DaveManuel.com · Institutional Ownership · Who Owns It
DUOS TECHNOLOGIES GROUP INC (DUOT)
Institutional ownership reported to the SEC as of Q2 2026, across 27 quarters.
98
Reporting holders
$232.4M
Reported value
4.2%
Calls
0.1%
Puts
+26
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | $24.0M | 2,000,000 | 0.06% | 2q | +4.9%+$1.1M |
| BlackRock, Inc. | $19.9M | 1,657,657 | 0.00% | 5q | +1739.3%+$18.8M |
| Bleichroeder LP | $19.5M | 1,627,806 | 3.49% | 26q | HELD |
| ROYAL BANK OF CANADA | $16.0M | 1,330,063 | 0.00% | 9q | HELD |
| Northern Right Capital Management, L.P. | $14.6M | 1,219,122 | 4.34% | 4q | +13.1%+$1.7M |
| Shay Capital LLC | $14.6M incl. $3.4M options CALL | 931,635 | 0.94% | 6q | +40.9%+$4.2M |
| MORGAN STANLEY | $14.1M | 1,177,994 | 0.00% | 22q | +11.0%+$1.4M |
| VANGUARD CAPITAL MANAGEMENT LLC | $13.6M | 1,130,835 | 0.00% | 2q | +16.4%+$1.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $7.6M | 635,008 | 0.00% | 18q | +300.6%+$5.7M |
| JANE STREET GROUP, LLC | $7.4M | 613,248 | 0.00% | 4q | +1476.2%+$6.9M |
| CANTOR FITZGERALD, L. P. | $7.2M | 600,000 | 0.04% | new | NEW |
| Private Advisor Group, LLC | $6.1M | 511,000 | 0.03% | 19q | +19.9%+$1.0M |
| STATE STREET CORP | $5.2M | 431,478 | 0.00% | 12q | +552.0%+$4.4M |
| Caption Management, LLC | $4.8M CALL | options only | 0.02% | 2q | OPTIONS |
| UBS Group AG | $3.9M | 323,188 | 0.00% | 21q | -21.6%-$1.1M |
| Potomac Capital Management, Inc. | $3.8M | 313,300 | 2.57% | 3q | -3.4%-$130.6K |
| HighMark Wealth Management LLC | $3.5M | 289,884 | 1.17% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $3.4M | 287,200 | 0.00% | 4q | +8.6%+$273.4K |
| CITADEL ADVISORS LLC | $3.3M incl. $806.4K options CALL+PUT | 206,412 | 0.00% | 4q | +31.8%+$791.6K |
| GRATIA CAPITAL, LLC | $3.2M | 270,275 | 1.96% | 2q | -53.4%-$3.7M |
| JPMORGAN CHASE & CO | $3.1M | 266,160 | 0.00% | 2q | +395.2%+$2.5M |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | $2.9M | 242,536 | 0.02% | new | NEW |
| NORTHERN TRUST CORP | $2.7M | 222,541 | 0.00% | 11q | +308.1%+$2.0M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $2.2M | 182,369 | 0.00% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $2.1M | 171,220 | 0.00% | 2q | +81.2%+$920.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.8M | 151,961 | 0.00% | 4q | -54.1%-$2.1M |
| Squarepoint Ops LLC | $1.6M | 134,888 | 0.00% | 3q | +502.7%+$1.4M |
| GOLDMAN SACHS GROUP INC | $1.6M | 133,841 | 0.00% | 3q | +104.8%+$821.9K |
| Cruiser Capital Advisors, LLC | $1.4M | 119,852 | 0.89% | 4q | +26.4%+$300.0K |
| PEAK6 LLC | $942.7K | 78,562 | 0.00% | new | NEW |
| IMC-Chicago, LLC | $899.2K incl. $490.8K options CALL | 34,033 | 0.00% | 2q | HELD |
| Informed Momentum Co LLC | $775.0K | 64,583 | 0.07% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $771.0K | 64,249 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $757.8K | 63,153 | 0.00% | 19q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $724.1K | 60,344 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $687.6K | 57,297 | 0.00% | new | NEW |
| XTX Topco Ltd | $687.1K | 57,258 | 0.01% | new | NEW |
| Diametric Capital, LP | $649.4K | 54,119 | 0.07% | new | NEW |
