DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (DNOV)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
122
Reporting holders
$177.4M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $10.7M | 207,528 | 0.01% | 26q | -28.0%-$4.1M |
| ENVESTNET ASSET MANAGEMENT INC | $9.8M | 190,735 | 0.00% | 19q | +45.5%+$3.1M |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $9.5M | 185,611 | 2.37% | 18q | HELD |
| LPL Financial LLC | $7.0M | 136,288 | 0.00% | 15q | +6.9%+$451.3K |
| IFP Advisors, Inc | $6.5M | 125,779 | 0.12% | 26q | HELD |
| HARBOUR INVESTMENTS, INC. | $6.1M | 117,838 | 0.08% | 21q | HELD |
| Cetera Investment Advisers | $6.0M | 117,291 | 0.01% | 26q | +5.4%+$308.4K |
| Waverly Advisors, LLC | $5.3M | 104,132 | 0.03% | 3q | HELD |
| REAP Financial Group, LLC | $5.1M | 98,974 | 0.87% | 11q | -1.8%-$91.7K |
| WINNACLE WEALTH LLC | $4.9M | 95,872 | 3.35% | 4q | -3.2%-$165.3K |
| OSAIC HOLDINGS, INC. | $4.5M | 88,025 | 0.01% | 26q | +5.6%+$240.6K |
| OPPENHEIMER & CO INC | $4.2M | 81,838 | 0.04% | 7q | -9.1%-$419.4K |
| Kestra Advisory Services, LLC | $4.0M | 77,006 | 0.01% | 19q | -22.5%-$1.1M |
| FOUNDERS FINANCIAL SECURITIES LLC | $3.9M | 76,109 | 0.20% | 8q | +12.1%+$422.8K |
| Horizon Investments, LLC | $3.9M | 76,109 | 0.04% | 9q | -42.9%-$2.9M |
| 1ST SOURCE BANK | $3.8M | 73,255 | 0.17% | 3q | -15.2%-$673.0K |
| Echo Wealth Management, LLC | $3.7M | 72,423 | 1.90% | 15q | +3.1%+$110.3K |
| Mariner, LLC | $3.3M | 65,108 | 0.00% | 19q | -4.4%-$155.7K |
| PRECEDENT WEALTH PARTNERS, LLC | $3.3M | 64,209 | 0.55% | 3q | -3.7%-$127.2K |
| Tanglewood Legacy Advisors, LLC | $3.3M | 63,336 | 1.05% | 15q | HELD |
| Ashton Thomas Private Wealth, LLC | $3.2M | 63,291 | 0.07% | 3q | +46.7%+$1.0M |
| Advisory Services Network, LLC | $3.1M | 59,848 | 0.03% | 12q | -3.7%-$119.6K |
| Benson Wealth Management INC | $2.9M | 57,282 | 2.96% | 3q | -28.4%-$1.2M |
| RAYMOND JAMES FINANCIAL INC | $2.9M | 57,245 | 0.00% | 7q | -7.4%-$233.7K |
| Mutual Advisors, LLC | $2.9M | 56,246 | 0.05% | 19q | -0.5%-$15.8K |
| TRUIST FINANCIAL CORP | $2.3M | 44,119 | 0.00% | 15q | -11.6%-$296.6K |
| HighTower Advisors, LLC | $1.8M | 35,415 | 0.00% | 7q | +66.1%+$723.6K |
| MML INVESTORS SERVICES, LLC | $1.7M | 32,956 | 0.00% | 15q | +20.7%+$290.3K |
| Cambridge Investment Research Advisors, Inc. | $1.6M | 30,898 | 0.00% | 26q | -13.9%-$255.4K |
| OLD MISSION CAPITAL LLC | $1.5M | 28,826 | 0.02% | 9q | +20.4%+$250.8K |
| Spectrum Asset Management, Inc. (NB/CA) | $1.5M | 28,381 | 0.40% | 7q | HELD |
| Arkadios Wealth Advisors | $1.4M | 27,655 | 0.02% | 7q | +17.3%+$209.0K |
| Nova Wealth Management, Inc. | $1.3M | 25,895 | 0.73% | 7q | -2.6%-$34.9K |
| Castleview Partners, LLC | $1.3M | 25,526 | 0.58% | 7q | HELD |
| Keystone Wealth Services, LLC | $1.3M | 25,048 | 0.24% | 2q | -3.6%-$47.4K |
| McKinley Carter Wealth Services, Inc. | $1.2M | 22,535 | 0.06% | 19q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $1.1M | 22,354 | 0.49% | new | NEW |
| Buck Wealth Strategies, LLC | $1.1M | 22,233 | 0.12% | 6q | HELD |
| Bluespring Wealth Management, LLC | $1.1M | 21,362 | 0.02% | new | NEW |
| Madrona Financial Services, LLC | $1.1M | 20,601 | 0.19% | 3q | -33.7%-$538.1K |
