DaveManuel.com · Institutional Ownership · Who Owns It
DBX ETF TR (DBAW)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
43
Reporting holders
$167.9M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $29.2M | 602,463 | 0.01% | 7q | -1.2%-$361.9K |
| BANK OF AMERICA CORP /DE/ | $28.7M | 592,132 | 0.00% | 31q | +1.8%+$513.1K |
| LPL Financial LLC | $27.6M | 569,474 | 0.01% | 31q | +3.1%+$827.1K |
| MORGAN STANLEY | $17.8M | 367,265 | 0.00% | 35q | +12.8%+$2.0M |
| ARQ WEALTH ADVISORS, LLC | $17.6M | 367,976 | 2.18% | 7q | +40.6%+$5.1M |
| AMERIPRISE FINANCIAL INC | $12.5M | 258,260 | 0.00% | 24q | -15.9%-$2.4M |
| Private Advisor Group, LLC | $3.9M | 80,744 | 0.02% | 6q | +23.8%+$753.5K |
| CITADEL ADVISORS LLC | $3.3M | 68,985 | 0.00% | 2q | -16.0%-$637.8K |
| ENVESTNET ASSET MANAGEMENT INC | $2.6M | 53,036 | 0.00% | 11q | +6.0%+$145.7K |
| MML INVESTORS SERVICES, LLC | $2.6M | 52,697 | 0.01% | 11q | +26.2%+$529.9K |
| Aaron Wealth Advisors LLC | $2.2M | 45,273 | 0.11% | 23q | HELD |
| Dynamic Advisor Solutions LLC | $1.9M | 39,914 | 0.05% | 27q | -20.4%-$496.3K |
| Integrated Wealth Concepts LLC | $1.8M | 37,448 | 0.01% | new | NEW |
| Empirical Asset Management, LLC | $1.8M | 36,271 | 0.40% | 4q | +5.6%+$92.6K |
| ROYAL BANK OF CANADA | $1.7M | 34,787 | 0.00% | 31q | -1.0%-$16.9K |
| Ameritas Advisory Services, LLC | $1.6M | 33,931 | 0.03% | 8q | +437.5%+$1.3M |
| JONES FINANCIAL COMPANIES LLLP | $1.5M | 30,528 | 0.00% | 9q | HELD |
| Kaydan Wealth Management, Inc. | $1.1M | 22,991 | 0.34% | 19q | -1.8%-$20.7K |
| Sound Income Strategies, LLC | $1.1M | 21,875 | 0.05% | 3q | +26.2%+$220.4K |
| Nova Wealth Management, Inc. | $1.0M | 21,162 | 0.57% | 7q | -8.6%-$96.2K |
| OSAIC HOLDINGS, INC. | $982.6K | 20,269 | 0.00% | 26q | +21.1%+$170.9K |
| UBS Group AG | $975.2K | 20,116 | 0.00% | 31q | -0.8%-$7.5K |
| Lido Advisors, LLC | $613.2K | 12,648 | 0.00% | 2q | +73.3%+$259.3K |
| Cerity Partners LLC | $500.1K | 10,315 | 0.00% | 12q | HELD |
| Cambridge Investment Research Advisors, Inc. | $414.0K | 8,550 | 0.00% | new | NEW |
| Mission Creek Capital Partners, Inc. | $360.2K | 7,429 | 0.06% | 8q | HELD |
| CreativeOne Wealth, LLC | $357.5K | 7,375 | 0.01% | 25q | -2.7%-$10.0K |
| Whitaker-Myers Wealth Managers, LTD. | $354.1K | 7,303 | 0.06% | 13q | -10.8%-$42.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $320.3K | 6,607 | 0.00% | new | NEW |
| Alpha Financial Advisors, LLC | $264.6K | 5,459 | 0.07% | 4q | HELD |
| Cetera Investment Advisers | $242.9K | 5,011 | 0.00% | 3q | -4.2%-$10.6K |
| FIFTH THIRD BANCORP | $231.7K | 4,780 | 0.00% | 2q | +514.4%+$194.0K |
