DaveManuel.com · Institutional Ownership · Who Owns It
SERIES PORTFOLIOS TR (CLOX)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
58
Reporting holders
$127.5M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | $29.5M | 1,150,274 | 16.23% | 7q | HELD |
| LPL Financial LLC | $28.9M | 1,128,511 | 0.01% | 3q | +12.4%+$3.2M |
| Copia Wealth Management | $7.6M | 295,383 | 4.54% | 6q | +13.7%+$911.1K |
| Carmel Capital Partners, LLC | $6.6M | 258,925 | 2.19% | 4q | -32.2%-$3.1M |
| Arax Advisory Partners | $5.0M | 194,788 | 0.03% | 5q | +83.1%+$2.3M |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | $4.6M | 180,564 | 2.71% | new | NEW |
| WESPAC Advisors, LLC | $4.1M | 159,133 | 1.99% | 6q | +166.3%+$2.5M |
| Fortis Group Advisors, LLC | $4.0M | 154,727 | 0.63% | 6q | +6.9%+$254.7K |
| Spectrum Asset Management, Inc. (NB/CA) | $3.2M | 124,361 | 0.88% | 3q | +7.8%+$229.5K |
| PRIMORIS WEALTH ADVISORS, LLC | $2.9M | 114,650 | 1.34% | 4q | +820.9%+$2.6M |
| Inspire Advisors, LLC | $2.3M | 90,044 | 0.16% | 5q | +4.7%+$103.6K |
| WMG Financial Advisors, LLC | $2.2M | 85,397 | 0.82% | 6q | -4.8%-$111.4K |
| Hobbs Group Advisors, LLC | $2.0M | 78,734 | 0.53% | new | NEW |
| Farther Finance Advisors, LLC | $2.0M | 77,964 | 0.02% | 2q | +11.0%+$197.2K |
| Black Swift Group, LLC | $1.6M | 62,250 | 0.23% | 12q | -24.0%-$504.7K |
| Cambridge Investment Research Advisors, Inc. | $1.3M | 51,358 | 0.00% | 2q | +353.2%+$1.0M |
| Valeo Financial Advisors, LLC | $1.3M | 50,000 | 0.03% | 12q | HELD |
| CITADEL ADVISORS LLC | $1.3M | 48,821 | 0.00% | 4q | +84.0%+$570.9K |
| GRIFFIN ASSET MANAGEMENT, INC. | $1.2M | 45,417 | 0.12% | 6q | +82.4%+$525.6K |
| J.W. COLE ADVISORS, INC. | $1.2M | 45,409 | 0.02% | 5q | +1.7%+$19.5K |
| Estate Planners Group, LLC | $1.0M | 40,164 | 0.47% | 3q | +109.0%+$536.5K |
| BANK OF MONTREAL /CAN/ | $966.4K | 37,727 | 0.00% | 2q | +4.9%+$45.4K |
| PRIVATE TRUST CO NA | $811.4K | 31,676 | 0.06% | 3q | +11.3%+$82.5K |
| IHT Wealth Management, LLC | $806.7K | 31,493 | 0.02% | 2q | -3.8%-$31.7K |
| Silverleafe Capital Partners, LLC | $682.9K | 26,660 | 0.19% | 5q | +1.2%+$8.1K |
| Beverly Hills Private Wealth, LLC | $666.5K | 26,019 | 0.13% | 2q | -8.3%-$60.1K |
| NewEdge Advisors, LLC | $636.1K | 24,832 | 0.00% | 5q | +57.8%+$232.9K |
| Prostatis Group LLC | $621.1K | 24,248 | 0.14% | 5q | +0.7%+$4.1K |
| Hilltop Holdings Inc. | $616.9K | 24,085 | 0.05% | new | NEW |
| Rockport Wealth LLC | $600.0K | 23,425 | 0.10% | 4q | -0.7%-$4.5K |
| OneDigital Investment Advisors LLC | $594.9K | 23,226 | 0.01% | new | NEW |
| B. Riley Wealth Advisors, Inc. | $583.0K | 22,767 | 0.03% | 6q | -29.9%-$249.2K |
