DaveManuel.com · Institutional Ownership · Who Owns It
WESTERN ASSET MTG DEFINED OP (DMO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
43
Reporting holders
$28.2M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | $4.3M | 397,812 | 0.00% | 31q | -1.0%-$44.3K |
| LPL Financial LLC | $3.0M | 279,605 | 0.00% | 18q | -1.7%-$53.2K |
| GUGGENHEIM CAPITAL LLC | $2.0M | 185,115 | 0.01% | 23q | +37.6%+$541.3K |
| Baird Financial Group, Inc. | $2.0M | 182,317 | 0.00% | 17q | +35.6%+$513.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 167,508 | 0.00% | 24q | -26.1%-$632.2K |
| RAYMOND JAMES FINANCIAL INC | $1.7M | 160,702 | 0.00% | 7q | +8.6%+$135.6K |
| MORGAN STANLEY | $1.7M | 154,799 | 0.00% | 35q | -20.6%-$429.6K |
| Advisors Asset Management, Inc. | $1.6M | 151,129 | 0.02% | new | NEW |
| Venture Visionary Partners LLC | $1.3M | 125,019 | 0.04% | 10q | HELD |
| PARK AVENUE SECURITIES LLC | $898.0K | 83,883 | 0.01% | 24q | +1.6%+$13.8K |
| Cambridge Investment Research Advisors, Inc. | $780.0K | 72,788 | 0.00% | 31q | +100.5%+$391.0K |
| SIT INVESTMENT ASSOCIATES INC | $712.0K | 66,521 | 0.01% | 2q | -26.3%-$254.3K |
| RIVERBRIDGE PARTNERS LLC | $689.7K | 64,397 | 0.02% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $671.1K | 62,657 | 0.21% | 26q | -45.5%-$559.4K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $575.0K | 53,687 | 0.25% | 10q | HELD |
| NewEdge Advisors, LLC | $466.1K | 43,521 | 0.00% | 19q | -5.2%-$25.7K |
| Aviance Capital Partners, LLC | $451.8K | 42,188 | 0.05% | 12q | +2.5%+$10.9K |
| Noble Wealth Management PBC | $426.7K | 39,837 | 0.19% | 5q | +14.5%+$54.0K |
| OSAIC HOLDINGS, INC. | $398.8K | 37,234 | 0.00% | 26q | -10.5%-$46.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $334.4K | 31,223 | 0.00% | 31q | -8.1%-$29.6K |
| HighTower Advisors, LLC | $307.4K | 28,700 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $303.9K | 28,371 | 0.00% | new | NEW |
| SeaCrest Wealth Management, LLC | $277.2K | 25,887 | 0.03% | 18q | -17.2%-$57.8K |
| CoreCap Advisors, LLC | $186.4K | 17,400 | 0.01% | 10q | +171.9%+$117.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $186.2K | 17,389 | 0.00% | 2q | +22.3%+$33.9K |
| Equitable Holdings, Inc. | $185.8K | 17,344 | 0.00% | 2q | +49.3%+$61.4K |
| BANK OF AMERICA CORP /DE/ | $175.1K | 16,348 | 0.00% | 31q | -4.4%-$8.2K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $173.7K | 16,217 | 0.12% | 21q | -7.7%-$14.4K |
| OPPENHEIMER & CO INC | $166.0K | 15,500 | 0.00% | 26q | HELD |
| UBS Group AG | $143.8K | 13,429 | 0.00% | 31q | -3.6%-$5.4K |
| MML INVESTORS SERVICES, LLC | $141.1K | 13,173 | 0.00% | 31q | +23.8%+$27.1K |
