DaveManuel.com · Institutional Ownership · Who Owns It
COLUMBIA ETF TR I (DIAL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
52
Reporting holders
$265.9M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $113.5M | 6,247,687 | 0.02% | 31q | HELD |
| LPL Financial LLC | $44.6M | 2,456,861 | 0.01% | 31q | +6.3%+$2.6M |
| BANK OF AMERICA CORP /DE/ | $16.8M | 922,605 | 0.00% | 31q | -25.2%-$5.6M |
| MORGAN STANLEY | $15.8M | 871,399 | 0.00% | 28q | -2.0%-$314.9K |
| WELLS FARGO & COMPANY/MN | $15.1M | 829,612 | 0.00% | 31q | +4.3%+$625.0K |
| UBS Group AG | $12.5M | 685,843 | 0.00% | 30q | +6.0%+$710.2K |
| Convergence Financial, LLC | $12.4M | 680,631 | 0.98% | 4q | +1.8%+$223.4K |
| ROYAL BANK OF CANADA | $6.5M | 356,840 | 0.00% | 31q | +51.7%+$2.2M |
| Hobart Private Capital, LLC | $4.4M | 240,211 | 0.75% | 4q | -37.0%-$2.6M |
| Concurrent Investment Advisors, LLC | $3.8M | 209,952 | 0.03% | 9q | +1343.9%+$3.6M |
| CITADEL ADVISORS LLC | $2.1M | 113,876 | 0.00% | 2q | -80.2%-$8.4M |
| Private Advisor Group, LLC | $1.7M | 93,343 | 0.01% | 4q | +5.3%+$86.0K |
| BankPlus Wealth Management LLC | $1.5M | 84,891 | 0.69% | 7q | +11.6%+$159.9K |
| New Insight Wealth Advisors | $1.5M | 79,842 | 0.43% | 11q | -6.1%-$94.5K |
| Millington Financial Advisors, LLC | $1.3M | 74,234 | 0.53% | 15q | +7.7%+$96.2K |
| Pine Valley Investments Ltd Liability Co | $1.2M | 67,979 | 0.05% | 14q | -91.7%-$13.7M |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 66,218 | 0.00% | 7q | +12.2%+$130.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.1M | 60,415 | 0.00% | 31q | +13.6%+$131.8K |
| Cambridge Investment Research Advisors, Inc. | $942.0K | 51,828 | 0.00% | 30q | +103.3%+$478.7K |
| JANE STREET GROUP, LLC | $701.8K | 38,624 | 0.00% | 2q | -49.0%-$673.2K |
| Acorn Wealth Advisors, LLC | $697.4K | 38,384 | 0.17% | 11q | -11.0%-$86.5K |
| Cetera Investment Advisers | $665.3K | 36,616 | 0.00% | 10q | -15.6%-$122.7K |
| FIRST FOUNDATION ADVISORS | $642.9K | 35,383 | 0.02% | 25q | -32.5%-$309.3K |
| Focus Partners Wealth | $628.0K | 34,564 | 0.00% | 11q | +2.2%+$13.5K |
| OSAIC HOLDINGS, INC. | $609.2K | 33,530 | 0.00% | 26q | +2.2%+$13.3K |
| MAINSTAY CAPITAL MANAGEMENT LLC /ADV | $598.1K | 32,919 | 0.04% | 4q | HELD |
| HBK Sorce Advisory LLC | $425.8K | 23,690 | 0.01% | 14q | HELD |
| Walkner Condon Financial Advisors LLC | $415.6K | 22,885 | 0.05% | 12q | +7.5%+$29.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $405.0K | 22,287 | 0.00% | 2q | -88.4%-$3.1M |
| NorthRock Partners, LLC | $279.8K | 15,400 | 0.00% | 11q | HELD |
| Waverly Advisors, LLC | $262.6K | 14,454 | 0.00% | 6q | -2.0%-$5.5K |
| JPMORGAN CHASE & CO | $252.8K | 13,877 | 0.00% | 12q | +22.3%+$46.2K |
| 5T Wealth, LLC | $245.0K | 13,486 | 0.09% | 3q | +23.1%+$46.0K |
| OneDigital Investment Advisors LLC | $238.4K | 13,119 | 0.00% | 28q | -4.9%-$12.2K |
| ENVESTNET ASSET MANAGEMENT INC | $208.8K | 11,490 | 0.00% | 25q | -17.1%-$43.0K |
| Advisory Services Network, LLC | $182.2K | 10,028 | 0.00% | 4q | -10.1%-$20.4K |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | $125.2K | 6,888 | 0.05% | 7q | HELD |
