DaveManuel.com · Institutional Ownership · Who Owns It
SPDR INDEX SHS FDS (EFAX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
98
Reporting holders
$303.0M
Reported value
0.0%
Calls
0.5%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Betterment LLC | $79.8M | 1,474,589 | 0.13% | 23q | +3.0%+$2.3M |
| Gemmer Asset Management LLC | $38.6M | 713,531 | 2.60% | 16q | +2.7%+$1.0M |
| FLPUTNAM INVESTMENT MANAGEMENT CO | $17.9M | 331,505 | 0.21% | 29q | -5.1%-$960.3K |
| BANK OF AMERICA CORP /DE/ | $13.8M | 254,535 | 0.00% | 31q | +8.5%+$1.1M |
| BAILARD, INC. | $13.6M | 251,570 | 0.28% | 15q | +7.0%+$895.5K |
| Windmill Hill Asset Management Ltd | $12.3M | 227,939 | 2.75% | 3q | HELD |
| Leith Wheeler Investment Counsel Ltd. | $12.2M | 225,900 | 0.93% | new | NEW |
| Rockefeller Capital Management L.P. | $9.0M | 166,460 | 0.01% | 21q | HELD |
| Kingsview Wealth Management, LLC | $8.9M | 164,976 | 0.11% | new | NEW |
| SCS Capital Management LLC | $7.5M | 138,932 | 0.07% | 6q | +1947.6%+$7.2M |
| LPL Financial LLC | $6.6M | 122,389 | 0.00% | 24q | +2.2%+$141.5K |
| Cerity Partners LLC | $6.6M | 121,860 | 0.01% | 4q | HELD |
| SEI INVESTMENTS CO | $6.6M | 121,421 | 0.01% | 20q | +0.9%+$60.1K |
| Composition Wealth, LLC | $4.9M | 90,908 | 0.06% | 30q | -2.2%-$111.5K |
| FLOW TRADERS U.S. LLC | $4.2M | 77,175 | 0.17% | 6q | +107.6%+$2.2M |
| ROYAL BANK OF CANADA | $4.0M | 73,578 | 0.00% | 31q | -1.5%-$62.1K |
| Mariner, LLC | $3.3M | 61,234 | 0.00% | 16q | -16.6%-$658.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $3.3M | 60,849 | 0.00% | 2q | +97.0%+$1.6M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.0M | 56,085 | 0.00% | 11q | -41.6%-$2.2M |
| NEPC LLC | $2.9M | 53,260 | 0.05% | 4q | HELD |
| JANE STREET GROUP, LLC | $2.8M | 52,617 | 0.00% | 3q | -0.6%-$18.0K |
| Values Added Financial LLC | $2.7M | 50,519 | 0.99% | 7q | -11.5%-$354.6K |
| XPONANCE LLC | $2.7M | 49,141 | 0.02% | 4q | +19.4%+$431.7K |
| HARBOUR INVESTMENTS, INC. | $2.0M | 36,772 | 0.03% | 20q | -0.7%-$13.9K |
| TIFF ADVISORY SERVICES, LLC | $1.8M | 33,093 | 0.44% | 4q | +4.3%+$73.9K |
| OXFORD FINANCIAL GROUP, LTD. LLC | $1.7M | 31,689 | 0.09% | 26q | +62.2%+$657.4K |
| DV Trading LLC | $1.6M PUT | options only | 0.05% | new | OPTIONS |
| AGF MANAGEMENT LTD | $1.4M | 25,525 | 0.01% | 13q | +1.2%+$17.0K |
| CAMELOT TECHNOLOGY ADVISORS, INC. | $1.4M | 25,484 | 0.93% | 11q | +22.3%+$251.4K |
| MARQUETTE ASSOCIATES, INC. | $1.2M | 23,041 | 0.91% | 7q | -4.1%-$53.1K |
| BRADLEY FOSTER & SARGENT INC/CT | $1.2M | 22,131 | 0.02% | 19q | HELD |
| PROFFITT & GOODSON INC | $1.1M | 20,814 | 0.15% | 27q | +4.2%+$45.5K |
| Equitable Holdings, Inc. | $1.1M | 19,840 | 0.01% | 15q | -8.8%-$103.8K |
| Whipplewood Advisors, LLC | $1.1M | 19,623 | 0.71% | 7q | +2.2%+$22.8K |
| JPMORGAN CHASE & CO | $988.7K | 18,343 | 0.00% | 11q | -1.1%-$10.8K |
| HighTower Advisors, LLC | $934.9K | 17,274 | 0.00% | 9q | -4.9%-$48.4K |
| OSAIC HOLDINGS, INC. | $876.2K | 16,185 | 0.00% | 26q | -1.0%-$9.3K |
| Bond & Devick Financial Network, Inc. | $807.2K | 14,915 | 0.20% | 23q | +29.9%+$185.8K |
