DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (CTA)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
251
Reporting holders
$1.0B
Reported value
0.0%
Calls
0.1%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $134.1M | 5,171,126 | 0.01% | 10q | +15.7%+$18.2M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $75.4M | 3,099,211 | 0.13% | 10q | +47.2%+$24.2M |
| CITIGROUP INC | $55.0M | 2,121,200 | 0.02% | 3q | +57.6%+$20.1M |
| Boothe Investment Group, Inc. | $45.2M | 1,741,958 | 14.24% | 5q | HELD |
| LPL Financial LLC | $38.3M | 1,475,530 | 0.01% | 14q | +40.0%+$10.9M |
| ENVESTNET ASSET MANAGEMENT INC | $30.1M | 1,160,469 | 0.01% | 17q | -9.0%-$3.0M |
| AE Wealth Management LLC | $26.0M | 1,001,267 | 0.12% | 8q | +6.6%+$1.6M |
| Independence Wealth Advisors, LLC | $25.3M | 973,762 | 12.67% | 3q | +2.3%+$578.2K |
| IAG Wealth Partners, LLC | $21.3M | 821,040 | 2.11% | 4q | +3.3%+$679.1K |
| UBS Group AG | $20.9M | 804,759 | 0.00% | 6q | -0.6%-$130.1K |
| Cambridge Investment Research Advisors, Inc. | $19.7M | 760,234 | 0.02% | 7q | +115.3%+$10.6M |
| ASSETMARK, INC | $16.1M | 620,809 | 0.03% | 3q | +18.0%+$2.5M |
| Deane Retirement Strategies, Inc. | $15.5M | 597,723 | 6.56% | 10q | +49.7%+$5.1M |
| HighTower Advisors, LLC | $14.0M | 538,438 | 0.01% | 8q | -21.2%-$3.8M |
| ABBINGTON INVESTMENT GROUP | $13.9M | 537,313 | 8.87% | 4q | +4.8%+$639.4K |
| Beacon Capital Management, Inc. | $13.7M | 528,537 | 0.83% | 8q | +51.4%+$4.7M |
| Pasadena Private Wealth, LLC | $13.3M | 512,694 | 1.69% | 7q | -2.1%-$284.9K |
| Altiora Financial Group, LLC | $13.1M | 503,393 | 2.06% | 8q | -20.1%-$3.3M |
| Fielder Capital Group LLC | $12.6M | 486,636 | 2.73% | 5q | +4.0%+$480.2K |
| Compound Planning, Inc. | $12.0M | 463,212 | 0.31% | 4q | +24.6%+$2.4M |
| TRUIST FINANCIAL CORP | $11.8M | 455,688 | 0.01% | 16q | +19.3%+$1.9M |
| &PARTNERS | $11.5M | 447,318 | 0.05% | 5q | -8.4%-$1.1M |
| New York Life Investment Management LLC | $11.3M | 434,277 | 0.08% | 10q | +7.3%+$769.1K |
| PEAK FINANCIAL ADVISORS LLC | $11.1M | 427,579 | 4.59% | 15q | -0.6%-$72.2K |
| OmniStar Financial Group, Inc. | $11.0M | 424,076 | 5.07% | 4q | +7.5%+$769.1K |
| Orion Porfolio Solutions, LLC | $10.9M | 418,318 | 0.08% | 11q | -1.3%-$142.7K |
| RAYMOND JAMES FINANCIAL INC | $10.6M | 410,108 | 0.00% | 5q | +9.9%+$955.7K |
| OSAIC HOLDINGS, INC. | $10.1M | 391,186 | 0.01% | 10q | +105.2%+$5.2M |
| Waterloo Capital, L.P. | $10.0M | 387,215 | 0.56% | 2q | +200.0%+$6.7M |
| Ferguson Shapiro LLC | $9.7M | 372,915 | 2.83% | 3q | -7.4%-$772.9K |
| THEORY FINANCIAL LLC | $9.4M | 361,176 | 2.95% | 3q | +6.8%+$596.0K |
| Elevated Capital Advisors, LLC | $9.4M | 360,978 | 2.58% | 7q | +7.8%+$678.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $8.8M | 340,142 | 0.00% | 5q | +2460.7%+$8.5M |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $8.4M | 324,827 | 0.03% | new | NEW |
| COWA, LLC | $8.4M | 323,481 | 2.10% | 7q | +7.4%+$575.9K |
| Clark Capital Management Group, Inc. | $8.0M | 308,885 | 0.04% | 6q | +78.2%+$3.5M |
| WELLS FARGO & COMPANY/MN | $7.3M | 279,828 | 0.00% | 8q | -2.2%-$164.8K |
