DaveManuel.com · Institutional Ownership · Who Owns It
FLAHERTY & CRUMRINE DYNAMIC (DFP)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
85
Reporting holders
$117.0M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $26.8M | 1,294,453 | 0.01% | 7q | +4.3%+$1.1M |
| SIT INVESTMENT ASSOCIATES INC | $13.6M | 657,212 | 0.26% | 7q | +13.0%+$1.6M |
| COHEN & STEERS, INC. | $10.3M | 496,489 | 0.02% | 31q | +4.2%+$413.4K |
| Invesco Ltd. | $6.4M | 309,183 | 0.00% | 31q | +2.5%+$154.6K |
| Hennion & Walsh Asset Management, Inc. | $4.5M | 218,689 | 0.13% | 8q | +24.7%+$896.2K |
| WELLS FARGO & COMPANY/MN | $4.4M | 211,865 | 0.00% | 31q | -10.6%-$521.2K |
| LPL Financial LLC | $4.0M | 193,623 | 0.00% | 31q | +2.6%+$101.2K |
| Cambridge Investment Research Advisors, Inc. | $3.6M | 175,408 | 0.00% | 31q | +93.4%+$1.8M |
| GUGGENHEIM CAPITAL LLC | $3.4M | 163,065 | 0.02% | 31q | -32.8%-$1.6M |
| MORGAN STANLEY | $2.8M | 136,282 | 0.00% | 35q | +14.9%+$365.5K |
| Focus Partners Wealth | $2.7M | 132,309 | 0.00% | 3q | -7.4%-$218.8K |
| AMERIPRISE FINANCIAL INC | $2.2M | 104,750 | 0.00% | 31q | +17.2%+$317.4K |
| Fiera Capital Corp | $2.1M | 100,203 | 0.01% | 4q | +3.3%+$65.5K |
| Smith Asset Management Co., LLC | $1.9M | 93,742 | 1.52% | 7q | -1.4%-$27.4K |
| Whipplewood Advisors, LLC | $1.9M | 93,297 | 1.30% | 7q | -1.6%-$30.6K |
| OSAIC HOLDINGS, INC. | $1.7M | 80,665 | 0.00% | 26q | +69.6%+$684.5K |
| 1607 Capital Partners, LLC | $1.3M | 62,441 | 0.11% | 4q | -42.0%-$933.8K |
| Revisor Wealth Management LLC | $1.1M | 52,586 | 0.26% | 12q | -13.8%-$174.4K |
| 1776 Wealth LLC | $1.1M | 52,097 | 0.38% | 11q | HELD |
| Closed-End Fund Advisors, Inc. | $1.0M | 50,509 | 1.02% | 3q | +14.8%+$134.5K |
| ENVESTNET ASSET MANAGEMENT INC | $1.0M | 50,450 | 0.00% | 13q | +18.5%+$162.5K |
| PRINCIPAL SECURITIES, INC. | $991.8K | 47,982 | 0.01% | 11q | +16.5%+$140.3K |
| Janney Montgomery Scott LLC | $937.0K | 45,343 | 0.00% | 7q | +7.5%+$65.1K |
| SEAMOUNT FINANCIAL GROUP INC | $907.5K | 43,904 | 0.37% | 11q | -2.4%-$22.5K |
| &PARTNERS | $898.6K | 43,474 | 0.00% | 5q | +8.7%+$71.6K |
| Private Advisor Group, LLC | $810.8K | 39,226 | 0.00% | 31q | -1.8%-$14.6K |
| Palogic Value Management, L.P. | $806.1K | 39,000 | 0.13% | 15q | +90.2%+$382.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $801.8K | 38,791 | 0.00% | 30q | -24.0%-$253.3K |
| AlphaCore Capital LLC | $754.0K | 36,478 | 0.01% | 6q | +0.9%+$6.9K |
| Capital Analysts, LLC | $751.0K | 36,343 | 0.02% | 12q | +6.3%+$44.4K |
| ROYAL BANK OF CANADA | $656.0K | 31,743 | 0.00% | 31q | +1.6%+$10.4K |
| NewEdge Advisors, LLC | $648.3K | 31,366 | 0.00% | 15q | -6.5%-$45.0K |
| Concurrent Investment Advisors, LLC | $633.5K | 30,649 | 0.01% | 11q | +1.3%+$7.9K |
| Samalin Investment Counsel, LLC | $564.5K | 27,311 | 0.18% | 13q | -27.1%-$210.0K |