| Global Retirement Partners, LLC | $98.0K | 5,391 | 0.00% | 16q | -6.2%-$6.5K |
| Westside Investment Management, Inc. | $72.7K | 4,000 | 0.01% | 6q | HELD |
| Owl Creek Wealth Partners LLC | $64.7K | 3,563 | 0.02% | 2q | HELD |
| Synergy Investment Management, LLC | $46.1K | 2,538 | 0.01% | 2q | HELD |
| SouthState Bank Corp | $32.8K | 1,807 | 0.00% | 6q | -29.9%-$14.0K |
| Steward Partners Investment Advisory, LLC | $30.6K | 1,683 | 0.00% | 25q | HELD |
| FIFTH THIRD BANCORP | $16.6K | 916 | 0.00% | 2q | HELD |
| Glass Jacobson Investment Advisors llc | $14.1K | 776 | 0.00% | 14q | HELD |
| HARBOUR INVESTMENTS, INC. | $13.9K | 763 | 0.00% | 18q | -28.2%-$5.5K |
| Farther Finance Advisors, LLC | $13.6K | 747 | 0.00% | new | NEW |
| FMR LLC | $2.7K | 150 | 0.00% | 11q | HELD |
| WPG Advisers, LLC | $1.5K | 84 | 0.00% | 7q | HELD |
| Qube Research & Technologies Ltd | $781 | 43 | 0.00% | new | NEW |
| IFP Advisors, Inc | $273 | 15 | 0.00% | 4q | HELD |
| Strategic Wealth Partners, Ltd. | $1 | none filed | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $17.0M | 987,608 | 3 | 3 | 4 | 0.0% |
| Q2 2026 | 52 | $265.9M | 14,634,367 | 2 | 17 | 18 | 0.0% |
| Q1 2026 | 55 | $288.7M | 15,964,812 | 7 | 19 | 9 | 0.0% |
| Q4 2025 | 55 | $290.2M | 15,812,631 | 6 | 16 | 21 | 0.0% |
| Q3 2025 | 55 | $273.2M | 14,810,570 | 9 | 12 | 19 | 0.0% |
| Q2 2025 | 54 | $244.6M | 13,432,018 | 4 | 15 | 16 | 0.0% |
| Q1 2025 | 53 | $226.1M | 12,645,973 | 7 | 15 | 19 | 0.0% |
| Q4 2024 | 54 | $253.0M | 14,432,368 | 4 | 18 | 18 | 0.0% |
| Q3 2024 | 57 | $263.4M | 14,256,360 | 3 | 17 | 19 | 0.0% |
| Q2 2024 | 61 | $235.3M | 13,339,726 | 5 | 18 | 21 | 0.0% |
| Q1 2024 | 63 | $322.3M | 18,123,441 | 4 | 22 | 25 | 0.0% |
| Q4 2023 | 65 | $278.1M | 15,405,632 | 9 | 19 | 25 | 0.0% |
| Q3 2023 | 61 | $236.9M | 14,073,642 | 6 | 22 | 24 | 0.0% |
| Q2 2023 | 62 | $261.9M | 14,872,911 | 4 | 20 | 24 | 0.0% |
| Q1 2023 | 70 | $274.4M | 15,366,053 | 7 | 10 | 41 | 0.0% |
| Q4 2022 | 69 | $302.5M | 17,598,337 | 6 | 12 | 39 | 0.0% |
| Q3 2022 | 64 | $2.4B | 141,687,107 | 3 | 15 | 36 | 0.0% |
| Q2 2022 | 78 | $1.4B | 79,629,913 | 7 | 17 | 46 | 0.0% |
| Q1 2022 | 90 | $1.6B | 81,248,282 | 13 | 32 | 37 | 0.0% |
| Q4 2021 | 94 | $1.8B | 84,511,406 | 14 | 42 | 22 | 0.0% |
| Q3 2021 | 75 | $2.1B | 99,439,368 | 5 | 43 | 22 | 0.0% |
| Q2 2021 | 79 | $2.5B | 116,434,415 | 9 | 44 | 19 | 0.0% |
| Q1 2021 | 74 | $2.2B | 105,513,592 | 13 | 37 | 15 | 0.0% |
| Q4 2020 | 68 | $1.6B | 72,123,367 | 22 | 30 | 12 | 0.0% |
| Q3 2020 | 46 | $1.4B | 63,019,473 | 10 | 30 | 4 | 0.0% |
| Q2 2020 | 43 | $1.2B | 55,805,550 | 11 | 18 | 10 | 0.0% |
| Q1 2020 | 36 | $139.4M | 7,017,437 | 8 | 12 | 13 | 0.0% |
| Q4 2019 | 34 | $155.3M | 7,460,911 | 4 | 17 | 4 | 0.0% |
| Q3 2019 | 28 | $123.8M | 5,955,602 | 8 | 13 | 3 | 0.0% |
| Q2 2019 | 22 | $89.5M | 4,383,721 | 6 | 7 | 3 | 0.0% |
| Q1 2019 | 16 | $99.9M | 5,018,862 | 8 | 3 | 3 | 0.0% |
| Q4 2018 | 10 | $90.7M | 4,803,910 | 0 | 0 | 0 | 0.0% |