| Wood Tarver Financial Group, LLC | $1.0M | 19,863 | 0.24% | 7q | -10.1%-$114.1K |
| Commonwealth Financial Services, LLC | $1.0M | 19,573 | 0.14% | 12q | -13.1%-$151.5K |
| Ignite Planners, LLC | $967.1K | 18,834 | 0.13% | 15q | HELD |
| JPMORGAN CHASE & CO | $961.6K | 18,798 | 0.00% | 9q | +220.5%+$661.6K |
| LVZ, Inc. | $902.7K | 17,580 | 0.09% | 9q | HELD |
| Mission Financial Group, LLC | $874.8K | 17,037 | 0.73% | 3q | -3.2%-$28.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $870.9K | 16,960 | 0.01% | 11q | -4.5%-$41.1K |
| Kovack Advisors, Inc. | $869.9K | 16,951 | 0.04% | 3q | -3.8%-$34.6K |
| ASHTON THOMAS SECURITIES, LLC | $838.2K | 16,323 | 0.12% | 3q | -70.1%-$2.0M |
| Encompass More Asset Management | $761.0K | 14,819 | 0.11% | 3q | -16.7%-$152.3K |
| Ameritas Advisory Services, LLC | $759.4K | 14,789 | 0.02% | new | NEW |
| HRT FINANCIAL LP | $754.0K | 14,703 | 0.00% | 2q | +91.4%+$360.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $694.6K | 13,526 | 0.00% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $683.7K | 13,245 | 0.00% | 12q | +11.1%+$68.4K |
| LifeWealth Investments, LLC | $667.4K | 12,997 | 0.18% | 7q | -20.0%-$166.6K |
| WORLD EQUITY GROUP, INC. | $653.5K | 12,726 | 0.15% | 13q | HELD |
| Clear Creek Financial Management, LLC | $650.6K | 12,669 | 0.04% | 19q | -1.1%-$7.2K |
| &PARTNERS | $643.4K | 12,530 | 0.00% | 3q | HELD |
| RFG Advisory, LLC | $614.1K | 11,959 | 0.01% | 5q | +9.1%+$51.2K |
| MTM Investment Management, LLC | $559.5K | 10,895 | 0.16% | 19q | HELD |
| Lakeridge Wealth Management LLC | $554.3K | 10,794 | 0.20% | 11q | HELD |
| Western Wealth Management, LLC | $549.0K | 10,692 | 0.02% | 2q | HELD |
| Farther Finance Advisors, LLC | $535.5K | 10,428 | 0.00% | 7q | +8.6%+$42.6K |
| Signal Advisors Wealth, LLC | $534.6K | 10,411 | 0.03% | 8q | HELD |
| BEACON FINANCIAL GROUP | $522.6K | 10,177 | 0.05% | 18q | -6.3%-$35.4K |
| Arax Advisory Partners | $504.7K | 9,829 | 0.00% | new | NEW |
| UPTICK PARTNERS, LLC | $501.7K | 9,770 | 0.08% | 7q | HELD |
| Sage Capital Advisors,llc | $485.3K | 9,450 | 0.10% | 18q | HELD |
| MIRAMONTES CAPITAL, LLC | $478.8K | 9,324 | 0.15% | 3q | HELD |
| Sanctuary Advisors, LLC | $467.4K | 9,102 | 0.00% | 9q | -4.1%-$19.9K |
| Grantvest Financial Group LLC | $436.1K | 8,492 | 0.25% | 7q | -15.1%-$77.6K |
| Integrity Financial Corp /WA | $435.8K | 8,487 | 0.21% | 19q | HELD |
| FIRST TRUST ADVISORS LP | $426.8K | 8,312 | 0.00% | 3q | HELD |
| Capasso Planning Partners LLC | $413.5K | 8,053 | 0.21% | 3q | HELD |
| Financial Network Wealth Advisors LLC | $398.8K | 7,767 | 0.40% | 11q | -0.9%-$3.5K |
| Atria Investments, Inc | $391.6K | 7,626 | 0.00% | 26q | -1.9%-$7.4K |
| Legacy Capital Wealth Partners, LLC | $387.1K | 7,539 | 0.07% | 7q | HELD |
| CENTAURUS FINANCIAL, INC. | $382.0K | 7,448 | 0.01% | 17q | HELD |
| Falcon Wealth Planning | $374.0K | 7,284 | 0.02% | 3q | HELD |
| Beacon Pointe Advisors, LLC | $366.6K | 7,140 | 0.00% | 18q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $353.2K | 6,878 | 0.21% | 5q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $345.8K | 6,735 | 0.05% | 4q | HELD |
| Sowell Financial Services LLC | $341.8K | 6,657 | 0.01% | 7q | HELD |
| Per Stirling Capital Management, LLC. | $323.1K | 6,292 | 0.03% | 7q | HELD |