| Janney Montgomery Scott LLC | $113.0K | 10,551 | 0.00% | 2q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $55.7K | 5,200 | 0.00% | 29q | -7.1%-$4.3K |
| HIGHLINE WEALTH PARTNERS LLC | $13.2K | 1,230 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $10.7K | 1,000 | 0.00% | 25q | HELD |
| PIN OAK INVESTMENT ADVISORS INC | $6.0K | 590 | 0.00% | 15q | HELD |
| Key Financial Inc | $5.4K | 500 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $3.4K | 314 | 0.00% | 4q | -47.9%-$3.1K |
| BNP PARIBAS FINANCIAL MARKETS | $3.3K | 307 | 0.00% | 4q | -2.8% |
| JFS WEALTH ADVISORS, LLC | $343 | 32 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $75 | 7 | 0.00% | 2q | -97.0%-$2.4K |
| CITIGROUP INC | $43 | 4 | 0.00% | 15q | HELD |
| WELLS FARGO & COMPANY/MN | $8 | 1 | 0.00% | 13q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $5.6M | 591,775 | 2 | 4 | 3 | 0.0% |
| Q2 2026 | 43 | $28.2M | 2,631,436 | 6 | 11 | 17 | 0.0% |
| Q1 2026 | 44 | $26.6M | 2,471,565 | 8 | 11 | 13 | 0.0% |
| Q4 2025 | 43 | $24.5M | 2,211,096 | 4 | 14 | 12 | 0.0% |
| Q3 2025 | 43 | $27.4M | 2,334,231 | 7 | 10 | 12 | 0.0% |
| Q2 2025 | 38 | $33.9M | 2,835,885 | 2 | 14 | 12 | 0.0% |
| Q1 2025 | 42 | $30.1M | 2,546,564 | 4 | 19 | 10 | 0.0% |
| Q4 2024 | 40 | $28.8M | 2,437,536 | 1 | 18 | 11 | 0.0% |
| Q3 2024 | 45 | $27.4M | 2,286,170 | 3 | 12 | 15 | 0.0% |
| Q2 2024 | 47 | $30.6M | 2,561,848 | 3 | 11 | 23 | 0.0% |
| Q1 2024 | 47 | $47.8M | 4,086,114 | 9 | 12 | 17 | 0.0% |
| Q4 2023 | 44 | $41.3M | 3,700,169 | 1 | 20 | 12 | 0.0% |
| Q3 2023 | 48 | $37.9M | 3,537,266 | 5 | 14 | 18 | 0.0% |
| Q2 2023 | 49 | $38.7M | 3,654,812 | 6 | 13 | 15 | 0.0% |
| Q1 2023 | 49 | $39.7M | 3,800,345 | 7 | 12 | 18 | 0.0% |
| Q4 2022 | 48 | $39.5M | 3,673,520 | 9 | 16 | 16 | 0.0% |
| Q3 2022 | 43 | $51.3M | 4,614,269 | 0 | 19 | 13 | 0.0% |
| Q2 2022 | 51 | $53.2M | 4,557,228 | 10 | 18 | 14 | 0.0% |
| Q1 2022 | 45 | $56.4M | 4,214,884 | 7 | 13 | 14 | 0.0% |
| Q4 2021 | 42 | $58.0M | 3,811,004 | 4 | 13 | 11 | 0.0% |
| Q3 2021 | 42 | $58.1M | 3,762,765 | 1 | 17 | 13 | 0.0% |
| Q2 2021 | 43 | $54.8M | 3,514,562 | 3 | 15 | 16 | 0.0% |
| Q1 2021 | 43 | $48.2M | 3,291,225 | 4 | 11 | 18 | 0.0% |
| Q4 2020 | 45 | $49.7M | 3,506,860 | 7 | 19 | 13 | 0.0% |
| Q3 2020 | 42 | $1.8B | 138,000,455 | 4 | 13 | 16 | 0.0% |
| Q2 2020 | 39 | $43.2M | 2,947,398 | 9 | 12 | 11 | 0.0% |
| Q1 2020 | 32 | $31.2M | 2,437,046 | 6 | 12 | 6 | 0.0% |
| Q4 2019 | 34 | $46.6M | 2,297,869 | 6 | 11 | 12 | 0.0% |
| Q3 2019 | 30 | $54.3M | 2,497,379 | 1 | 15 | 11 | 0.0% |
| Q2 2019 | 32 | $53.2M | 2,491,273 | 6 | 11 | 9 | 0.0% |
| Q1 2019 | 31 | $38.2M | 1,837,197 | 6 | 15 | 6 | 0.0% |
| Q4 2018 | 27 | $28.5M | 1,395,918 | 0 | 1 | 3 | 0.0% |