DaveManuel.com · Institutional Ownership · Who Owns It
ELLINGTON FINANCIAL INC (EFC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
250
Reporting holders
$883.1M
Reported value
49.9%
Of shares outstanding
0.4%
Calls
0.5%
Puts
+12
Holder change
Institutions report 64,288,740 shares against 128,887,386 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $284.1M | 20,877,584 | 0.00% | 8q | +6.0%+$16.0M |
| VANGUARD CAPITAL MANAGEMENT LLC | $72.7M | 5,339,974 | 0.00% | 2q | +5.8%+$4.0M |
| STATE STREET CORP | $68.0M | 4,952,930 | 0.00% | 30q | +7.5%+$4.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $43.3M | 3,180,748 | 0.00% | 30q | +8.7%+$3.5M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $30.6M | 2,245,858 | 0.04% | 9q | +3.2%+$955.5K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $29.4M | 2,159,940 | 0.00% | 2q | +8.3%+$2.3M |
| Invesco Ltd. | $25.0M | 1,839,150 | 0.00% | 23q | +16.2%+$3.5M |
| JPMORGAN CHASE & CO | $20.2M | 1,480,642 | 0.00% | 30q | +59.1%+$7.5M |
| NORTHERN TRUST CORP | $20.2M | 1,486,781 | 0.00% | 30q | +9.1%+$1.7M |
| Delphi Financial Group, Inc. | $19.2M | 1,408,396 | 9.47% | 7q | HELD |
| VAN ECK ASSOCIATES CORP | $17.1M | 1,253,122 | 0.01% | 25q | -8.2%-$1.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $15.7M | 1,152,852 | 0.00% | 29q | +3.9%+$595.4K |
| EMG Holdings, L.P. | $15.3M | 1,122,952 | 12.21% | 20q | +16.9%+$2.2M |
| VICTORY CAPITAL MANAGEMENT INC | $11.7M | 860,613 | 0.01% | 18q | +2.7%+$310.0K |
| MORGAN STANLEY | $11.6M | 854,436 | 0.00% | 30q | -7.1%-$889.7K |
| VANGUARD FIDUCIARY TRUST CO | $11.2M | 820,680 | 0.00% | 2q | +3.0%+$320.2K |
| Bank of New York Mellon Corp | $11.1M | 818,015 | 0.00% | 29q | +0.9%+$97.0K |
| D. E. Shaw & Co., Inc. | $10.0M | 735,331 | 0.00% | 4q | +36.8%+$2.7M |
| TWO SIGMA INVESTMENTS, LP | $9.4M | 689,244 | 0.01% | 6q | +2007.8%+$8.9M |
| PRINCIPAL FINANCIAL GROUP INC | $8.2M | 606,012 | 0.00% | 21q | HELD |
| Dana Investment Advisors, Inc. | $7.3M | 534,767 | 0.19% | 4q | -1.6%-$117.8K |
| BANK OF AMERICA CORP /DE/ | $6.1M | 445,443 | 0.00% | 30q | -17.1%-$1.2M |
| Public Sector Pension Investment Board | $5.9M | 430,819 | 0.02% | 21q | -3.4%-$206.2K |
| CITADEL ADVISORS LLC | $5.7M incl. $988.1K options CALL+PUT | 346,508 | 0.00% | 27q | +106.9%+$2.9M |
| GOLDMAN SACHS GROUP INC | $5.3M | 386,890 | 0.00% | 28q | -3.8%-$210.0K |
| FIRST TRUST ADVISORS LP | $4.7M | 346,909 | 0.00% | 8q | -41.6%-$3.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.3M incl. $3.7M options CALL+PUT | 42,107 | 0.00% | 30q | HELD |
| RHUMBLINE ADVISERS | $3.9M | 286,795 | 0.00% | 29q | -7.3%-$306.6K |