| Beacon Pointe Advisors, LLC | $723.9K | 13,376 | 0.00% | 31q | HELD |
| MASECO LLP | $664.6K | 12,275 | 0.02% | 2q | HELD |
| NewEdge Advisors, LLC | $658.5K | 12,168 | 0.00% | 15q | -2.2%-$14.8K |
| Advisory Solutions Group, LLC | $628.2K | 11,608 | 0.21% | new | FIRST |
| GGM Financial LLC | $608.1K | 11,236 | 0.23% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $543.8K | 10,049 | 0.00% | 4q | HELD |
| RETIREMENT INCOME SOLUTIONS, INC | $523.8K | 10,525 | 0.09% | 9q | HELD |
| Operose Advisors LLC | $518.9K | 9,587 | 0.10% | 13q | +1.5%+$7.8K |
| Arax Advisory Partners | $476.5K | 8,805 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $457.8K | 8,458 | 0.00% | 2q | -4.7%-$22.5K |
| Hobbs Group Advisors, LLC | $453.4K | 8,377 | 0.12% | 10q | -5.1%-$24.5K |
| Choate Investment Advisors | $453.3K | 8,375 | 0.01% | 13q | +13.5%+$54.0K |
| Bridgewater Advisors Inc. | $445.4K | 8,106 | 0.02% | 14q | -2.0%-$9.0K |
| Insight Advisors, LLC/ PA | $437.6K | 8,085 | 0.08% | 15q | +6.9%+$28.4K |
| Parkwoods Wealth Partners, LLC | $431.0K | 7,963 | 0.07% | new | NEW |
| Boyd Wealth Management, LLC | $416.0K | 7,687 | 0.16% | 8q | -5.8%-$25.8K |
| William Mack & Associates, Inc. | $401.1K | 7,412 | 0.14% | 3q | +11.2%+$40.5K |
| eCIO, Inc. | $399.4K | 7,379 | 0.11% | 6q | +1.2%+$4.9K |
| Key Financial Inc | $390.4K | 7,214 | 0.06% | 10q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $388.4K | 7,177 | 0.00% | 30q | +0.6%+$2.4K |
| Aufman Associates Inc | $382.8K | 7,073 | 0.15% | 15q | +1.5%+$5.7K |
| Creative Planning | $379.8K | 7,017 | 0.00% | 17q | +1.7%+$6.4K |
| SteelPeak Wealth, LLC | $353.1K | 6,524 | 0.01% | 4q | HELD |
| AMERICAN FINANCIAL & TAX STRATEGIES INC | $325.1K | 6,007 | 0.15% | 11q | -13.3%-$50.1K |
| Clarion Wealth Managment Partners, LLC | $317.7K | 5,870 | 0.26% | 5q | HELD |
| FOSTER DYKEMA CABOT & PARTNERS, LLC | $308.4K | 5,699 | 0.02% | 11q | HELD |
| CITADEL ADVISORS LLC | $306.2K | 5,657 | 0.00% | 5q | -94.8%-$5.6M |
| Diversified Enterprises, LLC | $305.0K | 5,636 | 0.01% | 2q | +3.4%+$10.1K |
| COLTON GROOME FINANCIAL ADVISORS, LLC | $299.0K | 5,525 | 0.07% | 6q | +2.9%+$8.4K |
| Ethic Inc. | $278.2K | 5,140 | 0.00% | new | NEW |
| GenTrust, LLC | $255.9K | 4,727 | 0.01% | 6q | -2.3%-$6.0K |
| First Bancorp, Inc /ME/ | $247.3K | 4,570 | 0.10% | 10q | HELD |
| Blue Zone Wealth Advisors, LLC | $246.8K | 4,560 | 0.04% | 5q | HELD |
| BURNS J W & CO INC/NY | $246.3K | 4,550 | 0.03% | 2q | HELD |
| Wealthfront Advisers LLC | $228.1K | 4,214 | 0.00% | new | NEW |
| ARCADIA INVESTMENT ADVISORS LLC | $212.0K | 3,917 | 0.09% | 28q | HELD |
| Stonehearth Capital Management, LLC | $209.4K | 3,869 | 0.07% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $205.1K | 3,789 | 0.00% | 17q | -36.1%-$116.1K |
| PNC Financial Services Group, Inc. | $203.2K | 3,755 | 0.00% | 31q | -36.9%-$119.0K |
| FMR LLC | $198.1K | 3,660 | 0.00% | 9q | +104.5%+$101.2K |
| Sankala Group LLC | $167.0K | 3,001 | 0.11% | 3q | HELD |
| Robinswood Financial LLC | $128.1K | 2,367 | 0.04% | 3q | +19.1%+$20.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $98.6K | 1,821 | 0.00% | 10q | +9.0%+$8.1K |
