DaveManuel.com · Institutional Ownership · Who Owns It
SERIES PORTFOLIOS TR (CLOZ)
Institutional ownership reported to the SEC as of Q2 2026, across 15 quarters.
95
Reporting holders
$391.7M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arax Advisory Partners | $57.8M | 2,188,929 | 0.38% | 5q | +44.6%+$17.8M |
| MORGAN STANLEY | $49.4M | 1,870,670 | 0.00% | 14q | +15.4%+$6.6M |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | $42.9M | 1,625,576 | 23.66% | 7q | HELD |
| Focus Partners Wealth | $39.2M | 1,481,838 | 0.04% | 3q | +9.1%+$3.3M |
| Estate Planners Group, LLC | $20.4M | 772,217 | 9.23% | 3q | +2.1%+$424.1K |
| Guardian Financial Partners, LLC | $20.4M | 770,855 | 7.93% | 12q | +5.7%+$1.1M |
| Atria Investments, Inc | $17.9M | 677,733 | 0.18% | 8q | +266.8%+$13.0M |
| Mariner, LLC | $17.0M | 642,610 | 0.02% | 8q | +246.3%+$12.1M |
| LPL Financial LLC | $9.6M | 365,239 | 0.00% | 3q | +570.9%+$8.2M |
| Sound Income Strategies, LLC | $8.7M | 330,517 | 0.39% | 6q | +22.5%+$1.6M |
| Gradient Investments LLC | $8.0M | 302,753 | 0.11% | 11q | +2.9%+$226.2K |
| STIFEL FINANCIAL CORP | $6.0M | 225,787 | 0.00% | 5q | -2.3%-$140.8K |
| Inspire Advisors, LLC | $5.3M | 200,146 | 0.37% | 4q | +313.5%+$4.0M |
| BARCLAYS PLC | $5.1M | 194,400 | 0.00% | 2q | +2.3%+$116.2K |
| Copia Wealth Management | $4.9M | 187,206 | 2.97% | 6q | +15.8%+$673.7K |
| Navis Wealth Advisors, LLC | $4.7M | 179,436 | 1.80% | new | NEW |
| Sowell Financial Services LLC | $4.2M | 158,003 | 0.14% | 6q | +1.3%+$52.0K |
| ENVESTNET ASSET MANAGEMENT INC | $4.1M | 156,040 | 0.00% | 11q | +50.6%+$1.4M |
| WESPAC Advisors, LLC | $4.0M | 151,934 | 1.96% | new | NEW |
| CWC Advisors, LLC. | $3.8M | 142,226 | 1.67% | 6q | -0.9%-$34.6K |
| Ethos Financial Group, LLC | $3.4M | 127,418 | 0.22% | 7q | +5.6%+$177.0K |
| Valeo Financial Advisors, LLC | $3.3M | 123,764 | 0.07% | 12q | HELD |
| Cedar Wealth Management, LLC | $3.1M | 118,734 | 0.81% | 6q | +2.6%+$78.0K |
| BASSO CAPITAL MANAGEMENT, L.P. | $3.1M | 116,451 | 0.66% | 5q | +164.3%+$1.9M |
| Client First Investment Management LLC | $3.0M | 112,467 | 1.25% | new | NEW |
| Impact Partnership Wealth, LLC | $2.9M | 110,679 | 0.28% | 5q | +30.7%+$687.7K |
| Farther Finance Advisors, LLC | $2.7M | 102,958 | 0.02% | 4q | +1.9%+$49.4K |
| PRIMORIS WEALTH ADVISORS, LLC | $2.4M | 92,450 | 1.11% | 6q | +79.7%+$1.1M |
| UBS Group AG | $2.2M | 82,863 | 0.00% | 10q | -2.5%-$55.5K |
| INSIGNEO ADVISORY SERVICES, LLC | $2.2M | 82,276 | 0.08% | new | NEW |
| Nuveen, LLC | $2.1M | 78,589 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $2.0M | 74,396 | 0.01% | 5q | -51.5%-$2.1M |
| BANK OF MONTREAL /CAN/ | $2.0M | 74,941 | 0.00% | new | NEW |