| UBS Group AG | $3.9M | 286,067 | 0.00% | 30q | -55.6%-$4.9M |
| Legal & General Group Plc | $3.7M | 271,498 | 0.00% | 29q | HELD |
| MARSHALL WACE, LLP | $3.4M | 251,024 | 0.00% | 8q | +1491.9%+$3.2M |
| Swiss National Bank | $3.3M | 243,900 | 0.00% | 27q | +10.8%+$322.6K |
| Nuveen, LLC | $3.2M | 237,325 | 0.00% | 6q | +7.9%+$236.1K |
| AMERIPRISE FINANCIAL INC | $3.0M | 219,816 | 0.00% | 25q | -6.3%-$201.1K |
| GraniteShares Advisors LLC | $2.8M | 202,956 | 1.78% | 7q | +15.1%+$361.7K |
| HBK INVESTMENTS L P | $2.7M PUT | options only | 0.03% | 2q | OPTIONS |
| FMR LLC | $2.7M | 196,980 | 0.00% | 19q | +8.0%+$197.8K |
| Hennion & Walsh Asset Management, Inc. | $2.5M | 184,353 | 0.07% | 4q | +22.1%+$454.2K |
| HRT FINANCIAL LP | $2.1M | 153,985 | 0.00% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $2.1M | 152,081 | 0.00% | 15q | +21.8%+$370.4K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.0M | 150,386 | 0.00% | 29q | -2.5%-$52.5K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.0M | 146,276 | 0.00% | 27q | -20.4%-$509.2K |
| WELLS FARGO & COMPANY/MN | $1.9M | 140,324 | 0.00% | 30q | +66.8%+$764.7K |
| PRUDENTIAL FINANCIAL INC | $1.8M | 128,908 | 0.00% | 25q | +14.2%+$218.4K |
| DEUTSCHE BANK AG\ | $1.7M | 127,803 | 0.00% | 30q | +38.2%+$480.7K |
| ALLIANCEBERNSTEIN L.P. | $1.7M | 141,706 | 0.00% | 28q | +2.2%+$36.7K |
| Angel Oak Capital Advisors, LLC | $1.6M | 119,250 | 2.05% | 7q | HELD |
| Amundi | $1.6M | 117,147 | 0.00% | 6q | +4.2%+$64.3K |
| Penserra Capital Management LLC | $1.5M | 107,785 | 0.01% | 13q | +5.2%+$72.1K |
| AMERICAN FINANCIAL GROUP INC | $1.4M | 100,000 | 0.48% | 30q | HELD |
| CANADA LIFE ASSURANCE Co | $1.4M | 99,733 | 0.00% | 27q | HELD |
| NORDEN GROUP LLC | $1.3M | 96,167 | 0.11% | 12q | +33.3%+$326.7K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $1.3M | 93,985 | 0.00% | 2q | -13.3%-$196.1K |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.2M | 91,180 | 0.00% | 2q | +27.6%+$268.2K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $1.2M | 88,884 | 0.61% | 6q | HELD |
| Lido Advisors, LLC | $1.1M | 83,554 | 0.00% | 10q | +17.8%+$173.8K |
| Thrivent Financial for Lutherans | $1.1M | 82,342 | 0.00% | 21q | -18.7%-$258.1K |
| RBF Capital, LLC | $1.1M | 80,000 | 0.05% | 11q | HELD |
| Russell Investments Group, Ltd. | $1.1M | 78,638 | 0.00% | 30q | +345.1%+$829.8K |
| MetLife Investment Management, LLC | $989.1K | 72,672 | 0.00% | 29q | +9.1%+$82.7K |
| Curi Capital, LLC | $938.0K | 68,914 | 0.01% | 25q | +0.7%+$6.9K |
| EXCHANGE TRADED CONCEPTS, LLC | $896.5K | 65,870 | 0.00% | 2q | -1.5%-$13.6K |