| GFS Advisors, LLC | $7.1M | 815? | 0.38% | new | |
| Aspen Wealth Strategies, LLC | $6.9M | 266,834 | 3.35% | 6q | +1.9%+$127.1K |
| Longview Financial Advisors, Inc. | $6.1M | 236,837 | 3.59% | 11q | +14.8%+$790.0K |
| MORGAN STANLEY | $5.8M | 223,166 | 0.00% | 11q | +18.4%+$897.7K |
| MML INVESTORS SERVICES, LLC | $5.7M | 218,703 | 0.01% | 7q | -49.7%-$5.6M |
| Philip James Wealth Mangement, LLC | $5.2M | 198,784 | 0.58% | 7q | -7.9%-$442.0K |
| Belpointe Asset Management LLC | $5.1M | 195,637 | 0.17% | 6q | -3.3%-$172.5K |
| Key Capital Management, INC | $5.1M | 195,557 | 2.61% | 3q | +7.3%+$343.2K |
| CSS LLC/IL | $5.0M | 193,879 | 0.20% | 11q | HELD |
| PRIVATE CLIENT SERVICES, LLC | $5.0M | 192,774 | 1.31% | new | NEW |
| Kestra Advisory Services, LLC | $4.9M | 189,891 | 0.02% | 8q | -8.9%-$484.0K |
| NorthCrest Asset Manangement, LLC | $4.8M | 183,712 | 0.12% | 4q | +14.6%+$607.3K |
| MAI Capital Management | $4.8M | 183,640 | 0.02% | 4q | HELD |
| STIFEL FINANCIAL CORP | $4.3M | 167,661 | 0.00% | 6q | +1.5%+$66.4K |
| IFG Advisory, LLC | $4.2M | 161,765 | 0.15% | new | NEW |
| Fiduciary Alliance LLC | $4.0M | 152,629 | 0.27% | 5q | +7.3%+$270.5K |
| Vise Technologies, Inc. | $3.9M | 148,426 | 0.04% | 4q | +63.0%+$1.5M |
| Clear Creek Financial Management, LLC | $3.6M | 140,430 | 0.23% | 14q | +9.1%+$303.3K |
| Principia Wealth Advisory, LLC | $3.6M | 140,243 | 1.81% | 5q | +47.1%+$1.2M |
| HOWARD BAILEY SECURITIES, LLC | $3.6M | 139,542 | 1.36% | 8q | HELD |
| Private Advisor Group, LLC | $3.6M | 137,928 | 0.02% | 17q | +10.2%+$332.1K |
| Dynamic Advisor Solutions LLC | $3.4M | 130,771 | 0.10% | 6q | +10.9%+$332.3K |
| Atria Investments, Inc | $3.3M | 128,615 | 0.03% | 9q | -43.4%-$2.6M |
| TriaGen Wealth Management LLC | $3.3M | 126,953 | 0.82% | 4q | +7.3%+$224.8K |
| ROYAL BANK OF CANADA | $3.3M | 126,178 | 0.00% | 9q | +53.1%+$1.1M |
| Upper Left Wealth Management, LLC | $3.3M | 125,785 | 1.81% | 6q | -5.4%-$186.9K |
| Cumberland Partners Ltd | $3.2M | 125,198 | 0.21% | 6q | HELD |
| FINANCIAL DISCOVERY GROUP INC | $3.2M | 124,445 | 6.88% | 2q | +6.8%+$204.6K |
| CreativeOne Wealth, LLC | $3.1M | 121,033 | 0.07% | 10q | -24.7%-$1.0M |
| Sowell Financial Services LLC | $3.0M | 116,223 | 0.10% | new | NEW |
| B.O.S.S. Retirement Advisors, LLC | $3.0M | 116,097 | 0.81% | 7q | +6.0%+$169.6K |
| MANNING & NAPIER ADVISORS LLC | $3.0M | 115,501 | 0.04% | 5q | +50.5%+$1.0M |
| FSA Advisors, Inc. | $2.9M | 110,420 | 1.31% | 3q | +10.7%+$277.7K |
| Sanctuary Advisors, LLC | $2.8M | 106,990 | 0.01% | 6q | -0.7%-$19.9K |
| Sound Financial Strategies Group, LLC | $2.7M | 104,137 | 1.72% | 4q | HELD |
| Pekin Hardy Strauss, Inc. | $2.6M | 99,648 | 0.23% | 5q | +25.5%+$524.9K |
| Cambria Investment Management, L.P. | $2.6M | 99,307 | 0.13% | 5q | +2.7%+$67.3K |
| Steward Partners Investment Advisory, LLC | $2.5M | 96,704 | 0.01% | 9q | +3.5%+$84.9K |
| Roan Capital Partners | $2.5M | 96,417 | 2.07% | 2q | +126.0%+$1.4M |
| Stratos Investment Management, LLC | $2.5M | 96,346 | 0.09% | 6q | +1.6%+$39.3K |
| Ameritas Advisory Services, LLC | $2.4M | 94,184 | 0.05% | new | NEW |