| SEI INVESTMENTS CO | $558.4K | 46,536 | 0.00% | new | NEW |
| Nuveen, LLC | $519.4K | 43,283 | 0.00% | new | NEW |
| CDC Financial, Inc. | $480.0K | 40,000 | 0.20% | new | NEW |
| Black Maple Capital Management LP | $470.0K | 39,168 | 0.27% | 2q | -38.5%-$294.5K |
| SIMPLEX TRADING, LLC | $394.5K incl. $56.4K options CALL+PUT | 28,171 | 0.00% | 2q | +286.1%+$292.3K |
| D. E. Shaw & Co., Inc. | $380.0K | 31,663 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $373.6K | 31,133 | 0.00% | new | NEW |
| CenterStar Asset Management, LLC | $360.0K CALL | options only | 0.06% | new | OPTIONS |
| GatePass Capital, LLC | $360.0K | 30,000 | 0.14% | 3q | -30.2%-$156.0K |
| JONES FINANCIAL COMPANIES LLLP | $338.6K | 29,550 | 0.00% | 3q | -13.3%-$52.1K |
| Quadrature Capital Ltd | $316.3K | 26,356 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $315.4K | 26,281 | 0.00% | new | NEW |
| Mesirow Financial Investment Management, Inc. | $307.3K | 25,610 | 0.00% | 11q | HELD |
| Jump Financial, LLC | $296.4K | 24,700 | 0.00% | new | NEW |
| FOX RUN MANAGEMENT, L.L.C. | $292.7K | 24,392 | 0.05% | new | NEW |
| WELLS FARGO & COMPANY/MN | $287.9K | 23,994 | 0.00% | new | NEW |
| LPL Financial LLC | $273.8K | 22,820 | 0.00% | 7q | +3.4%+$8.9K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $264.0K | 21,997 | 0.00% | new | NEW |
| Quantbot Technologies LP | $262.5K | 21,873 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $237.4K | 19,784 | 0.00% | 9q | -33.3%-$118.3K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $230.0K | 24,707 | 0.00% | new | NEW |
| ESSEX INVESTMENT MANAGEMENT CO LLC | $229.0K | 19,083 | 0.03% | 7q | HELD |
| Balyasny Asset Management L.P. | $228.5K | 19,039 | 0.00% | 2q | -94.2%-$3.7M |
| MetLife Investment Management, LLC | $195.7K | 16,305 | 0.00% | new | NEW |
| GROUP ONE TRADING LLC | $186.7K incl. $20.4K options CALL | 13,855 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $181.2K | 15,100 | 0.00% | new | NEW |
| Invesco Ltd. | $171.9K | 14,325 | 0.00% | new | NEW |
| Heck Capital Advisors, LLC | $163.6K | 13,630 | 0.01% | new | NEW |
| CITIGROUP INC | $148.5K | 12,378 | 0.00% | 3q | +245.8%+$105.6K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $145.5K | 12,121 | 0.00% | new | NEW |
| Themes Management Co LLC | $145.4K | 12,119 | 0.10% | 3q | -9.4%-$15.0K |
| C2C Wealth Management, LLC | $132.0K | 11,000 | 0.10% | 2q | HELD |
| TWO SIGMA INVESTMENTS, LP | $130.0K | 10,836 | 0.00% | new | NEW |
| Vanguard Global Advisers, LLC | $123.1K | 10,257 | 0.00% | 2q | +66.0%+$48.9K |
| BLAIR WILLIAM & CO/IL | $120.0K | 10,000 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $110.4K | 9,200 | 0.00% | new | NEW |
| Police & Firemen's Retirement System of New Jersey | $93.6K | 7,797 | 0.00% | new | NEW |
| US BANCORP \DE\ | $84.0K | 7,000 | 0.00% | new | NEW |
| BARCLAYS PLC | $78.6K | 6,546 | 0.00% | 4q | -82.3%-$365.5K |
| Clearstead Advisors, LLC | $72.0K | 6,000 | 0.00% | 3q | +2826.8%+$69.5K |
| STRS OHIO | $62.4K | 5,200 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $42.0K | 3,500 | 0.00% | new | NEW |
| Legal & General Group Plc | $30.8K | 2,567 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $28.8K | 2,399 | 0.00% | new | NEW |