| SEAVIEW INVESTMENT MANAGERS LLC | $1.5M | 56,757 | 0.45% | 6q | +32.3%+$366.4K |
| Hilltop Holdings Inc. | $1.3M | 48,395 | 0.10% | 6q | -5.4%-$72.8K |
| Knott David M Jr | $1.3M | 47,807 | 0.67% | 12q | HELD |
| Rockport Wealth LLC | $1.2M | 46,861 | 0.21% | 6q | +6.9%+$79.4K |
| Maridea Wealth Management LLC | $1.1M | 40,285 | 0.12% | 4q | -4.2%-$46.4K |
| Brucke Financial, Inc. | $1.0M | 39,422 | 0.46% | 3q | +82.5%+$470.7K |
| GOLDMAN SACHS GROUP INC | $911.1K | 34,486 | 0.00% | new | NEW |
| Ausdal Financial Partners, Inc. | $809.5K | 30,641 | 0.03% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $752.0K | 28,452 | 0.00% | 6q | +38.9%+$210.8K |
| GRIFFIN ASSET MANAGEMENT, INC. | $734.8K | 27,813 | 0.08% | new | NEW |
| LAUREL OAK WEALTH MANAGEMENT, LLC | $711.3K | 26,924 | 0.10% | 3q | -26.2%-$252.9K |
| Advyzon Investment Management, LLC | $683.6K | 25,874 | 0.05% | new | NEW |
| Almanack Investment Partners, LLC. | $665.8K | 25,199 | 0.08% | 9q | -29.8%-$283.2K |
| Nordwand Advisors, LLC | $597.1K | 22,600 | 0.09% | 10q | HELD |
| Gladstone Institutional Advisory LLC | $581.9K | 22,026 | 0.02% | 6q | -11.0%-$71.7K |
| OSAIC HOLDINGS, INC. | $572.0K | 21,647 | 0.00% | 10q | +94017.4%+$571.4K |
| MGO ONE SEVEN LLC | $480.7K | 18,194 | 0.01% | 8q | -23.2%-$145.6K |
| Darden Wealth Group Inc | $460.4K | 17,428 | 0.18% | 5q | +29.4%+$104.6K |
| Integrated Wealth Concepts LLC | $421.4K | 15,951 | 0.00% | 3q | HELD |
| MML INVESTORS SERVICES, LLC | $409.9K | 15,514 | 0.00% | 4q | +27.1%+$87.3K |
| Strait & Sound Wealth Management LLC | $398.8K | 15,095 | 0.14% | 2q | +37.0%+$107.6K |
| Capital Advisor Network LLC | $389.4K | 14,737 | 0.49% | 2q | +243.4%+$276.0K |
| Tactive Advisors, LLC | $374.2K | 14,164 | 0.09% | 5q | +4.8%+$17.3K |
| Resolute Wealth Strategies, LLC | $360.9K | 13,661 | 0.14% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $346.4K | 13,113 | 0.01% | new | NEW |
| MATHER GROUP, LLC. | $345.5K | 13,078 | 0.00% | 2q | -33.2%-$171.4K |
| PRIVATE TRUST CO NA | $340.7K | 12,894 | 0.03% | new | NEW |
| Brookstone Capital Management | $340.5K | 12,889 | 0.00% | 9q | +0.6%+$2.1K |
| Sequoia Financial Advisors, LLC | $340.2K | 12,876 | 0.00% | 9q | +1.7%+$5.8K |
| Prostatis Group LLC | $329.8K | 12,484 | 0.08% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $322.5K | 12,205 | 0.00% | 6q | -8.1%-$28.3K |
| HighTower Advisors, LLC | $307.7K | 11,645 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $291.3K | 11,025 | 0.08% | 8q | -4.2%-$12.7K |
| HARBOUR INVESTMENTS, INC. | $286.0K | 10,827 | 0.00% | 9q | HELD |
| Brookwood Investment Group LLC | $280.2K | 10,607 | 0.03% | new | NEW |
| Sovereign Financial Group, Inc. | $277.7K | 10,510 | 0.04% | new | NEW |