| Clearstead Advisors, LLC | $314.5K | 6,124 | 0.00% | 3q | HELD |
| Integrated Wealth Concepts LLC | $311.6K | 6,069 | 0.00% | 19q | HELD |
| Janney Montgomery Scott LLC | $295.0K | 5,750 | 0.00% | 24q | HELD |
| Oder Investment Management, LLC | $287.5K | 5,598 | 0.19% | 8q | -4.8%-$14.4K |
| ROYAL BANK OF CANADA | $278.0K | 5,421 | 0.00% | 7q | HELD |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $277.6K | 5,414 | 0.27% | 7q | -44.9%-$226.6K |
| Prospera Financial Services Inc | $273.4K | 5,324 | 0.00% | 3q | HELD |
| NewEdge Advisors, LLC | $259.3K | 5,050 | 0.00% | 17q | -2.4%-$6.4K |
| LANARK FINANCIAL, INC. | $259.1K | 5,045 | 0.02% | 12q | -36.9%-$151.4K |
| CreativeOne Wealth, LLC | $250.8K | 4,885 | 0.01% | 5q | +1.7%+$4.2K |
| AQR CAPITAL MANAGEMENT LLC | $242.3K | 4,719 | 0.00% | 4q | -2.5%-$6.3K |
| Vertex Planning Partners, LLC | $240.1K | 4,676 | 0.04% | new | NEW |
| Focus Financial Network, Inc. | $234.0K | 4,556 | 0.01% | 5q | -0.9%-$2.1K |
| Rockefeller Capital Management L.P. | $232.4K | 4,525 | 0.00% | 4q | -5.4%-$13.4K |
| Clark Capital Management Group, Inc. | $229.4K | 4,466 | 0.00% | 4q | HELD |
| KINTRA WEALTH, LLC | $227.2K | 4,345 | 0.01% | 2q | -8.2%-$20.4K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 44.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 38 | $41.4M | 785,001 | 0 | 4 | 16 | 0.0% |
| Q2 2026 | 122 | $177.4M | 3,454,328 | 10 | 20 | 43 | 0.0% |
| Q1 2026 | 122 | $175.4M | 3,658,752 | 7 | 19 | 48 | 0.0% |
| Q4 2025 | 119 | $176.3M | 3,609,164 | 23 | 39 | 29 | 0.0% |
| Q3 2025 | 102 | $150.6M | 3,218,759 | 5 | 16 | 44 | 0.0% |
| Q2 2025 | 107 | $158.8M | 3,555,813 | 7 | 19 | 43 | 0.0% |
| Q1 2025 | 108 | $163.3M | 3,892,149 | 3 | 30 | 43 | 0.0% |
| Q4 2024 | 115 | $171.0M | 3,986,860 | 27 | 34 | 30 | 0.0% |
| Q3 2024 | 86 | $113.3M | 2,686,401 | 9 | 13 | 37 | 0.0% |
| Q2 2024 | 86 | $124.2M | 2,997,619 | 6 | 7 | 50 | 0.0% |
| Q1 2024 | 85 | $146.2M | 3,619,343 | 5 | 16 | 33 | 0.0% |
| Q4 2023 | 89 | $156.5M | 4,043,539 | 11 | 26 | 27 | 0.0% |
| Q3 2023 | 80 | $122.1M | 3,433,285 | 6 | 9 | 33 | 0.0% |
| Q2 2023 | 82 | $129.8M | 3,593,675 | 5 | 11 | 40 | 0.0% |
| Q1 2023 | 88 | $171.2M | 5,010,435 | 12 | 17 | 38 | 0.0% |
| Q4 2022 | 87 | $173.8M | 5,323,513 | 16 | 18 | 39 | 0.0% |
| Q3 2022 | 87 | $16.4B | 504,819,522 | 8 | 28 | 26 | 0.0% |
| Q2 2022 | 87 | $11.1B | 343,710,999 | 18 | 34 | 18 | 0.0% |
| Q1 2022 | 75 | $6.9B | 199,569,255 | 22 | 26 | 11 | 0.0% |
| Q4 2021 | 63 | $1.2B | 34,799,546 | 27 | 15 | 10 | 0.0% |
| Q3 2021 | 37 | $731.5M | 20,986,967 | 0 | 5 | 19 | 0.0% |
| Q2 2021 | 44 | $753.8M | 21,757,908 | 3 | 12 | 18 | 0.0% |
| Q1 2021 | 47 | $2.4B | 69,032,073 | 6 | 12 | 15 | 0.0% |
| Q4 2020 | 46 | $2.5B | 75,280,497 | 10 | 13 | 14 | 0.0% |
| Q3 2020 | 44 | $146.1M | 4,590,237 | 13 | 12 | 12 | 0.0% |
| Q2 2020 | 31 | $116.2M | 3,767,798 | 10 | 9 | 5 | 0.0% |
| Q1 2020 | 26 | $44.4M | 1,566,677 | 21 | 0 | 1 | 0.0% |
| Q4 2019 | 5 | $1.7M | 52,803 | 4 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $1.0M | 28,855 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $1.0M | 28,855 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $1.0M | 28,855 | 1 | 0 | 0 | 0.0% |