| WELLS FARGO & COMPANY/MN | $166.2K | 3,429 | 0.00% | 28q | +94.3%+$80.7K |
| Aptus Capital Advisors, LLC | $151.9K | 3,133 | 0.00% | 3q | -33.9%-$77.8K |
| Rockefeller Capital Management L.P. | $139.6K | 2,880 | 0.00% | 4q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $101.6K | 2,095 | 0.00% | 5q | -5.6%-$6.0K |
| Larson Financial Group LLC | $83.6K | 1,724 | 0.00% | 6q | HELD |
| IFG Advisory, LLC | $67.9K | 1,400 | 0.00% | new | NEW |
| FMR LLC | $16.2K | 334 | 0.00% | 11q | HELD |
| LRI Investments, LLC | $14.5K | 300 | 0.00% | 3q | HELD |
| BANK OF MONTREAL /CAN/ | $10.0K | 207 | 0.00% | new | NEW |
| ASSETMARK, INC | $8.3K | 171 | 0.00% | new | NEW |
| Glass Jacobson Investment Advisors llc | $5.2K | 107 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $25.3M | 531,344 | 1 | 3 | 2 | 0.0% |
| Q2 2026 | 43 | $167.9M | 3,468,854 | 6 | 14 | 13 | 0.0% |
| Q1 2026 | 43 | $148.2M | 3,472,373 | 5 | 12 | 15 | 0.0% |
| Q4 2025 | 41 | $145.0M | 3,515,707 | 5 | 18 | 10 | 0.0% |
| Q3 2025 | 39 | $124.4M | 3,156,118 | 4 | 13 | 15 | 0.0% |
| Q2 2025 | 37 | $116.3M | 3,182,905 | 5 | 15 | 10 | 0.0% |
| Q1 2025 | 35 | $104.4M | 2,951,781 | 6 | 8 | 11 | 0.0% |
| Q4 2024 | 30 | $92.1M | 2,711,891 | 3 | 10 | 8 | 0.0% |
| Q3 2024 | 28 | $82.5M | 2,363,356 | 3 | 9 | 6 | 0.0% |
| Q2 2024 | 28 | $82.0M | 2,455,242 | 3 | 8 | 11 | 0.0% |
| Q1 2024 | 28 | $108.9M | 3,319,049 | 1 | 9 | 10 | 0.0% |
| Q4 2023 | 31 | $98.4M | 3,266,218 | 5 | 9 | 9 | 0.0% |
| Q3 2023 | 28 | $93.6M | 3,282,388 | 3 | 7 | 10 | 0.0% |
| Q2 2023 | 26 | $97.6M | 3,369,557 | 2 | 8 | 11 | 0.0% |
| Q1 2023 | 26 | $100.8M | 3,483,911 | 3 | 9 | 6 | 0.0% |
| Q4 2022 | 27 | $89.8M | 3,348,473 | 1 | 10 | 9 | 0.0% |
| Q3 2022 | 30 | $1.1B | 40,512,193 | 3 | 10 | 8 | 0.0% |
| Q2 2022 | 29 | $1.2B | 41,506,302 | 4 | 9 | 8 | 0.0% |
| Q1 2022 | 28 | $3.0B | 93,541,533 | 4 | 10 | 6 | 0.0% |
| Q4 2021 | 29 | $3.0B | 90,132,991 | 5 | 7 | 7 | 0.0% |
| Q3 2021 | 22 | $91.3M | 2,769,484 | 2 | 12 | 2 | 0.0% |
| Q2 2021 | 22 | $87.1M | 2,590,725 | 1 | 8 | 3 | 0.0% |
| Q1 2021 | 25 | $80.0M | 2,447,248 | 2 | 5 | 6 | 0.0% |
| Q4 2020 | 25 | $70.2M | 2,308,968 | 1 | 6 | 9 | 0.0% |
| Q3 2020 | 26 | $67.4M | 2,473,169 | 5 | 6 | 7 | 0.0% |
| Q2 2020 | 25 | $66.5M | 2,500,745 | 7 | 3 | 11 | 0.0% |
| Q1 2020 | 22 | $63.8M | 2,757,738 | 3 | 6 | 10 | 0.0% |
| Q4 2019 | 24 | $75.1M | 2,597,463 | 2 | 8 | 8 | 0.0% |
| Q3 2019 | 24 | $71.1M | 2,576,686 | 2 | 8 | 9 | 0.0% |
| Q2 2019 | 23 | $72.2M | 2,641,101 | 4 | 2 | 12 | 0.0% |
| Q1 2019 | 19 | $70.7M | 2,601,920 | 1 | 2 | 10 | 0.0% |
| Q4 2018 | 24 | $67.1M | 2,767,280 | 1 | 0 | 1 | 0.0% |