| Illinois Municipal Retirement Fund | $868.4K | 63,804 | 0.01% | 12q | +16.0%+$119.8K |
| CITIGROUP INC | $852.8K | 62,657 | 0.00% | 30q | +192.0%+$560.7K |
| Jupiter Topco LLC | $823.7K | 60,497 | 0.00% | new | FIRST |
| LPL Financial LLC | $817.6K | 60,076 | 0.00% | 25q | -61.7%-$1.3M |
| ALLSTATE CORP | $767.4K | 56,387 | 0.01% | 2q | HELD |
| Savvy Advisors, Inc. | $765.8K | 56,266 | 0.02% | 4q | HELD |
| Louisiana State Employees Retirement System | $748.5K | 55,000 | 0.01% | 21q | -0.5%-$4.1K |
| Artemis Investment Management LLP | $710.0K | 52,170 | 0.01% | 3q | HELD |
| HBK Sorce Advisory LLC | $702.8K | 53,085 | 0.01% | 6q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $701.3K | 51,525 | 0.00% | 29q | +3.2%+$21.9K |
| INTECH INVESTMENT MANAGEMENT LLC | $692.1K | 50,849 | 0.01% | 8q | -9.6%-$73.2K |
| Vanguard Global Advisers, LLC | $643.1K | 47,254 | 0.00% | 2q | -20.4%-$164.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $638.8K | 46,934 | 0.00% | 29q | +18.7%+$100.7K |
| Jain Global LLC | $627.9K | 46,138 | 0.00% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $622.5K | 45,737 | 0.00% | new | NEW |
| Dynamic Technology Lab Private Ltd | $618.0K | 45,460 | 0.14% | 6q | +31.6%+$148.3K |
| State of Alaska, Department of Revenue | $562.0K | 41,295 | 0.01% | 21q | -32.9%-$276.1K |
| Brevan Howard Capital Management LP | $560.9K | 41,214 | 0.00% | 2q | HELD |
| State of Tennessee, Department of Treasury | $552.6K | 40,602 | 0.00% | 21q | +2.8%+$15.0K |
| Cambridge Investment Research Advisors, Inc. | $548.0K | 40,326 | 0.00% | 17q | -19.8%-$135.5K |
| Quantinno Capital Management LP | $545.5K | 40,078 | 0.00% | 6q | +118.1%+$295.4K |
| XTX Topco Ltd | $536.2K | 39,396 | 0.01% | new | NEW |
| Police & Firemen's Retirement System of New Jersey | $500.6K | 36,782 | 0.00% | 7q | +33.4%+$125.3K |
| Balyasny Asset Management L.P. | $493.2K | 36,237 | 0.00% | 3q | -74.9%-$1.5M |
| Graham Capital Management, L.P. | $479.2K | 35,206 | 0.01% | new | NEW |
| Kingsview Wealth Management, LLC | $478.1K | 35,131 | 0.01% | 2q | +23.0%+$89.3K |
| GSA CAPITAL PARTNERS LLP | $468.0K | 34,358 | 0.03% | new | NEW |
| Campbell & CO Investment Adviser LLC | $460.2K | 33,817 | 0.02% | 4q | -61.6%-$738.4K |
| AMALGAMATED BANK | $458.0K | 33,657 | 0.00% | 21q | -3.9%-$18.8K |
| RAYMOND JAMES FINANCIAL INC | $456.6K | 33,548 | 0.00% | 7q | -2.0%-$9.3K |
| ARIZONA STATE RETIREMENT SYSTEM | $456.4K | 33,534 | 0.00% | 24q | +9.6%+$40.2K |
| YOUSIF CAPITAL MANAGEMENT, LLC | $452.0K | 33,212 | 0.01% | 19q | HELD |
| OSAIC HOLDINGS, INC. | $447.0K | 32,847 | 0.00% | 26q | -8.3%-$40.3K |
