DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (DOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
108
Reporting holders
$187.5M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | $18.7M | 400,877 | 0.20% | 7q | +0.7%+$122.2K |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $13.3M | 284,386 | 3.30% | 7q | -0.6%-$83.6K |
| REAP Financial Group, LLC | $10.0M | 215,278 | 1.72% | 11q | -2.4%-$243.6K |
| ENVESTNET ASSET MANAGEMENT INC | $9.9M | 211,243 | 0.00% | 19q | +41.1%+$2.9M |
| Wood Tarver Financial Group, LLC | $8.3M | 176,850 | 1.95% | 7q | -25.8%-$2.9M |
| Per Stirling Capital Management, LLC. | $6.7M | 143,115 | 0.63% | 15q | +5.1%+$326.0K |
| Mutual Advisors, LLC | $6.5M | 138,512 | 0.12% | 19q | -4.0%-$272.2K |
| LCNB CORP | $5.7M | 122,306 | 1.75% | 8q | -3.8%-$225.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.4M | 115,578 | 0.00% | new | NEW |
| WINNACLE WEALTH LLC | $5.1M | 109,598 | 3.48% | 4q | -3.2%-$170.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.9M | 104,915 | 0.01% | 23q | -4.2%-$212.9K |
| LPL Financial LLC | $4.6M | 97,756 | 0.00% | 11q | +90.7%+$2.2M |
| MML INVESTORS SERVICES, LLC | $4.5M | 96,432 | 0.01% | 11q | +10.8%+$438.2K |
| OSAIC HOLDINGS, INC. | $4.5M | 96,080 | 0.01% | 23q | -22.3%-$1.3M |
| Foguth Wealth Management, LLC. | $4.2M | 90,264 | 0.48% | 6q | -1.3%-$53.5K |
| MONEY CONCEPTS CAPITAL CORP | $4.2M | 90,348 | 0.20% | 3q | +2.9%+$118.4K |
| Cetera Investment Advisers | $4.1M | 88,410 | 0.00% | 15q | +12.4%+$455.8K |
| FOUNDERS FINANCIAL SECURITIES LLC | $3.9M | 83,678 | 0.20% | 8q | +12.5%+$433.8K |
| Kestra Advisory Services, LLC | $3.2M | 69,503 | 0.01% | 17q | -10.9%-$396.5K |
| TRUIST FINANCIAL CORP | $3.1M | 66,064 | 0.00% | 15q | -9.3%-$318.0K |
| HARBOUR INVESTMENTS, INC. | $3.0M | 63,933 | 0.04% | 21q | -7.7%-$249.9K |
| RAYMOND JAMES FINANCIAL INC | $2.6M | 54,888 | 0.00% | 7q | -41.2%-$1.8M |
| NewEdge Wealth, LLC | $2.4M | 52,196 | 0.02% | 11q | HELD |
| Commonwealth Financial Services, LLC | $2.2M | 46,400 | 0.29% | 9q | -13.0%-$324.6K |
| Bluespring Wealth Management, LLC | $2.2M | 46,330 | 0.04% | new | NEW |
| IFP Advisors, Inc | $2.0M | 42,495 | 0.04% | 19q | -5.7%-$119.8K |
| SMART Wealth LLC | $1.8M | 38,853 | 0.39% | 10q | +20.0%+$302.4K |
| MGO ONE SEVEN LLC | $1.7M | 36,779 | 0.03% | 5q | HELD |
| StoneX Group Inc. | $1.6M | 33,905 | 0.06% | 7q | +1.9%+$30.0K |
| Castleview Partners, LLC | $1.5M | 32,290 | 0.66% | 7q | -1.7%-$26.0K |
| Brookstone Capital Management | $1.5M | 32,200 | 0.02% | 11q | HELD |
| &PARTNERS | $1.3M | 27,548 | 0.01% | 3q | HELD |
| Harvest Investment Services, LLC | $1.3M | 27,438 | 0.20% | 7q | HELD |
| Sequent Planning LLC | $1.2M | 26,314 | 0.26% | 7q | -77.5%-$4.2M |
| Kovack Advisors, Inc. | $1.2M | 25,945 | 0.06% | 7q | -2.7%-$34.1K |
| McKinley Carter Wealth Services, Inc. | $1.1M | 24,416 | 0.06% | 23q | HELD |
| 1ST SOURCE BANK | $1.1M | 24,343 | 0.05% | 3q | -27.5%-$430.3K |
| Ritter Daniher Financial Advisory LLC / DE | $1.1M | 23,165 | 0.16% | 3q | -54.8%-$1.3M |
| Ignite Planners, LLC | $972.2K | 20,827 | 0.13% | 15q | HELD |
