DaveManuel.com · Institutional Ownership · Who Owns It
CREDIT SUISSE HIGH YIELD BD (DHY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
87
Reporting holders
$77.8M
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $33.9M | 19,046,313 | 0.64% | 26q | +12474.7%+$33.6M |
| WELLS FARGO & COMPANY/MN | $6.5M | 3,634,930 | 0.00% | 31q | +44.4%+$2.0M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $5.9M | 3,313,798 | 0.28% | new | NEW |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $5.3M | 3,002,193 | 0.52% | new | NEW |
| Invesco Ltd. | $3.3M | 1,842,430 | 0.00% | 31q | +54.5%+$1.2M |
| Quarry LP | $2.4M | 1,323,969 | 0.20% | new | NEW |
| Rareview Capital LLC | $2.2M | 1,045,398 | 1.25% | new | NEW |
| Bulldog Investors, LLP | $1.5M | 863,300 | 0.34% | new | NEW |
| LPL Financial LLC | $1.3M | 732,084 | 0.00% | 31q | -1.6%-$21.5K |
| Matisse Capital | $1.3M | 728,498 | 0.52% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 610,706 | 0.00% | 31q | +4.6%+$47.9K |
| Fiera Capital Corp | $1.1M | 607,682 | 0.00% | 22q | +2.8%+$29.8K |
| Clear Street Group Inc. | $982.7K | 552,053 | 0.00% | new | NEW |
| Yakira Capital Management, Inc. | $980.5K | 550,828 | 0.28% | new | NEW |
| PARK AVENUE SECURITIES LLC | $958.0K | 538,400 | 0.01% | 31q | +4.9%+$44.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $711.5K | 399,721 | 0.00% | 31q | +0.8%+$5.5K |
| 1607 Capital Partners, LLC | $647.3K | 363,626 | 0.06% | new | NEW |
| ROBINSON CAPITAL MANAGEMENT, LLC | $524.4K | 294,611 | 0.23% | 2q | -90.6%-$5.1M |
| First Western Trust Bank | $445.0K | 250,000 | 0.02% | 10q | HELD |
| Almitas Capital LLC | $439.7K | 247,026 | 0.11% | new | NEW |
| OSAIC HOLDINGS, INC. | $407.1K | 228,724 | 0.00% | 26q | +632.6%+$351.6K |
| CITADEL ADVISORS LLC | $376.4K | 211,455 | 0.00% | 3q | +484.0%+$311.9K |
| HARBOUR INVESTMENTS, INC. | $369.8K | 207,751 | 0.00% | 21q | +1.2%+$4.5K |
| BANK OF AMERICA CORP /DE/ | $368.8K | 207,201 | 0.00% | 31q | +251.8%+$264.0K |
| Janney Montgomery Scott LLC | $268.0K | 150,402 | 0.00% | 27q | -5.3%-$15.1K |
| MORGAN STANLEY | $266.4K | 149,647 | 0.00% | 35q | -64.3%-$479.6K |
| Integrated Wealth Concepts LLC | $252.7K | 141,972 | 0.00% | 17q | +533.1%+$212.8K |
| Collaborative Wealth Managment Inc. | $235.2K | 132,162 | 0.10% | 19q | +19.2%+$37.8K |
| ROYAL BANK OF CANADA | $230.0K | 128,960 | 0.00% | 31q | -0.7%-$1.7K |
| TrueMark Investments, LLC | $203.1K | 114,081 | 0.03% | new | NEW |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $187.9K | 105,549 | 0.13% | 31q | -3.3%-$6.5K |
| JPMORGAN CHASE & CO | $184.0K | 105,122 | 0.00% | new | NEW |
| IMC-Chicago, LLC | $178.8K | 100,441 | 0.00% | new | NEW |
| Joseph P. Lucia & Associates, LLC | $171.5K | 96,335 | 0.05% | 30q | HELD |
| Integrated Advisors Network LLC | $168.2K | 94,498 | 0.01% | 8q | -3.0%-$5.1K |
