CAPITAL ONE FINL CORP (COF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Institutions report 538,105,706 shares against 613,484,836 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $10.2B | 51,054,869 | 0.15% | 8q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $8.2B | 40,646,052 | 0.17% | 2q | HELD |
| STATE STREET CORP | $5.6B | 27,797,298 | 0.16% | 31q | +0.9%+$48.8M |
| JPMORGAN CHASE & CO | $3.6B | 17,785,818 | 0.20% | 31q | +2.5%+$87.0M |
| GEODE CAPITAL MANAGEMENT, LLC | $2.9B | 14,360,681 | 0.15% | 31q | HELD |
| FRANKLIN RESOURCES INC | $2.7B | 13,440,351 | 0.58% | 31q | -2.1%-$57.8M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $2.6B | 12,800,697 | 0.12% | 2q | +7.8%+$184.9M |
| HARRIS ASSOCIATES L P | $2.3B | 11,492,010 | 3.06% | 31q | +11.0%+$227.6M |
| FMR LLC | $2.2B | 11,130,538 | 0.10% | 31q | -11.4%-$286.9M |
| NORGES BANK | $2.0B | 9,978,148 | 0.20% | 32q | +15.7%+$271.9M |
| Dodge & Cox | $1.8B | 9,117,926 | 0.96% | 31q | +3.9%+$68.8M |
| MORGAN STANLEY | $1.8B | 8,768,807 | 0.09% | 35q | -1.8%-$32.4M |
| GOLDMAN SACHS GROUP INC | $1.7B incl. $18.0M options CALL+PUT | 8,496,306 | 0.15% | 31q | +6.4%+$103.4M |
| Davis Selected Advisers | $1.7B | 8,270,946 | 7.13% | 31q | -3.1%-$53.9M |
| Invesco Ltd. | $1.5B | 7,416,162 | 0.12% | 31q | +12.9%+$170.5M |
| Capital World Investors | $1.5B | 7,371,325 | 0.17% | 31q | -59.3%-$2.2B |
| BANK OF AMERICA CORP /DE/ | $1.4B | 7,154,376 | 0.09% | 31q | +6.1%+$83.1M |
| WELLINGTON MANAGEMENT GROUP LLP | $1.4B | 7,108,112 | 0.25% | 31q | +36.2%+$378.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.3B | 6,524,225 | 0.24% | 31q | -5.9%-$82.6M |
| Aristotle Capital Management, LLC | $1.3B | 6,400,144 | 2.69% | 33q | -5.2%-$70.3M |
| EAGLE CAPITAL MANAGEMENT LLC | $1.3B | 6,397,170 | 3.92% | 24q | -2.6%-$34.0M |
| NORTHERN TRUST CORP | $1.2B | 6,159,991 | 0.14% | 31q | -3.8%-$48.4M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.2B | 6,030,779 | 0.12% | 31q | +98.4%+$599.9M |
| Bank of New York Mellon Corp | $1.1B | 5,621,240 | 0.19% | 31q | +3.5%+$37.6M |
| AQR CAPITAL MANAGEMENT LLC | $1.1B | 5,271,438 | 0.37% | 31q | +45.9%+$332.6M |
| D. E. Shaw & Co., Inc. | $971.7M incl. $53.0M options CALL+PUT | 4,579,708 | 0.46% | 31q | +93.8%+$470.4M |
| PZENA INVESTMENT MANAGEMENT LLC | $921.6M | 4,593,920 | 2.71% | 31q | HELD |
| Fisher Asset Management, LLC | $905.9M | 4,515,704 | 0.27% | 31q | -31.4%-$414.4M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $865.2M | 4,312,586 | 0.12% | 31q | +1.1%+$9.7M |
| UBS Group AG | $842.8M incl. $77.2M options CALL+PUT | 3,816,146 | 0.11% | 31q | +42.7%+$252.3M |
| Boston Partners | $821.6M | 4,089,786 | 0.73% | 5q | +69.4%+$336.5M |
| DIMENSIONAL FUND ADVISORS LP | $743.1M | 3,703,679 | 0.13% | 31q | HELD |
| Amundi | $713.8M | 3,558,138 | 0.17% | 21q | +16.0%+$98.5M |
| VANGUARD FIDUCIARY TRUST CO | $701.0M | 3,494,414 | 0.15% | 2q | -0.6%-$4.0M |
| CITADEL ADVISORS LLC | $699.0M incl. $285.8M options CALL+PUT | 2,059,363 | 0.08% | 31q | +47.5%+$225.1M |
| Nuveen, LLC | $684.3M | 3,410,820 | 0.16% | 6q | +38.1%+$188.8M |