| STIFEL FINANCIAL CORP | $425.4K | 31,258 | 0.00% | 3q | -22.9%-$126.0K |
| ROYAL BANK OF CANADA | $420.0K | 30,783 | 0.00% | 30q | +13.6%+$50.2K |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | $414.0K | 30,462 | 0.00% | 20q | +65.0%+$163.1K |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $404.7K | 29,735 | 0.00% | 21q | -3.5%-$14.8K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $401.2K | 29,476 | 0.00% | 27q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-30 | 13G/A | Vanguard Capital Management | 5.0% |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-17 | 2026-09-17 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 54 | $11.3M | 958,278 | 7 | 16 | 12 | 0.0% |
| Q2 2026 | 250 | $883.1M | 64,288,740 | 37 | 91 | 56 | 0.9% |
| Q1 2026 | 238 | $747.2M | 62,459,866 | 37 | 95 | 64 | 0.8% |
| Q4 2025 | 251 | $744.8M | 54,645,878 | 41 | 95 | 50 | 0.3% |
| Q3 2025 | 230 | $673.4M | 51,677,068 | 42 | 88 | 49 | 0.3% |
| Q2 2025 | 208 | $658.3M | 50,321,638 | 26 | 89 | 54 | 0.7% |
| Q1 2025 | 205 | $640.8M | 48,144,514 | 27 | 79 | 47 | 0.3% |
| Q4 2024 | 197 | $703.3M | 57,867,625 | 28 | 74 | 45 | 0.2% |
| Q3 2024 | 187 | $758.5M | 58,556,581 | 31 | 51 | 54 | 0.5% |
| Q2 2024 | 160 | $601.3M | 47,946,302 | 19 | 71 | 37 | 0.5% |
| Q1 2024 | 159 | $530.3M | 43,930,492 | 21 | 53 | 48 | 1.3% |
| Q4 2023 | 166 | $580.5M | 45,083,048 | 18 | 76 | 43 | 1.2% |
| Q3 2023 | 160 | $458.5M | 36,410,078 | 18 | 62 | 38 | 0.8% |
| Q2 2023 | 150 | $482.3M | 34,604,215 | 23 | 56 | 46 | 0.9% |
| Q1 2023 | 141 | $426.6M | 34,658,989 | 16 | 68 | 32 | 0.6% |
| Q4 2022 | 145 | $429.8M | 32,655,335 | 22 | 46 | 41 | 6.4% |
| Q3 2022 | 127 | $5.9B | 514,822,190 | 10 | 51 | 33 | 0.0% |
| Q2 2022 | 132 | $12.4B | 847,245,202 | 20 | 44 | 36 | 0.0% |
| Q1 2022 | 132 | $16.0B | 899,067,231 | 18 | 38 | 44 | 0.0% |
| Q4 2021 | 131 | $812.8M | 47,108,929 | 25 | 64 | 21 | 0.9% |
| Q3 2021 | 117 | $828.5M | 45,025,747 | 15 | 53 | 29 | 0.6% |
| Q2 2021 | 114 | $791.9M | 41,061,057 | 32 | 39 | 30 | 0.7% |
| Q1 2021 | 97 | $659.9M | 40,912,974 | 7 | 31 | 35 | 0.7% |
| Q4 2020 | 103 | $614.8M | 41,004,065 | 17 | 27 | 34 | 1.0% |
| Q3 2020 | 100 | $525.6M | 42,396,866 | 9 | 30 | 29 | 1.1% |
| Q2 2020 | 102 | $516.0M | 43,120,827 | 21 | 38 | 31 | 0.9% |
| Q1 2020 | 108 | $306.4M | 53,588,010 | 18 | 43 | 31 | 0.1% |
| Q4 2019 | 116 | $783.4M | 42,714,419 | 23 | 53 | 19 | 0.1% |
| Q3 2019 | 100 | $607.7M | 33,607,145 | 22 | 40 | 18 | 0.1% |
| Q2 2019 | 87 | $1.3B | 72,726,774 | 25 | 22 | 27 | 0.1% |
| Q1 2019 | 73 | $854.0M | 47,617,760 | 69 | 0 | 0 | 0.1% |
| Q4 2018 | 47 | $245.9M | 16,040,688 | 0 | 1 | 1 | 0.0% |