| UBS Group AG | $152.3K | 85,560 | 0.00% | 31q | +263.2%+$110.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $142.0K | 79,753 | 0.00% | 2q | -34.4%-$74.4K |
| Mutual Advisors, LLC | $140.2K | 78,779 | 0.00% | 19q | HELD |
| Creative Planning | $123.2K | 69,208 | 0.00% | 29q | HELD |
| Alpine Global Management, LLC | $98.9K | 55,555 | 0.02% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $95.4K | 53,568 | 0.00% | 14q | +0.6% |
| MML INVESTORS SERVICES, LLC | $91.2K | 51,232 | 0.00% | 17q | +23.4%+$17.3K |
| D.A. DAVIDSON & CO. | $78.1K | 43,863 | 0.00% | 4q | HELD |
| Mariner, LLC | $77.2K | 43,390 | 0.00% | 6q | +29.9%+$17.8K |
| Brookwood Investment Group LLC | $71.4K | 40,093 | 0.01% | 6q | HELD |
| Focus Partners Wealth | $71.2K | 40,000 | 0.00% | 3q | HELD |
| VestGen Advisors, LLC | $68.9K | 38,735 | 0.00% | 2q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $68.6K | 38,522 | 0.00% | 3q | +31.8%+$16.5K |
| IFG Advisory, LLC | $63.0K | 35,400 | 0.00% | 2q | HELD |
| AMERIPRISE FINANCIAL INC | $61.5K | 34,545 | 0.00% | 31q | +1.8%+$1.1K |
| RAYMOND JAMES FINANCIAL INC | $56.8K | 31,934 | 0.00% | 7q | -14.4%-$9.5K |
| CSS LLC/IL | $55.7K | 31,276 | 0.00% | new | NEW |
| NOMURA HOLDINGS INC | $49.6K | 27,850 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $48.9K | 27,604 | 0.00% | 2q | +68.3%+$19.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $48.8K | 27,404 | 0.00% | new | NEW |
| Winter & Associates, Inc. | $46.7K | 26,258 | 0.04% | 3q | HELD |
| JOHNSON INVESTMENT COUNSEL INC | $46.3K | 26,000 | 0.00% | 2q | +116.7%+$24.9K |
| MELFA WEALTH MANAGEMENT, INC. | $45.1K | 25,363 | 0.02% | 15q | HELD |
| OPPENHEIMER & CO INC | $44.5K | 25,000 | 0.00% | 15q | HELD |
| StoneX Group Inc. | $40.7K | 23,079 | 0.00% | new | NEW |
| PFG Investments, LLC | $40.3K | 22,630 | 0.00% | 10q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $39.8K | 22,503 | 0.00% | 6q | HELD |
| Cetera Investment Advisers | $38.5K | 21,641 | 0.00% | 23q | -36.7%-$22.3K |
| Stonebridge Financial Group, LLC/CA | $38.0K | 21,500 | 0.01% | new | FIRST |
| NewEdge Advisors, LLC | $35.8K | 20,094 | 0.00% | 19q | +1.0% |
| Prospera Financial Services Inc | $35.6K | 20,006 | 0.00% | 9q | HELD |
| Allworth Financial LP | $35.6K | 20,000 | 0.00% | 5q | HELD |
| Curated Wealth Partners LLC | $35.4K | 19,890 | 0.00% | new | NEW |
| WealthTrust Asset Management, LLC | $35.2K | 19,797 | 0.02% | 2q | -8.9%-$3.4K |
| Kestra Advisory Services, LLC | $33.7K | 18,955 | 0.00% | 24q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $32.9K | 18,490 | 0.00% | 5q | -95.0%-$630.9K |
| ADAPT WEALTH ADVISORS, LLC | $26.7K | 15,000 | 0.01% | 4q | HELD |
| TWO SIGMA SECURITIES, LLC | $21.3K | 11,985 | 0.00% | 8q | -44.8%-$17.3K |
| Pathstone Holdings, LLC | $20.9K | 11,718 | 0.00% | new | NEW |
| Trilogy Capital Inc. | $20.1K | 11,300 | 0.00% | 10q | HELD |