| Legal & General Group Plc | $681.0M | 3,394,391 | 0.14% | 31q | -15.3%-$122.7M |
| JANE STREET GROUP, LLC | $645.9M incl. $410.0M options CALL+PUT | 1,176,327 | 0.05% | 31q | +359.3%+$505.3M |
| Berkshire Hathaway Inc | $601.9M | 3,000,000 | 0.20% | 14q | -58.0%-$832.6M |
| Capital International Investors | $573.8M | 2,859,456 | 0.12% | 8q | +2.7%+$15.2M |
| Newport Trust Company, LLC | $528.4M | 2,633,720 | 1.27% | 31q | HELD |
| BARCLAYS PLC | $527.5M | 2,629,547 | 0.10% | 31q | -16.3%-$102.5M |
| Point72 Asset Management, L.P. | $515.0M incl. $7.6M options CALL+PUT | 2,529,289 | 0.57% | 14q | +53.4%+$179.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $514.6M incl. $446.7M options CALL+PUT | 338,413 | 0.04% | 31q | +31.1%+$122.0M |
| BESSEMER GROUP INC | $494.5M | 2,464,698 | 0.68% | 31q | +13.6%+$59.3M |
| ALLIANCEBERNSTEIN L.P. | $486.5M | 2,666,701 | 0.16% | 31q | +11.3%+$49.4M |
| CANADA PENSION PLAN INVESTMENT BOARD | $482.7M | 2,406,131 | 0.27% | 31q | -10.8%-$58.3M |
| Clearbridge Investments, LLC | $475.4M | 2,369,725 | 0.39% | 31q | +0.7%+$3.3M |
| ROYAL BANK OF CANADA | $472.1M incl. $1.8M options PUT | 2,344,582 | 0.07% | 31q | -29.6%-$198.2M |
| Jupiter Topco LLC | $464.3M | 2,314,665 | 0.19% | new | FIRST |
| DEUTSCHE BANK AG\ | $443.7M | 2,211,506 | 0.13% | 34q | -6.5%-$30.7M |
| AMERIPRISE FINANCIAL INC | $438.9M | 2,186,930 | 0.09% | 31q | -11.5%-$57.2M |
| HSBC HOLDINGS PLC | $418.6M incl. $10.8M options CALL+PUT | 2,031,811 | 0.17% | 31q | +2.5%+$10.3M |
| MILLENNIUM MANAGEMENT LLC | $392.9M incl. $47.7M options CALL+PUT | 1,720,453 | 0.14% | 31q | +24.4%+$77.0M |
| Ruane, Cunniff & Goldfarb L.P. | $392.4M | 1,956,084 | 6.11% | 16q | -3.1%-$12.4M |
| W1M Asset Management Ltd | $368.7M | 1,838,344 | 3.38% | 4q | +18.6%+$57.7M |
| Qube Research & Technologies Ltd | $354.4M incl. $25.5M options CALL+PUT | 1,639,402 | 0.33% | 12q | -24.4%-$114.3M |
| Swiss National Bank | $338.5M | 1,687,316 | 0.18% | 13q | -9.6%-$35.8M |
| ENVESTNET ASSET MANAGEMENT INC | $321.8M | 1,603,895 | 0.08% | 31q | +1.4%+$4.4M |
| Assenagon Asset Management S.A. | $319.8M | 1,594,096 | 0.20% | 23q | +49.5%+$105.9M |
| Sessa Capital IM, L.P. | $312.6M | 1,558,233 | 5.23% | 5q | HELD |
| Mitsubishi UFJ Asset Management Co., Ltd. | $299.8M | 1,494,454 | 0.17% | 31q | +4.7%+$13.5M |
| National Pension Service | $295.4M | 1,472,473 | 0.19% | 31q | +1.6%+$4.7M |
| Diamond Hill Capital Management, LLC (Investment Advisor) | $290.9M | 1,449,993 | 2.33% | 6q | -28.2%-$114.3M |
| Holocene Advisors, LP | $281.6M | 1,403,424 | 0.63% | 9q | +713.1%+$246.9M |
| WELLS FARGO & COMPANY/MN | $281.2M incl. $702.2K options PUT | 1,398,276 | 0.05% | 31q | -11.3%-$35.9M |
| RAYMOND JAMES FINANCIAL INC | $280.8M | 1,399,472 | 0.08% | 7q | +10.6%+$26.9M |
| MAVERICK CAPITAL LTD | $277.8M | 1,384,692 | 2.45% | 6q | +10.9%+$27.3M |
| Sumitomo Mitsui Trust Group, Inc. | $276.6M | 1,378,727 | 0.16% | 31q | -4.6%-$13.3M |
| Vanguard Global Advisers, LLC | $275.3M | 1,372,071 | 0.13% | 2q | -1.7%-$4.6M |
| Russell Investments Group, Ltd. | $271.9M | 1,354,245 | 0.24% | 31q | +11.6%+$28.4M |
