DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (ELFY)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
50
Reporting holders
$70.8M
Reported value
0.0%
Calls
0.0%
Puts
+12
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Redhawk Wealth Advisors, Inc. | $11.1M | 246,250 | 1.09% | 3q | +71.2%+$4.6M |
| OSAIC HOLDINGS, INC. | $9.3M | 207,964 | 0.01% | 4q | +98.7%+$4.6M |
| Prasad Wealth Partners, LLC | $8.9M | 198,882 | 2.15% | new | NEW |
| LPL Financial LLC | $6.9M | 153,569 | 0.00% | 2q | +297.5%+$5.2M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $3.9M | 87,045 | 0.11% | 2q | +1.4%+$54.7K |
| ALPS ADVISORS INC | $3.7M | 82,100 | 0.02% | 4q | -17.3%-$770.5K |
| Inspire Advisors, LLC | $3.0M | 67,484 | 0.21% | 2q | +2.7%+$79.3K |
| Trek Financial, LLC | $3.0M | 67,158 | 0.15% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.0M | 46,731 | 0.00% | 3q | +11.3%+$201.7K |
| Cetera Investment Advisers | $1.8M | 40,785 | 0.00% | 3q | +51.6%+$623.6K |
| NewEdge Advisors, LLC | $1.8M | 40,678 | 0.01% | 2q | +578.8%+$1.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.5M | 32,317 | 0.00% | 3q | -2.6%-$38.5K |
| Belpointe Asset Management LLC | $1.3M | 29,846 | 0.04% | 2q | HELD |
| BXM Wealth LLC | $1.1M | 25,015 | 0.61% | 3q | +319.7%+$856.4K |
| Farther Finance Advisors, LLC | $1.0M | 23,336 | 0.01% | 4q | -2.7%-$29.0K |
| GOLDMAN SACHS GROUP INC | $935.5K | 20,817 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $935.4K | 20,815 | 0.00% | 3q | +125.8%+$521.2K |
| Brookwood Investment Group LLC | $773.0K | 17,201 | 0.09% | 3q | -68.7%-$1.7M |
| Diversify Advisory Services, LLC | $716.8K | 17,393 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $716.8K | 17,393 | 0.01% | 2q | +61.7%+$273.5K |
| Janney Montgomery Scott LLC | $642.0K | 14,280 | 0.00% | 3q | +37.6%+$175.3K |
| Equitable Holdings, Inc. | $582.9K | 12,970 | 0.00% | new | NEW |
| Strategic Financial Concepts, LLC | $578.7K | 12,875 | 0.17% | 2q | +4.0%+$22.2K |
| Summit Financial, LLC | $481.4K | 10,711 | 0.01% | 4q | +17.5%+$71.7K |
| Cambridge Investment Research Advisors, Inc. | $426.0K | 9,458 | 0.00% | new | NEW |
| Thrivent Financial for Lutherans | $383.0K | 8,519 | 0.00% | 5q | HELD |
| RAYMOND JAMES FINANCIAL INC | $367.1K | 8,169 | 0.00% | 2q | +30.6%+$86.1K |
| STIFEL FINANCIAL CORP | $343.3K | 7,639 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $327.0K | 7,283 | 0.00% | 2q | +142.8%+$192.3K |
| Noble Wealth Management PBC | $314.1K | 6,990 | 0.14% | 4q | -8.3%-$28.5K |
| SILVER OAK SECURITIES, INCORPORATED | $308.7K | 6,868 | 0.02% | 2q | +1.8%+$5.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $301.0K | 6,698 | 0.00% | 4q | -7.0%-$22.6K |
| Sanctuary Advisors, LLC | $248.7K | 5,534 | 0.00% | 2q | +5.5%+$13.0K |
| Wellington Grp LLC | $235.0K | 5,229 | 0.06% | new | NEW |
| Sigma Planning Corp | $215.3K | 4,791 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $131.5K | 2,925 | 0.00% | 5q | +7.2%+$8.8K |
| Register Financial Advisors LLC | $69.7K | 1,550 | 0.02% | new | NEW |
| Medallion Wealth Advisors, LLC | $51.7K | 1,150 | 0.02% | new | NEW |
| Tripletail Wealth Management, LLC | $38.7K | 900 | 0.04% | 4q | +20.0%+$6.4K |
| IFG Advisory, LLC | $26.2K | 584 | 0.00% | new | NEW |
| GILL CAPITAL PARTNERS, LLC | $26.0K | 578 | 0.01% | 2q | HELD |
| FMR LLC | $12.4K | 276 | 0.00% | new | NEW |
| US BANCORP \DE\ | $11.2K | 250 | 0.00% | 2q | HELD |
| Global Retirement Partners, LLC | $10.3K | 230 | 0.00% | new | NEW |
| JNBA Financial Advisors | $6.6K | 147 | 0.00% | 5q | +22.5%+$1.2K |
| SHP Wealth Management | $5.8K | 130 | 0.00% | new | NEW |
| Atlantic Union Bankshares Corp | $4.5K | 100 | 0.00% | 4q | HELD |
| MORGAN STANLEY | $2.0K | 44 | 0.00% | new | NEW |
| Bear Mountain Capital, Inc. | $639 | 15 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $87 | 2 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $16.2M | 420,126 | 1 | 2 | 2 | 0.0% |
| Q2 2026 | 50 | $70.8M | 1,579,674 | 18 | 21 | 6 | 0.0% |
| Q1 2026 | 38 | $35.9M | 911,023 | 16 | 9 | 8 | 0.0% |
| Q4 2025 | 25 | $41.6M | 1,187,123 | 10 | 8 | 4 | 0.0% |
| Q3 2025 | 17 | $9.0M | 250,599 | 12 | 2 | 3 | 0.0% |
| Q2 2025 | 6 | $16.5M | 513,568 | 6 | 0 | 0 | 0.0% |