| Vista Cima Wealth Management LLC | $19.6K | 11,000 | 0.01% | 7q | +10.0%+$1.8K |
| Garner Asset Management Corp | $19.1K | 10,758 | 0.01% | 14q | +0.7% |
| BFC Planning, Inc. | $10.9K | 6,110 | 0.00% | 4q | -43.0%-$8.2K |
| Quaker Wealth Management, LLC | $8.9K | 5,000 | 0.00% | 6q | HELD |
| CoreCap Advisors, LLC | $8.0K | 4,490 | 0.00% | 10q | HELD |
| IFP Advisors, Inc | $4.0K | 2,223 | 0.00% | 13q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.5K | 1,400 | 0.00% | 4q | HELD |
| EverSource Wealth Advisors, LLC | $1.7K | 933 | 0.00% | 5q | -50.0%-$1.7K |
| Axiom Investment Management LLC | $712 | 400 | 0.00% | new | NEW |
| FIDUCIARY FINANCIAL ADVISORS | $349 | 196 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $187 | 105 | 0.00% | new | NEW |
| Medallion Wealth Advisors, LLC | $27 | 15 | 0.00% | 2q | -66.7% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 1.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $7.3M | 460,540 | 8 | 0 | 0 | 0.0% |
| Q2 2026 | 87 | $77.8M | 43,499,976 | 23 | 24 | 16 | 0.0% |
| Q1 2026 | 73 | $24.7M | 13,234,461 | 11 | 16 | 20 | 0.0% |
| Q4 2025 | 71 | $15.7M | 7,868,795 | 7 | 20 | 18 | 0.0% |
| Q3 2025 | 76 | $17.1M | 8,309,929 | 14 | 20 | 14 | 0.0% |
| Q2 2025 | 68 | $17.5M | 8,205,006 | 7 | 22 | 16 | 0.0% |
| Q1 2025 | 68 | $16.1M | 7,606,582 | 6 | 21 | 10 | 0.1% |
| Q4 2024 | 67 | $17.8M | 8,337,104 | 7 | 18 | 16 | 0.0% |
| Q3 2024 | 63 | $21.8M | 9,614,428 | 4 | 18 | 14 | 0.0% |
| Q2 2024 | 68 | $23.7M | 11,716,197 | 7 | 11 | 17 | 0.0% |
| Q1 2024 | 69 | $30.8M | 15,231,277 | 19 | 12 | 18 | 0.0% |
| Q4 2023 | 60 | $34.7M | 17,539,461 | 4 | 14 | 16 | 0.0% |
| Q3 2023 | 68 | $31.4M | 16,712,412 | 10 | 17 | 17 | 0.0% |
| Q2 2023 | 64 | $31.3M | 16,532,172 | 7 | 15 | 16 | 0.0% |
| Q1 2023 | 68 | $32.2M | 17,007,435 | 14 | 12 | 19 | 0.0% |
| Q4 2022 | 64 | $24.6M | 13,947,458 | 8 | 17 | 18 | 0.0% |
| Q3 2022 | 54 | $24.4M | 13,868,093 | 4 | 20 | 15 | 0.0% |
| Q2 2022 | 64 | $28.6M | 15,144,710 | 14 | 18 | 15 | 0.0% |
| Q1 2022 | 60 | $29.1M | 13,335,429 | 13 | 15 | 14 | 0.0% |
| Q4 2021 | 57 | $29.2M | 11,805,713 | 9 | 11 | 18 | 0.0% |
| Q3 2021 | 53 | $30.3M | 12,253,935 | 2 | 13 | 20 | 0.0% |
| Q2 2021 | 57 | $34.0M | 13,547,793 | 5 | 15 | 20 | 0.0% |
| Q1 2021 | 59 | $35.0M | 14,557,169 | 10 | 18 | 19 | 0.0% |
| Q4 2020 | 57 | $165.9M | 72,751,844 | 12 | 18 | 11 | 0.0% |
| Q3 2020 | 55 | $22.0M | 10,406,007 | 8 | 13 | 15 | 0.0% |
| Q2 2020 | 53 | $20.5M | 10,269,453 | 8 | 19 | 12 | 0.0% |
| Q1 2020 | 49 | $18.7M | 10,203,080 | 8 | 19 | 10 | 0.0% |
| Q4 2019 | 50 | $12.9M | 5,142,540 | 9 | 20 | 10 | 0.0% |
| Q3 2019 | 49 | $11.8M | 4,626,279 | 6 | 17 | 15 | 0.0% |
| Q2 2019 | 45 | $11.3M | 4,593,533 | 9 | 16 | 7 | 0.0% |
| Q1 2019 | 45 | $13.3M | 5,348,943 | 9 | 15 | 10 | 0.0% |
| Q4 2018 | 47 | $12.4M | 5,730,870 | 0 | 1 | 2 | 0.0% |