| Cornerstone Planning Group LLC | $26.7K | 3,259 | 0.00% | 2q | HELD |
| Russell Investments Group, Ltd. | $25.4K | 2,114 | 0.00% | 2q | -94.2%-$410.3K |
| OSAIC HOLDINGS, INC. | $25.1K | 2,091 | 0.00% | 3q | -90.7%-$245.9K |
| Tower Research Capital LLC (TRC) | $23.5K | 1,960 | 0.00% | 2q | -70.3%-$55.8K |
| Persistent Asset Partners Ltd | $22.1K | 1,845 | 0.01% | new | NEW |
| FMR LLC | $19.2K | 1,601 | 0.00% | 3q | +6.7%+$1.2K |
| Parallel Advisors, LLC | $6.2K | 520 | 0.00% | new | NEW |
| SBI Securities Co., Ltd. | $6.1K | 506 | 0.00% | 7q | +62.7%+$2.3K |
| Federation des caisses Desjardins du Quebec | $4.8K | 400 | 0.00% | 2q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $4.4K | 364 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $2.5K | 210 | 0.00% | 2q | -7.1% |
| Sterling Capital Management LLC | $1.4K | 120 | 0.00% | new | NEW |
| BARD ASSOCIATES INC | $1.3K | 108 | 0.00% | 3q | HELD |
| Rialto Wealth Management, LLC | $936 | 78 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $890 | 74 | 0.00% | 3q | +196.0% |
| SHP Wealth Management | $120 | 10 | 0.00% | 3q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-13 | 2026-09-08 | Directors or officers departed or appointed | filing |
| 2026-10-05 | 2026-09-30 | Acquisition or disposal completed Material agreement entered | filing |
| 2026-09-17 | 2026-08-17 | Directors or officers departed or appointed | filing |
| 2026-08-26 | 2026-08-24 | Directors or officers departed or appointed | filing |
| 2026-08-18 | 2026-08-14 | Directors or officers departed or appointed | filing |
| 2026-08-11 | 2026-08-05 | Acquisition or disposal completed Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $2.2M | 246,222 | 7 | 3 | 1 | 0.0% |
| Q2 2026 | 98 | $232.4M | 18,552,606 | 47 | 26 | 15 | 4.3% |
| Q1 2026 | 72 | $104.8M | 14,835,367 | 23 | 26 | 11 | 2.9% |
| Q4 2025 | 58 | $85.9M | 7,613,626 | 24 | 15 | 13 | 0.3% |
| Q3 2025 | 44 | $58.6M | 7,961,267 | 25 | 14 | 1 | 0.0% |
| Q2 2025 | 23 | $24.1M | 3,375,646 | 5 | 12 | 3 | 0.0% |
| Q1 2025 | 22 | $15.4M | 2,723,164 | 6 | 6 | 5 | 0.0% |
| Q4 2024 | 21 | $14.7M | 2,460,421 | 5 | 6 | 4 | 0.0% |
| Q3 2024 | 17 | $7.4M | 2,470,028 | 1 | 2 | 6 | 0.0% |
| Q2 2024 | 19 | $6.4M | 2,253,743 | 3 | 5 | 5 | 0.0% |
| Q1 2024 | 19 | $10.8M | 2,497,437 | 1 | 7 | 7 | 0.0% |
| Q4 2023 | 20 | $7.2M | 2,461,501 | 3 | 6 | 6 | 0.0% |
| Q3 2023 | 17 | $12.2M | 2,369,422 | 3 | 7 | 3 | 0.0% |
| Q2 2023 | 14 | $14.0M | 2,353,074 | 1 | 6 | 3 | 0.0% |
| Q1 2023 | 16 | $6.7M | 2,376,662 | 4 | 7 | 3 | 0.0% |
| Q4 2022 | 16 | $4.2M | 2,095,654 | 6 | 2 | 4 | 0.0% |
| Q3 2022 | 11 | $9.1M | 2,239,647 | 1 | 2 | 1 | 0.0% |
| Q2 2022 | 10 | $8.6M | 2,244,354 | 0 | 5 | 2 | 0.0% |
| Q1 2022 | 12 | $12.8M | 2,338,999 | 2 | 7 | 1 | 0.0% |
| Q4 2021 | 11 | $5.5M | 1,074,525 | 2 | 4 | 2 | 0.0% |
| Q3 2021 | 12 | $6.2M | 1,000,705 | 2 | 3 | 2 | 0.0% |
| Q2 2021 | 11 | $10.1M | 984,765 | 4 | 2 | 2 | 0.0% |
| Q1 2021 | 7 | $15.4M | 1,406,452 | 2 | 4 | 0 | 0.0% |
| Q4 2020 | 6 | $3.8M | 904,425 | 1 | 3 | 0 | 0.0% |
| Q3 2020 | 8 | $3.4M | 887,221 | 2 | 2 | 1 | 0.0% |
| Q2 2020 | 10 | $4.3M | 943,270 | 4 | 0 | 1 | 0.0% |
| Q1 2020 | 9 | $4.4M | 937,114 | 9 | 0 | 0 | 0.0% |