| TWO SIGMA INVESTMENTS, LP | $270.9M incl. $1.5M options CALL+PUT | 1,342,795 | 0.20% | 16q | +1837.3%+$256.9M |
| NEUBERGER BERMAN GROUP LLC | $268.0M | 1,334,600 | 0.18% | 31q | +7.4%+$18.5M |
| Ribbit Management Company, LLC | $266.9M | 1,330,289 | 13.00% | new | NEW |
| Meritage Group LP | $265.1M | 1,321,428 | 10.22% | 7q | +0.6%+$1.7M |
| Tidal Investments LLC | $257.4M incl. $40.8M options CALL | 1,079,689 | 0.45% | 22q | +22.4%+$47.0M |
| BNP PARIBAS FINANCIAL MARKETS | $249.3M incl. $64.7M options CALL+PUT | 920,153 | 0.09% | 31q | -27.3%-$93.8M |
| VANGUARD ASSET MANAGEMENT, Ltd | $241.2M | 1,202,172 | 0.16% | 2q | +11.9%+$25.6M |
| SEI INVESTMENTS CO | $237.8M | 1,185,218 | 0.21% | 31q | +4.6%+$10.5M |
| California Public Employees Retirement System | $234.4M | 1,168,304 | 0.13% | 31q | +4.9%+$10.8M |
| Artisan Partners Limited Partnership | $223.7M | 1,115,283 | 0.35% | 5q | -17.1%-$46.1M |
| RHUMBLINE ADVISERS | $223.3M | 1,113,275 | 0.17% | 31q | -2.1%-$4.8M |
| D1 Capital Partners L.P. | $219.4M | 1,093,438 | 0.63% | 7q | -2.1%-$4.7M |
| BANK OF MONTREAL /CAN/ | $218.5M | 1,088,879 | 0.07% | 31q | +55.4%+$77.9M |
| Thrivent Financial for Lutherans | $216.3M | 1,077,942 | 0.36% | 31q | +3.6%+$7.6M |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | $212.9M | 1,061,214 | 0.65% | 5q | -8.5%-$19.8M |
| KBC Group NV | $203.6M | 1,014,915 | 0.44% | 31q | -3.3%-$6.9M |
| Ensign Peak Advisors, Inc | $201.1M | 1,002,344 | 0.33% | 27q | +3.8%+$7.3M |
| Brave Warrior Advisors, LLC | $198.4M | 988,973 | 4.32% | 7q | -1.5%-$3.1M |
| MARSHALL WACE, LLP | $194.4M | 969,079 | 0.15% | 11q | -37.6%-$117.0M |
| ANTIPODES PARTNERS Ltd | $194.1M | 967,575 | 3.56% | 16q | +29.6%+$44.3M |
| Rokos Capital Management LLP | $192.5M CALL | options only | 0.72% | new | OPTIONS |
| Eurizon Capital SGR S.p.A. | $187.2M | 931,293 | 0.50% | 3q | +180.7%+$120.5M |
| Squarepoint Ops LLC | $182.8M incl. $29.4M options CALL+PUT | 764,912 | 0.20% | 23q | +338.5%+$141.1M |
| Balyasny Asset Management L.P. | $180.6M incl. $55.2M options CALL+PUT | 624,899 | 0.23% | 18q | +315.9%+$137.1M |
| Khrom Capital Management LLC | $178.0M | 887,221 | 14.91% | 2q | +8.2%+$13.5M |
| Avantyr Capital Partners, LP | $173.8M | 866,466 | 6.40% | 3q | +41.1%+$50.6M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $172.7M | 860,668 | 0.16% | 31q | -7.2%-$13.4M |
| PointState Capital LP | $171.3M | 854,060 | 2.19% | 7q | +25.2%+$34.5M |
| 59 North Capital Management, LP | $165.5M | 825,152 | 3.68% | new | NEW |
Showing the largest 100 of 2,147 reported holders.
Q2 2026 in brief
In Q2 2026, 2,147 managers that file Form 13F reported holding Capital One Finl Corp (COF), $109.9B in all, or about 88% of the shares outstanding. 231 managers opened a position and 177 sold out completely, against 2,093 holders the quarter before. Largest holders: Blackrock, Inc., Vanguard Capital Management Llc and State Street Corp. Largest new positions: Ribbit Management Company, Llc ($266.9M), Rokos Capital Management Llp ($192.5M) and 59 North Capital Management, Lp ($165.5M).