| Icon Wealth Advisors, LLC | $963.0K | 20,629 | 0.06% | 12q | HELD |
| JPMORGAN CHASE & CO | $935.0K | 20,098 | 0.00% | 3q | +28.7%+$208.5K |
| TOUNJIAN ADVISORY PARTNERS, LLC | $838.2K | 17,957 | 0.36% | new | NEW |
| LifeWealth Investments, LLC | $834.5K | 17,877 | 0.22% | 5q | -2.2%-$18.6K |
| BEACON FINANCIAL GROUP | $820.8K | 17,584 | 0.07% | 23q | HELD |
| Integrity Financial Corp /WA | $812.4K | 17,404 | 0.39% | 17q | -11.3%-$103.6K |
| IHT Wealth Management, LLC | $808.9K | 17,329 | 0.02% | 3q | HELD |
| Madrona Financial Services, LLC | $804.7K | 17,238 | 0.15% | 3q | HELD |
| First Heartland Consultants, Inc. | $772.9K | 16,558 | 0.05% | 3q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $741.7K | 15,888 | 0.44% | 5q | -0.5%-$3.9K |
| Spectrum Asset Management, Inc. (NB/CA) | $721.7K | 15,460 | 0.20% | 7q | HELD |
| WealthTrust Asset Management, LLC | $707.8K | 15,163 | 0.38% | 15q | HELD |
| Cambridge Investment Research Advisors, Inc. | $656.0K | 14,064 | 0.00% | 23q | -3.3%-$22.5K |
| Sanctuary Advisors, LLC | $631.3K | 13,524 | 0.00% | 3q | HELD |
| UPTICK PARTNERS, LLC | $613.3K | 13,138 | 0.10% | 7q | HELD |
| RFG Advisory, LLC | $611.8K | 13,106 | 0.01% | 5q | +8.6%+$48.5K |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | $579.3K | 12,409 | 0.08% | 3q | -36.5%-$333.6K |
| Tanglewood Legacy Advisors, LLC | $571.6K | 12,246 | 0.18% | 15q | -1.5%-$8.4K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $561.0K | 12,019 | 0.01% | 7q | HELD |
| Buck Wealth Strategies, LLC | $545.7K | 11,691 | 0.06% | 6q | HELD |
| Prime Capital Investment Advisors, LLC | $523.5K | 11,215 | 0.01% | 3q | -8.8%-$50.3K |
| Capasso Planning Partners LLC | $522.3K | 11,189 | 0.26% | 3q | HELD |
| Signal Advisors Wealth, LLC | $496.3K | 10,632 | 0.03% | 10q | -2.8%-$14.1K |
| FIDUCIARY FINANCIAL ADVISORS | $483.0K | 10,352 | 0.05% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $480.4K | 10,292 | 0.01% | 3q | HELD |
| Keystone Wealth Services, LLC | $463.9K | 9,937 | 0.09% | 7q | -1.5%-$7.2K |
| 1776 Wealth LLC | $416.4K | 8,920 | 0.15% | 11q | -16.3%-$81.1K |
| Marshall Financial Group, LLC | $410.6K | 8,795 | 0.06% | 11q | HELD |
| Santori & Peters, Inc. | $385.7K | 8,263 | 0.11% | 3q | HELD |
| Farther Finance Advisors, LLC | $324.1K | 6,943 | 0.00% | 6q | +50.4%+$108.6K |
| AlphaStar Capital Management, LLC | $315.8K | 6,765 | 0.02% | 3q | HELD |
| Clearstead Advisors, LLC | $315.7K | 6,764 | 0.00% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $303.4K | 6,500 | 0.03% | 3q | HELD |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $286.4K | 6,140 | 0.28% | 11q | -24.8%-$94.4K |
| Ameritas Advisory Services, LLC | $267.1K | 5,721 | 0.01% | new | NEW |
| JIM SAULNIER & ASSOCIATES, LLC | $259.0K | 5,549 | 0.10% | 3q | HELD |
| Arkadios Wealth Advisors | $253.3K | 5,426 | 0.00% | 7q | HELD |
| Sage Capital Advisors,llc | $253.1K | 5,422 | 0.05% | 3q | -0.6%-$1.4K |
| Prosperity Consulting Group, LLC | $246.5K | 5,281 | 0.01% | 13q | -1.4%-$3.5K |
| Clear Creek Financial Management, LLC | $237.5K | 5,088 | 0.02% | 11q | -16.0%-$45.3K |