| Koshinski Asset Management, Inc. | $580.6K | 22,665 | 0.03% | 5q | +64.0%+$226.6K |
| Worth Asset Management, LLC | $536.0K | 20,925 | 0.17% | new | NEW |
| Equitable Holdings, Inc. | $527.7K | 20,600 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $499.8K | 19,511 | 0.00% | 2q | +2.2%+$10.6K |
| HighTower Advisors, LLC | $492.4K | 19,222 | 0.00% | 5q | HELD |
| INSIGNEO ADVISORY SERVICES, LLC | $451.6K | 17,632 | 0.02% | 3q | -1.8%-$8.2K |
| Blue Water Asset Management | $444.4K | 17,351 | 0.14% | 3q | +43.3%+$134.3K |
| Steward Partners Investment Advisory, LLC | $403.9K | 15,768 | 0.00% | 5q | +119.1%+$219.5K |
| Sequoia Financial Advisors, LLC | $325.5K | 12,708 | 0.00% | 9q | +1.2%+$3.9K |
| FOURPATH CAPITAL MANAGEMENT, LLC | $299.3K | 11,685 | 0.04% | 3q | -1.2%-$3.7K |
| ROYAL BANK OF CANADA | $256.0K | 10,000 | 0.00% | 7q | -24.0%-$80.8K |
| Bienville Capital Management, LLC | $250.3K | 9,773 | 0.03% | new | NEW |
| Janney Montgomery Scott LLC | $232.0K | 9,059 | 0.00% | 3q | -83.9%-$1.2M |
| Strait & Sound Wealth Management LLC | $220.6K | 8,612 | 0.08% | 6q | -3.5%-$8.0K |
| TECTONIC ADVISORS LLC | $204.9K | 8,000 | 0.01% | new | NEW |
| MORGAN STANLEY | $203.5K | 7,945 | 0.00% | 2q | +407.7%+$163.4K |
| BELLEVUE ASSET MANAGEMENT, LLC | $119.3K | 4,657 | 0.06% | 2q | HELD |
| Elevated Capital Advisors, LLC | $46.1K | 1,798 | 0.01% | 3q | -69.9%-$107.0K |
| FIFTH THIRD BANCORP | $38.1K | 1,487 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $32.0K | 1,250 | 0.00% | 6q | HELD |
| OSAIC HOLDINGS, INC. | $30.6K | 1,195 | 0.00% | 3q | HELD |
| UBS Group AG | $11.8K | 461 | 0.00% | new | NEW |
| Rossby Financial, LCC | $3.3K | 128 | 0.00% | 6q | HELD |
| SHP Wealth Management | $2.7K | 105 | 0.00% | 3q | HELD |
| Quest 10 Wealth Builders, Inc. | $2.0K | 77 | 0.00% | 7q | -11.5% |
| Spurstone Advisory Services, LLC | $333 | 13 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $34.1M | 1,332,407 | 5 | 3 | 8 | 0.0% |
| Q2 2026 | 58 | $127.5M | 4,975,659 | 9 | 25 | 14 | 0.0% |
| Q1 2026 | 53 | $108.4M | 4,239,620 | 10 | 23 | 13 | 0.0% |
| Q4 2025 | 55 | $148.4M | 5,817,551 | 12 | 12 | 17 | 0.0% |
| Q3 2025 | 46 | $99.6M | 3,894,491 | 10 | 15 | 11 | 0.0% |
| Q2 2025 | 46 | $97.8M | 3,820,810 | 19 | 11 | 3 | 0.0% |
| Q1 2025 | 33 | $93.9M | 3,679,689 | 18 | 2 | 7 | 0.0% |
| Q4 2024 | 23 | $70.3M | 2,759,466 | 4 | 4 | 8 | 0.0% |
| Q3 2024 | 25 | $55.9M | 2,186,367 | 8 | 12 | 2 | 0.0% |
| Q2 2024 | 23 | $44.9M | 1,756,705 | 5 | 11 | 5 | 0.0% |
| Q1 2024 | 19 | $42.7M | 1,672,902 | 6 | 7 | 4 | 0.0% |
| Q4 2023 | 18 | $44.8M | 1,769,317 | 9 | 5 | 3 | 0.0% |
| Q3 2023 | 12 | $28.0M | 1,104,429 | 12 | 0 | 0 | 0.0% |