| Capital Investment Advisors, LLC | $494.3K | 23,916 | 0.01% | 3q | -6.9%-$36.9K |
| Cetera Investment Advisers | $462.5K | 22,373 | 0.00% | 10q | -2.2%-$10.3K |
| STIFEL FINANCIAL CORP | $451.1K | 21,824 | 0.00% | 4q | -3.4%-$16.1K |
| Shaker Financial Services, LLC | $427.2K | 20,669 | 0.13% | new | NEW |
| Baird Financial Group, Inc. | $393.9K | 19,057 | 0.00% | 6q | -1.4%-$5.5K |
| Mathes Company, Inc. | $372.0K | 18,000 | 0.12% | 30q | HELD |
| Merit Financial Group, LLC | $369.6K | 17,880 | 0.00% | 31q | -19.0%-$86.9K |
| Farther Finance Advisors, LLC | $368.7K | 17,839 | 0.00% | 6q | -0.5%-$2.0K |
| CENTAURUS FINANCIAL, INC. | $361.0K | 17,483 | 0.01% | 31q | +12.9%+$41.3K |
| Cerity Partners LLC | $295.6K | 14,300 | 0.00% | 15q | HELD |
| WEDBUSH SECURITIES INC | $263.0K | 12,700 | 0.01% | 28q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $259.0K | 12,531 | 0.00% | 3q | +52.9%+$89.7K |
| BANK OF AMERICA CORP /DE/ | $257.6K | 12,463 | 0.00% | 31q | +1.3%+$3.3K |
| RITHOLTZ WEALTH MANAGEMENT | $253.7K | 12,274 | 0.00% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $249.2K | 12,056 | 0.01% | 5q | +4.8%+$11.5K |
| XTX Topco Ltd | $230.1K | 11,132 | 0.00% | new | NEW |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $226.3K | 10,950 | 0.06% | 10q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $224.4K | 10,802 | 0.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $224.2K | 10,846 | 0.00% | new | NEW |
| BFC Planning, Inc. | $222.0K | 10,741 | 0.01% | 7q | HELD |
| HighTower Advisors, LLC | $217.9K | 10,543 | 0.00% | 9q | -2.2%-$4.8K |
| Abel Hall, LLC | $217.0K | 10,500 | 0.04% | 5q | HELD |
| Fiduciary Alliance LLC | $213.9K | 10,350 | 0.01% | 7q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $211.8K | 10,246 | 0.00% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $201.0K | 9,724 | 0.00% | new | NEW |
| STANCE CAPITAL LLC | $181.3K | 8,771 | 0.06% | 2q | +0.7%+$1.3K |
| UBS Group AG | $142.3K | 6,885 | 0.00% | 31q | -6.6%-$10.0K |
| Triumph Capital Management | $131.8K | 6,375 | 0.02% | 3q | +20.9%+$22.7K |
| FIDUCIARY FINANCIAL ADVISORS | $129.4K | 6,262 | 0.01% | new | NEW |
| Golden State Wealth Management, LLC | $116.0K | 5,611 | 0.01% | 7q | +31.0%+$27.5K |
| AdvisorNet Financial, Inc | $109.0K | 5,272 | 0.00% | 5q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $102.7K | 4,952 | 0.01% | 3q | -26.8%-$37.5K |
| Atlantic Union Bankshares Corp | $93.0K | 4,500 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $82.2K | 3,976 | 0.00% | 10q | HELD |
| HUNTINGTON NATIONAL BANK | $80.8K | 3,910 | 0.00% | 27q | +62.9%+$31.2K |
| PNC Financial Services Group, Inc. | $69.1K | 3,345 | 0.00% | 31q | HELD |
| Steward Partners Investment Advisory, LLC | $59.9K | 2,900 | 0.00% | 29q | HELD |
