DaveManuel.com · Institutional Ownership · Who Owns It
NYLIM ACTIVE ETF TR (CPLB)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
17
Reporting holders
$321.6M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| New York Life Investment Management LLC | $277.2M | 13,263,659 | 1.94% | 18q | +2.9%+$7.9M |
| MORGAN STANLEY | $17.8M | 851,142 | 0.00% | 6q | +78.0%+$7.8M |
| ENVESTNET ASSET MANAGEMENT INC | $10.3M | 490,739 | 0.00% | 7q | +14.7%+$1.3M |
| Cambridge Investment Research Advisors, Inc. | $8.6M | 411,618 | 0.01% | new | NEW |
| Fortis Group Advisors, LLC | $1.8M | 85,904 | 0.29% | 4q | +30.0%+$414.6K |
| Prosperity Financial Group, Inc. | $1.2M | 55,616 | 0.36% | 6q | +4.7%+$52.0K |
| &PARTNERS | $1.2M | 55,091 | 0.00% | new | NEW |
| Cetera Investment Advisers | $895.1K | 42,827 | 0.00% | 2q | +346.2%+$694.5K |
| Keudell/Morrison Wealth Management | $662.0K | 31,674 | 0.13% | 13q | +7.8%+$47.6K |
| JANE STREET GROUP, LLC | $619.3K | 29,633 | 0.00% | 6q | +99.3%+$308.6K |
| Stratos Wealth Partners, LTD. | $526.7K | 25,200 | 0.01% | 2q | +45.2%+$164.1K |
| Orion Porfolio Solutions, LLC | $313.8K | 15,014 | 0.00% | 10q | -17.9%-$68.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $304.3K | 14,560 | 0.00% | 3q | -47.9%-$279.4K |
| OSAIC HOLDINGS, INC. | $302.0K | 14,406 | 0.00% | 5q | +307.9%+$227.9K |
| ROYAL BANK OF CANADA | $37.0K | 1,761 | 0.00% | new | NEW |
| UBS Group AG | $4.6K | 222 | 0.00% | 2q | +788.0%+$4.1K |
| Silver Grove Financial Group, Inc. | $3.8K | 181 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $7.1M | 354,591 | 2 | 1 | 0 | 0.0% |
| Q2 2026 | 17 | $321.6M | 15,389,247 | 4 | 11 | 2 | 0.0% |
| Q1 2026 | 16 | $296.2M | 14,118,700 | 5 | 6 | 5 | 0.0% |
| Q4 2025 | 12 | $288.1M | 13,570,610 | 1 | 5 | 4 | 0.0% |
| Q3 2025 | 13 | $287.9M | 13,462,847 | 3 | 4 | 6 | 0.0% |
| Q2 2025 | 12 | $288.5M | 13,530,341 | 3 | 5 | 4 | 0.0% |
| Q1 2025 | 10 | $280.2M | 13,188,700 | 4 | 5 | 1 | 0.0% |
| Q4 2024 | 8 | $299.7M | 14,404,739 | 2 | 2 | 4 | 0.0% |
| Q3 2024 | 9 | $165.8M | 7,621,953 | 0 | 0 | 7 | 0.0% |
| Q2 2024 | 10 | $165.5M | 7,920,969 | 5 | 4 | 1 | 0.0% |
| Q1 2024 | 5 | $213.7M | 10,176,482 | 2 | 1 | 2 | 0.0% |
| Q4 2023 | 5 | $225.3M | 10,692,265 | 2 | 1 | 2 | 0.0% |
| Q3 2023 | 3 | $228.5M | 11,424,618 | 0 | 3 | 0 | 0.0% |
| Q2 2023 | 4 | $236.0M | 11,341,573 | 0 | 1 | 3 | 0.0% |
| Q1 2023 | 5 | $251.4M | 11,882,116 | 2 | 2 | 1 | 0.0% |
| Q4 2022 | 3 | $246.4M | 11,933,399 | 1 | 2 | 0 | 0.0% |
| Q3 2022 | 2 | $178.4M | 8,660,979 | 0 | 2 | 0 | 0.0% |
| Q2 2022 | 3 | $176.9M | 8,116,612 | 0 | 2 | 1 | 0.0% |
| Q1 2022 | 3 | $62.9M | 2,692,333 | 1 | 1 | 1 | 0.0% |
| Q4 2021 | 3 | $26.1M | 1,051,073 | 0 | 0 | 1 | 0.0% |
| Q3 2021 | 3 | $26.3M | 1,053,131 | 2 | 1 | 0 | 0.0% |
| Q2 2021 | 1 | $20.0M | 800,000 | 1 | 0 | 0 | 0.0% |