| KINTRA WEALTH, LLC | $274.0K | 10,409 | 0.01% | new | NEW |
| WMG Financial Advisors, LLC | $264.2K | 10,000 | 0.10% | 6q | -26.9%-$97.2K |
| Wealthspire Advisors, LLC | $256.6K | 9,714 | 0.00% | 5q | -24.8%-$84.8K |
| Verity Asset Management, Inc. | $256.5K | 9,708 | 0.10% | 6q | HELD |
| BALDWIN WEALTH PARTNERS LLC/MA | $240.4K | 9,098 | 0.02% | 8q | -37.0%-$141.1K |
| Kingsview Wealth Management, LLC | $228.1K | 8,632 | 0.00% | new | NEW |
| Crestwood Advisors Group, LLC | $200.5K | 7,590 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $200.0K | 7,576 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $124.0K | 4,700 | 0.00% | 7q | -74.3%-$359.2K |
| Steward Partners Investment Advisory, LLC | $86.8K | 3,285 | 0.00% | 5q | HELD |
| NewEdge Advisors, LLC | $77.4K | 2,929 | 0.00% | 2q | +1364.5%+$72.1K |
| BI Asset Management Fondsmaeglerselskab A/S | $52.0K | 1,960 | 0.00% | 10q | -89.2%-$429.3K |
| Allworth Financial LP | $44.9K | 1,700 | 0.00% | 5q | HELD |
| NFSG Corp | $41.1K | 1,554 | 0.01% | 6q | -7.4%-$3.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $32.1K | 1,216 | 0.00% | new | NEW |
| BFC Planning, Inc. | $16.4K | 622 | 0.00% | 6q | +1.8% |
| Reyes Financial Architecture, Inc. | $6.6K | 250 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $5.3K | 200 | 0.00% | new | NEW |
| Triumph Capital Management | $4.8K | 181 | 0.00% | 3q | +20.7% |
| High Point Wealth Management, LLC | $4.0K | 153 | 0.00% | 3q | +2.0% |
| SHP Wealth Management | $2.7K | 101 | 0.00% | 3q | HELD |
| ASSETMARK, INC | $1.7K | 64 | 0.00% | 8q | -78.7%-$6.2K |
| Spurstone Advisory Services, LLC | $370 | 14 | 0.01% | 6q | HELD |
| WELLS FARGO & COMPANY/MN | $179 | 7 | 0.00% | 4q | +600.0% |
| FMR LLC | $53 | 2 | 0.00% | new | NEW |
| Ball & Co Wealth Management Inc. | $0 | none filed | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 29 | $85.2M | 3,241,042 | 7 | 7 | 8 | 0.0% |
| Q2 2026 | 95 | $391.7M | 14,827,852 | 25 | 38 | 20 | 0.0% |
| Q1 2026 | 89 | $307.0M | 11,966,869 | 11 | 27 | 35 | 0.0% |
| Q4 2025 | 109 | $397.7M | 15,107,656 | 18 | 37 | 35 | 0.0% |
| Q3 2025 | 99 | $386.2M | 14,376,211 | 24 | 43 | 17 | 0.0% |
| Q2 2025 | 86 | $328.7M | 12,291,773 | 22 | 25 | 22 | 0.0% |
| Q1 2025 | 88 | $325.3M | 12,244,718 | 37 | 18 | 17 | 0.0% |
| Q4 2024 | 62 | $256.5M | 9,516,959 | 17 | 25 | 9 | 0.0% |
| Q3 2024 | 55 | $268.6M | 9,992,238 | 23 | 18 | 5 | 0.0% |
| Q2 2024 | 45 | $216.6M | 8,039,133 | 21 | 15 | 4 | 0.0% |
| Q1 2024 | 24 | $156.0M | 5,821,154 | 9 | 10 | 3 | 0.0% |
| Q4 2023 | 20 | $140.8M | 5,314,932 | 7 | 9 | 2 | 0.0% |
| Q3 2023 | 12 | $66.2M | 2,532,917 | 9 | 1 | 1 | 0.0% |
| Q2 2023 | 5 | $55.7M | 2,193,064 | 0 | 2 | 1 | 0.0% |
| Q1 2023 | 9 | $66.3M | 2,632,891 | 9 | 0 | 0 | 0.0% |