DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (EQL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
64
Reporting holders
$369.4M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $85.9M | 1,703,587 | 0.01% | 31q | +1.9%+$1.6M |
| RAYMOND JAMES FINANCIAL INC | $51.8M | 1,026,970 | 0.01% | 7q | +4.2%+$2.1M |
| AMERIPRISE FINANCIAL INC | $51.2M | 1,015,021 | 0.01% | 10q | +0.9%+$442.3K |
| MORGAN STANLEY | $42.2M | 837,235 | 0.00% | 35q | +4.5%+$1.8M |
| NORTHERN TRUST CORP | $26.0M | 516,019 | 0.00% | 21q | +9781.6%+$25.8M |
| WELLS FARGO & COMPANY/MN | $20.4M | 405,307 | 0.00% | 31q | +12.0%+$2.2M |
| LPL Financial LLC | $16.7M | 331,715 | 0.00% | 31q | +2.6%+$425.8K |
| Cetera Investment Advisers | $7.9M | 156,594 | 0.01% | 10q | -10.0%-$878.6K |
| PERRYMAN FINANCIAL ADVISORY INC /AD | $7.0M | 138,804 | 0.93% | 3q | +2.9%+$199.8K |
| UBS Group AG | $6.2M | 123,413 | 0.00% | 31q | +3.2%+$193.6K |
| ROYAL BANK OF CANADA | $5.6M | 111,644 | 0.00% | 31q | +89.1%+$2.7M |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.2M | 104,035 | 0.01% | 31q | +10.9%+$513.9K |
| Summit Financial Wealth Advisors, LLC | $3.7M | 74,145 | 0.48% | 3q | +4.7%+$167.7K |
| STIFEL FINANCIAL CORP | $3.1M | 62,063 | 0.00% | 15q | +35.3%+$817.2K |
| OSAIC HOLDINGS, INC. | $3.1M | 62,056 | 0.00% | 26q | +45.2%+$975.0K |
| JONES FINANCIAL COMPANIES LLLP | $3.0M | 60,449 | 0.00% | 9q | +32.1%+$738.9K |
| Bernicke Wealth Management, Ltd. | $2.6M | 51,101 | 0.30% | 11q | HELD |
| Stratos Wealth Partners, LTD. | $2.4M | 47,703 | 0.02% | 31q | -0.7%-$17.5K |
| Gateway Wealth Partners, LLC | $2.0M | 40,364 | 0.12% | 15q | -51.3%-$2.1M |
| Sherry Group, Inc. | $2.0M | 38,903 | 1.92% | 3q | +8.4%+$151.7K |
| 1900 WEALTH MANAGEMENT LLC | $1.4M | 28,152 | 0.08% | 9q | HELD |
| CreativeOne Wealth, LLC | $1.3M | 26,426 | 0.03% | 8q | +4.3%+$55.5K |
| SMITH, MOORE & CO. | $1.3M | 26,260 | 0.09% | 23q | -5.7%-$80.2K |
| ALPS ADVISORS INC | $1.2M | 22,975 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $1.2M | 22,919 | 0.00% | 12q | +3.4%+$37.9K |
| Cambridge Investment Research Advisors, Inc. | $1.1M | 22,614 | 0.00% | 4q | +95.6%+$557.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 21,130 | 0.00% | 14q | -9.4%-$110.6K |
| Maltin Wealth Management, Inc. | $1.1M | 20,842 | 0.35% | 10q | HELD |
| PUREfi Wealth, LLC | $913.7K | 18,112 | 0.50% | 7q | +2.4%+$21.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $726.3K | 14,396 | 0.00% | 9q | +24.3%+$141.8K |
| Gotham Asset Management, LLC | $687.7K | 13,631 | 0.00% | 6q | +0.9%+$5.8K |
| Janney Montgomery Scott LLC | $680.0K | 13,475 | 0.00% | 5q | -11.5%-$88.5K |
| CITADEL ADVISORS LLC | $678.9K | 13,457 | 0.00% | 3q | +179.7%+$436.1K |