| Simplicity Wealth,LLC | $231.0K | 4,948 | 0.01% | 5q | HELD |
| Nova Wealth Management, Inc. | $221.0K | 4,735 | 0.12% | 7q | -0.7%-$1.6K |
| Savvy Advisors, Inc. | $210.6K | 4,512 | 0.00% | new | NEW |
| Advyzon Investment Management, LLC | $209.6K | 4,490 | 0.02% | new | NEW |
| BARCLAYS PLC | $195.8K | 4,195 | 0.00% | 8q | -2.3%-$4.6K |
| Capital Investment Advisory Services, LLC | $182.6K | 3,912 | 0.01% | 15q | HELD |
| Geneos Wealth Management Inc. | $179.1K | 3,837 | 0.00% | 7q | -0.8%-$1.5K |
| SILVER OAK SECURITIES, INCORPORATED | $166.8K | 3,574 | 0.01% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $158.7K | 3,399 | 0.02% | 15q | -1.8%-$2.8K |
| Larson Financial Group LLC | $141.7K | 3,036 | 0.00% | 7q | HELD |
| LANARK FINANCIAL, INC. | $134.7K | 2,885 | 0.01% | 12q | -7.2%-$10.4K |
| CENTAURUS FINANCIAL, INC. | $133.0K | 2,852 | 0.01% | new | NEW |
| Rockefeller Capital Management L.P. | $129.3K | 2,769 | 0.00% | 4q | -34.8%-$68.9K |
| SOA Wealth Advisors, LLC. | $123.2K | 2,640 | 0.02% | 15q | HELD |
| Ashton Thomas Private Wealth, LLC | $116.7K | 2,500 | 0.00% | 2q | HELD |
| AE Wealth Management LLC | $100.7K | 2,158 | 0.00% | 20q | +7.6%+$7.1K |
| Capital Analysts, LLC | $91.0K | 1,939 | 0.00% | 7q | HELD |
| Oakmont Advisory Group, LLC | $87.8K | 1,882 | 0.07% | new | NEW |
| MTM Investment Management, LLC | $79.6K | 1,705 | 0.02% | 19q | -19.6%-$19.4K |
| DHJJ Financial Advisors, Ltd. | $63.5K | 1,360 | 0.02% | 12q | -15.5%-$11.7K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $59.0K | 1,263 | 0.00% | 11q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 44.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 32 | $52.3M | 1,087,280 | 1 | 1 | 13 | 0.0% |
| Q2 2026 | 108 | $187.5M | 4,016,845 | 10 | 15 | 44 | 0.0% |
| Q1 2026 | 112 | $179.3M | 4,118,128 | 7 | 18 | 44 | 0.0% |
| Q4 2025 | 115 | $190.9M | 4,298,523 | 29 | 30 | 26 | 0.0% |
| Q3 2025 | 89 | $132.2M | 3,057,573 | 7 | 13 | 37 | 0.0% |
| Q2 2025 | 92 | $206.8M | 5,034,458 | 8 | 23 | 41 | 0.0% |
| Q1 2025 | 91 | $191.0M | 4,981,235 | 5 | 17 | 43 | 0.0% |
| Q4 2024 | 90 | $191.5M | 4,856,713 | 23 | 28 | 20 | 0.0% |
| Q3 2024 | 61 | $61.8M | 1,584,589 | 4 | 15 | 20 | 0.0% |
| Q2 2024 | 65 | $68.8M | 1,790,005 | 4 | 13 | 24 | 0.0% |
| Q1 2024 | 68 | $71.6M | 1,901,985 | 7 | 9 | 27 | 0.0% |
| Q4 2023 | 64 | $73.2M | 2,013,511 | 21 | 20 | 11 | 0.0% |
| Q3 2023 | 51 | $44.9M | 1,295,899 | 6 | 7 | 20 | 0.0% |
| Q2 2023 | 54 | $65.5M | 1,866,045 | 7 | 5 | 27 | 0.6% |
| Q1 2023 | 53 | $99.1M | 3,015,524 | 7 | 4 | 24 | 0.0% |
| Q4 2022 | 52 | $116.3M | 3,702,250 | 27 | 12 | 5 | 0.0% |
| Q3 2022 | 28 | $1.5B | 47,852,259 | 2 | 9 | 4 | 0.0% |
| Q2 2022 | 33 | $1.4B | 47,444,703 | 7 | 9 | 8 | 0.0% |
| Q1 2022 | 30 | $1.6B | 49,987,396 | 4 | 6 | 12 | 0.0% |
| Q4 2021 | 31 | $1.7B | 52,751,881 | 16 | 9 | 1 | 0.0% |
| Q3 2021 | 17 | $1.5B | 45,050,933 | 3 | 1 | 6 | 0.0% |
| Q2 2021 | 19 | $1.5B | 45,233,437 | 3 | 4 | 8 | 0.0% |
| Q1 2021 | 17 | $1.5B | 46,255,604 | 5 | 2 | 5 | 0.0% |
| Q4 2020 | 15 | $1.6B | 51,445,441 | 12 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $207.0K | 6,415 | 1 | 0 | 0 | 0.0% |