2 2019 | 411 | $87.7B | 2,126,707,497 | 65 | 127 | 152 | 0.3% |
| Q1 2019 | 416 | $77.8B | 2,081,179,113 | 93 | 116 | 141 | 0.2% |
| Q4 2018 | 368 | $81.0B | 2,385,709,615 | 5 | 5 | 7 | 0.2% |