| Empirical Asset Management, LLC | $2.4M | 92,415 | 0.54% | 4q | +16.0%+$330.9K |
| Baird Financial Group, Inc. | $2.2M | 84,463 | 0.00% | 6q | +25.8%+$449.7K |
| INTEGRITY ALLIANCE, LLC. | $2.1M | 80,151 | 0.07% | 2q | +279.6%+$1.5M |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $2.0M | 78,931 | 1.07% | 3q | +30.3%+$476.6K |
| EXCHANGE TRADED CONCEPTS, LLC | $2.0M | 78,171 | 0.01% | 2q | +18.4%+$315.3K |
| Professional Financial Advisors, LLC | $2.0M | 77,564 | 0.35% | 5q | +1.5%+$29.2K |
| RETIREMENT GUYS FORMULA LLC | $2.0M | 77,492 | 0.76% | 7q | +4.8%+$91.5K |
| Wealthcare Advisory Partners LLC | $2.0M | 77,059 | 0.04% | 13q | -5.8%-$123.4K |
| PMV Capital Advisers, LLC | $2.0M | 75,962 | 2.96% | 5q | -45.0%-$1.6M |
| R. W. Roge & Company, Inc. | $1.9M | 73,959 | 0.80% | 6q | -3.2%-$63.9K |
| Authentikos Wealth Advisory, LLC | $1.9M | 71,678 | 1.19% | 6q | -4.9%-$95.8K |
| Proficio Capital Partners LLC | $1.8M | 68,581 | 0.06% | 6q | +8.3%+$137.0K |
| Austin Wealth Management, LLC | $1.6M | 60,424 | 0.35% | 5q | -2.8%-$46.8K |
| PRINCIPAL SECURITIES, INC. | $1.6M | 62,185 | 0.02% | 11q | +38.8%+$451.1K |
| Sharp Wealth Advisory, LLC | $1.6M | 61,925 | 0.74% | 11q | +16.0%+$221.1K |
| Darwin Wealth Management, LLC | $1.6M | 61,209 | 0.43% | 5q | +2.9%+$44.0K |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.6M | 61,210 | 0.03% | new | NEW |
| BANK OF NOVA SCOTIA | $1.6M | 60,600 | 0.00% | 3q | -8.2%-$140.1K |
| Wealth Enhancement Trust Services, Inc. | $1.6M | 60,461 | 0.17% | 3q | -2.9%-$47.4K |
| Arrowroot Family Office, LLC | $1.6M | 60,203 | 0.45% | 2q | +22.9%+$290.7K |
| Global View Capital Management LLC | $1.6M | 59,936 | 0.32% | 6q | +68.4%+$631.4K |
| Magnolia Private Wealth, LLC | $1.5M | 59,357 | 0.85% | 7q | +35.9%+$407.0K |
Showing the largest 100 of 253 reported holders. The count of 251 above leaves out 2 positions whose reported value failed our price check; they are listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 89 | $354.2M | 12,405,840 | 10 | 41 | 28 | 0.0% |
| Q2 2026 | 251 | $1.0B | 40,522,700 | 40 | 123 | 64 | 0.1% |
| Q1 2026 | 241 | $1.1B | 37,516,866 | 49 | 103 | 71 | 0.0% |
| Q4 2025 | 210 | $838.2M | 30,680,281 | 29 | 91 | 64 | 0.0% |
| Q3 2025 | 196 | $785.0M | 28,046,676 | 30 | 93 | 54 | 0.0% |
| Q2 2025 | 193 | $640.6M | 23,857,321 | 45 | 83 | 48 | 0.2% |
| Q1 2025 | 167 | $546.5M | 18,503,395 | 64 | 67 | 23 | 0.1% |
| Q4 2024 | 112 | $252.7M | 9,053,526 | 25 | 43 | 22 | 0.0% |
| Q3 2024 | 88 | $151.9M | 5,844,272 | 31 | 30 | 18 | 0.0% |
| Q2 2024 | 59 | $90.5M | 3,363,777 | 12 | 25 | 16 | 0.0% |
| Q1 2024 | 51 | $80.9M | 3,232,449 | 13 | 17 | 14 | 0.0% |
| Q4 2023 | 46 | $74.0M | 3,112,727 | 8 | 18 | 13 | 0.0% |
| Q3 2023 | 43 | $46.9M | 1,707,972 | 14 | 7 | 15 | 0.0% |
| Q2 2023 | 43 | $49.7M | 1,949,277 | 9 | 8 | 18 | 0.0% |
| Q1 2023 | 38 | $43.8M | 1,863,749 | 9 | 10 | 14 | 0.0% |
| Q4 2022 | 49 | $72.2M | 2,776,672 | 33 | 7 | 9 | 0.0% |
| Q3 2022 | 26 | $65.0M | 2,234,743 | 20 | 5 | 0 | 0.0% |
| Q2 2022 | 8 | $11.2M | 406,566 | 7 | 1 | 0 | 0.0% |
| Q1 2022 | 3 | $1.3M | 53,520 | 3 | 0 | 0 | 0.0% |