Q2 2026 is the latest quarter whose 13F deadline has passed. A 13F shows long US stock positions at quarter end, filed up to 45 days later; an adviser and a sub-adviser can both report the same shares.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-01 | 2026-09-01 | Charter or bylaws amended | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-27 | FAIRBANK RICHARD D | Chairman and CEO | Sold | 90,743 | $18.4M ×3 |
| 2026-07-31 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sold | 9,726 | $2.0M ×3 |
| 2026-08-10 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Sold | 5,473 | $1.2M |
| 2026-08-04 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $767.7K |
| 2026-09-01 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $749.4K |
| 2026-07-29 | Golden Timothy P | SVP, Chief Accounting Officer | Sold | 3,487 | $735.8K |
| 2026-07-07 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $728.0K |
| 2026-10-06 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $686.8K |
| 2026-05-12 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $643.8K |
| 2026-06-02 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $641.8K |
| 2026-08-17 | Dean Lia | Pres, Banking & Prem. Products | Sold | 2,193 | $494.6K ×2 |
| 2026-08-17 | Karam Celia | Pres, Retail Bank | Sold | 1,888 | $425.8K ×2 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 763 | $3.1B | 16,184,147 | 42 | 278 | 239 | 0.0% |
| Q2 2026 | 2,147 | $109.9B | 538,105,706 | 206 | 764 | 727 | 1.8% |
| Q1 2026 | 2,093 | $98.7B | 528,332,721 | 161 | 732 | 780 | 2.3% |
| Q4 2025 | 2,230 | $136.6B | 551,459,809 | 226 | 738 | 682 | 2.2% |
| Q3 2025 | 2,018 | $122.3B | 564,074,297 | 162 | 741 | 594 | 1.9% |
| Q2 2025 | 1,978 | $121.9B | 561,730,635 | 619 | 1,000 | 176 | 2.0% |
| Q1 2025 | 1,422 | $68.8B | 366,641,096 | 162 | 479 | 451 | 4.1% |
| Q4 2024 | 1,377 | $66.1B | 360,450,393 | 157 | 423 | 439 | 2.8% |
| Q3 2024 | 1,240 | $54.9B | 356,904,708 | 116 | 402 | 398 | 2.5% |
| Q2 2024 | 1,206 | $50.3B | 354,974,019 | 107 | 414 | 387 | 2.2% |
| Q1 2024 | 1,181 | $55.8B | 366,614,419 | 115 | 374 | 388 | 2.3% |
| Q4 2023 | 1,159 | $48.3B | 353,084,782 | 150 | 348 | 380 | 4.1% |
| Q3 2023 | 1,021 | $34.4B | 343,364,983 | 79 | 289 | 374 | 3.0% |
| Q2 2023 | 1,034 | $39.1B | 347,955,710 | 100 | 316 | 380 | 2.8% |
| Q1 2023 | 1,015 | $34.6B | 349,429,999 | 93 | 344 | 342 | 3.0% |
| Q4 2022 | 1,035 | $32.5B | 341,378,754 | 93 | 295 | 393 | 2.3% |
| Q3 2022 | 981 | $105.8B | 1,136,323,836 | 74 | 307 | 381 | 0.9% |
| Q2 2022 | 1,017 | $88.9B | 834,645,952 | 73 | 347 | 370 | 2.1% |
| Q1 2022 | 1,080 | $121.2B | 906,278,187 | 81 | 377 | 388 | 1.8% |
| Q4 2021 | 1,130 | $100.8B | 685,087,951 | 84 | 355 | 400 | 1.5% |
| Q3 2021 | 1,101 | $132.7B | 810,724,604 | 84 | 354 | 412 | 1.1% |
| Q2 2021 | 1,114 | $106.0B | 678,675,091 | 158 | 351 | 367 | 1.0% |
| Q1 2021 | 1,010 | $86.0B | 668,801,284 | 163 | 297 | 351 | 1.1% |
| Q4 2020 | 919 | $74.3B | 1,167,596,136 | 141 | 256 | 297 | 1.6% |
| Q3 2020 | 814 | $51.0B | 1,453,158,354 | 65 | 221 | 353 | 1.8% |
| Q2 2020 | 843 | $44.1B | 1,174,208,362 | 91 | 242 | 368 | 1.8% |
| Q1 2020 | 856 | $48.2B | 1,253,966,196 | 73 | 283 | 360 | 0.8% |
| Q4 2019 | 960 | $77.7B | 913,671,481 | 76 | 261 | 354 | 1.0% |
| Q3 2019 | 904 | $74.7B | 1,082,530,530 | 64 | 278 | 336 | 0.8% |
| Q2 2019 | 914 | $69.6B | 957,778,846 | 81 | 302 | 326 | 1.1% |
| Q1 2019 | 904 | $65.5B | 1,335,328,029 | 68 | 305 | 335 | 0.5% |
| Q4 2018 | 923 | $70.4B | 1,298,460,580 | 11 | 18 | 15 | 0.6% |