| North Star Investment Management Corp. | $47.5K | 2,300 | 0.00% | 24q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $37.5K | 1,816 | 0.00% | 31q | -9.7%-$4.0K |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $35.8K | 1,734 | 0.01% | new | NEW |
| Westside Investment Management, Inc. | $34.5K | 1,667 | 0.00% | 7q | HELD |
| Allworth Financial LP | $28.5K | 1,380 | 0.00% | 14q | HELD |
| MCF Advisors LLC | $25.4K | 1,229 | 0.00% | 18q | HELD |
| Spire Wealth Management | $18.6K | 900 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $17.7K | 855 | 0.00% | 33q | HELD |
| Rockefeller Capital Management L.P. | $17.2K | 829 | 0.00% | 4q | +1.8% |
| Farmers & Merchants Trust Co of Chambersburg PA | $10.0K | 500 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $8.2K | 398 | 0.00% | 4q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.9K | 140 | 0.00% | 3q | HELD |
| Strategic Advocates LLC | $1.7K | 81 | 0.01% | 6q | HELD |
| JFS WEALTH ADVISORS, LLC | $1.3K | 62 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $11.5M | 609,725 | 1 | 5 | 6 | 0.0% |
| Q2 2026 | 85 | $117.0M | 5,658,777 | 11 | 30 | 22 | 0.0% |
| Q1 2026 | 81 | $108.5M | 5,407,546 | 4 | 27 | 23 | 0.0% |
| Q4 2025 | 85 | $113.1M | 5,437,934 | 10 | 22 | 28 | 0.0% |
| Q3 2025 | 83 | $117.7M | 5,439,842 | 12 | 25 | 24 | 0.0% |
| Q2 2025 | 77 | $104.7M | 5,099,028 | 9 | 33 | 21 | 0.0% |
| Q1 2025 | 73 | $96.5M | 4,765,321 | 6 | 27 | 18 | 0.0% |
| Q4 2024 | 76 | $95.7M | 4,797,617 | 14 | 27 | 16 | 0.0% |
| Q3 2024 | 67 | $102.5M | 4,559,425 | 5 | 22 | 21 | 0.0% |
| Q2 2024 | 70 | $84.7M | 4,410,940 | 5 | 24 | 16 | 0.0% |
| Q1 2024 | 68 | $94.6M | 4,943,297 | 6 | 24 | 19 | 0.0% |
| Q4 2023 | 70 | $81.7M | 4,602,753 | 8 | 24 | 18 | 0.0% |
| Q3 2023 | 64 | $58.3M | 3,474,742 | 9 | 23 | 14 | 0.0% |
| Q2 2023 | 62 | $56.3M | 3,232,100 | 6 | 18 | 18 | 0.0% |
| Q1 2023 | 63 | $50.9M | 2,806,927 | 6 | 17 | 19 | 0.0% |
| Q4 2022 | 67 | $53.1M | 2,837,192 | 16 | 17 | 20 | 0.0% |
| Q3 2022 | 55 | $352.0M | 18,538,606 | 4 | 21 | 9 | 0.0% |
| Q2 2022 | 61 | $450.7M | 20,971,241 | 4 | 15 | 22 | 0.0% |
| Q1 2022 | 62 | $653.8M | 25,106,136 | 6 | 22 | 15 | 0.0% |
| Q4 2021 | 65 | $747.6M | 26,921,356 | 3 | 24 | 17 | 0.0% |
| Q3 2021 | 73 | $2.0B | 68,193,785 | 5 | 25 | 20 | 0.0% |
| Q2 2021 | 72 | $2.0B | 66,927,565 | 6 | 27 | 16 | 0.0% |
| Q1 2021 | 68 | $2.1B | 68,722,646 | 6 | 14 | 23 | 0.0% |
| Q4 2020 | 66 | $2.0B | 69,530,938 | 7 | 24 | 17 | 0.0% |
| Q3 2020 | 64 | $1.9B | 69,982,335 | 11 | 20 | 16 | 0.0% |
| Q2 2020 | 56 | $67.1M | 2,759,322 | 5 | 17 | 19 | 0.0% |
| Q1 2020 | 57 | $59.8M | 2,924,587 | 10 | 19 | 16 | 0.0% |
| Q4 2019 | 55 | $73.8M | 2,762,291 | 2 | 21 | 16 | 0.0% |
| Q3 2019 | 56 | $76.7M | 2,941,051 | 9 | 16 | 19 | 0.0% |
| Q2 2019 | 51 | $78.6M | 3,140,883 | 4 | 21 | 13 | 0.0% |
| Q1 2019 | 54 | $73.5M | 3,094,988 | 8 | 18 | 16 | 0.0% |
| Q4 2018 | 52 | $84.3M | 4,137,610 | 0 | 2 | 0 | 0.0% |