| MORGAN STANLEY | $92.2K | 1,704 | 0.00% | 19q | HELD |
| N.E.W. Advisory Services LLC | $87.3K | 1,614 | 0.01% | 6q | -11.9%-$11.8K |
| Institute for Wealth Management, LLC. | $83.0K | 1,533 | 0.01% | new | NEW |
| AdvisorNet Financial, Inc | $47.2K | 872 | 0.00% | 18q | +4.6%+$2.1K |
| Golden State Wealth Management, LLC | $41.2K | 761 | 0.00% | 3q | +1.5% |
| Brooklyn FI, LLC | $39.5K | 731 | 0.01% | new | NEW |
| TD Waterhouse Canada Inc. | $25.8K | 479 | 0.00% | 10q | -33.3%-$12.9K |
| EVERMAY WEALTH MANAGEMENT LLC | $22.8K | 421 | 0.00% | 21q | HELD |
| UBS Group AG | $21.2K | 392 | 0.00% | 15q | -75.7%-$65.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $19.1K | 355 | 0.00% | 3q | +1.4% |
| Cedar Mountain Advisors, LLC | $17.3K | 320 | 0.00% | 4q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $16.2K | 300 | 0.00% | 19q | HELD |
| Cranbrook Wealth Management, LLC | $12.3K | 228 | 0.00% | 14q | HELD |
| Farther Finance Advisors, LLC | $11.4K | 210 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $3.7K | 68 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $1.8K | 34 | 0.00% | 11q | HELD |
| Dunhill Financial, LLC | $811 | 15 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 25 | $44.1M | 822,689 | 2 | 9 | 6 | 0.0% |
| Q2 2026 | 98 | $303.0M | 5,570,549 | 13 | 33 | 26 | 0.5% |
| Q1 2026 | 90 | $248.3M | 4,988,772 | 8 | 28 | 17 | 0.0% |
| Q4 2025 | 89 | $259.0M | 5,132,472 | 10 | 41 | 18 | 0.0% |
| Q3 2025 | 86 | $272.8M | 5,628,214 | 13 | 22 | 20 | 0.0% |
| Q2 2025 | 85 | $206.2M | 4,341,657 | 8 | 36 | 18 | 0.1% |
| Q1 2025 | 82 | $178.0M | 4,138,119 | 8 | 24 | 26 | 0.1% |
| Q4 2024 | 77 | $185.2M | 4,649,596 | 6 | 31 | 21 | 0.0% |
| Q3 2024 | 76 | $190.5M | 4,356,886 | 4 | 24 | 15 | 0.0% |
| Q2 2024 | 74 | $174.6M | 4,279,765 | 6 | 33 | 17 | 0.0% |
| Q1 2024 | 69 | $178.7M | 4,297,617 | 9 | 30 | 12 | 0.0% |
| Q4 2023 | 65 | $165.1M | 4,230,944 | 5 | 26 | 16 | 0.0% |
| Q3 2023 | 62 | $145.3M | 4,096,531 | 3 | 24 | 9 | 0.0% |
| Q2 2023 | 65 | $151.6M | 4,024,764 | 6 | 24 | 17 | 0.0% |
| Q1 2023 | 65 | $176.5M | 4,765,618 | 9 | 21 | 14 | 0.0% |
| Q4 2022 | 59 | $164.3M | 2,429,910 | 7 | 19 | 17 | 0.0% |
| Q3 2022 | 57 | $169.9M | 2,837,510 | 5 | 18 | 13 | 0.0% |
| Q2 2022 | 62 | $194.4M | 2,931,675 | 5 | 24 | 8 | 0.0% |
| Q1 2022 | 64 | $238.2M | 3,096,910 | 11 | 23 | 13 | 0.0% |
| Q4 2021 | 59 | $193.9M | 2,345,733 | 9 | 25 | 4 | 0.0% |
| Q3 2021 | 51 | $163.8M | 1,981,482 | 4 | 16 | 10 | 0.0% |
| Q2 2021 | 52 | $156.4M | 1,865,566 | 9 | 16 | 11 | 0.0% |
| Q1 2021 | 45 | $130.0M | 1,619,420 | 4 | 18 | 9 | 0.0% |
| Q4 2020 | 43 | $123.0M | 1,570,616 | 6 | 17 | 6 | 0.0% |
| Q3 2020 | 38 | $175.0M | 2,246,381 | 8 | 12 | 8 | 0.0% |
| Q2 2020 | 35 | $164.2M | 2,531,232 | 4 | 12 | 6 | 0.0% |
| Q1 2020 | 37 | $123.9M | 2,204,301 | 9 | 15 | 5 | 0.0% |
| Q4 2019 | 30 | $136.6M | 1,884,522 | 8 | 11 | 4 | 0.0% |
| Q3 2019 | 28 | $95.7M | 1,411,504 | 3 | 9 | 5 | 0.0% |
| Q2 2019 | 26 | $54.9M | 809,895 | 2 | 7 | 6 | 0.0% |
| Q1 2019 | 26 | $40.2M | 604,725 | 8 | 3 | 7 | 0.0% |
| Q4 2018 | 17 | $18.1M | 300,434 | 0 | 0 | 0 | 0.0% |