| PRIVATE CLIENT SERVICES, LLC | $675.6K | 13,391 | 0.18% | 3q | +23.8%+$130.1K |
| Private Advisor Group, LLC | $638.9K | 12,664 | 0.00% | 3q | +32.6%+$156.9K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $626.9K | 12,426 | 0.00% | 16q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $586.6K | 11,628 | 0.00% | 9q | -77.6%-$2.0M |
| AE Wealth Management LLC | $544.5K | 10,793 | 0.00% | 6q | -1.1%-$6.3K |
| GUIDANCE CAPITAL, INC | $535.0K | 10,444 | 0.11% | 2q | +65.3%+$211.3K |
| Sowell Financial Services LLC | $490.8K | 9,728 | 0.02% | 2q | +18.9%+$77.9K |
| Intrepid Financial Planning Group LLC | $425.2K | 8,428 | 0.14% | 4q | +0.7%+$3.0K |
| DELTA CAPITAL MANAGEMENT LLC | $409.0K | 8,100 | 0.19% | 7q | HELD |
| Savvy Advisors, Inc. | $402.0K | 7,969 | 0.01% | 3q | +2.8%+$11.0K |
| BostonPremier Wealth LLC | $331.0K | 6,561 | 0.14% | 7q | -0.8%-$2.5K |
| Corient Private Wealth LP | $329.2K | 6,525 | 0.00% | 7q | HELD |
| RITHOLTZ WEALTH MANAGEMENT | $293.3K | 5,814 | 0.00% | 11q | HELD |
| Equitable Holdings, Inc. | $238.6K | 4,729 | 0.00% | 4q | -9.3%-$24.6K |
| FMR LLC | $224.9K | 4,458 | 0.00% | 21q | +30.4%+$52.4K |
| JPMORGAN CHASE & CO | $189.3K | 3,746 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $141.7K | 2,808 | 0.00% | 2q | -25.4%-$48.1K |
| Federation des caisses Desjardins du Quebec | $140.7K | 2,788 | 0.00% | 8q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $99.1K | 1,967 | 0.00% | 5q | +6.5%+$6.0K |
| Smartleaf Asset Management LLC | $66.1K | 1,308 | 0.00% | 9q | HELD |
| BOK Financial Private Wealth, Inc. | $60.5K | 1,200 | 0.00% | 14q | HELD |
| Provenance Wealth Advisors, LLC | $45.4K | 900 | 0.00% | 8q | HELD |
| Cullen/Frost Bankers, Inc. | $41.1K | 815 | 0.00% | 4q | HELD |
| Arax Advisory Partners | $30.3K | 600 | 0.00% | new | NEW |
| SOA Wealth Advisors, LLC. | $23.8K | 471 | 0.00% | 23q | HELD |
| BFC Planning, Inc. | $15.1K | 300 | 0.00% | 7q | HELD |
| Global Retirement Partners, LLC | $10.7K | 212 | 0.00% | 8q | -13.8%-$1.7K |
| Atlantic Edge Private Wealth Management, LLC | $7.9K | 156 | 0.00% | 11q | HELD |
| NewEdge Advisors, LLC | $6.1K | 121 | 0.00% | 3q | HELD |
| CITIGROUP INC | $6.0K | 118 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $4.5K | 90 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $21.5M | 428,636 | 5 | 6 | 2 | 0.0% |
| Q2 2026 | 64 | $369.4M | 7,322,775 | 3 | 31 | 12 | 0.0% |
| Q1 2026 | 66 | $318.6M | 6,700,261 | 6 | 23 | 20 | 0.0% |
| Q4 2025 | 67 | $291.7M | 6,288,206 | 7 | 24 | 15 | 0.0% |
| Q3 2025 | 62 | $240.4M | 5,195,501 | 11 | 14 | 16 | 0.0% |
| Q2 2025 | 56 | $258.8M | 5,895,857 | 6 | 17 | 18 | 0.0% |
| Q1 2025 | 58 | $252.0M | 2,833,560 | 7 | 22 | 11 | 0.0% |
| Q4 2024 | 58 | $182.9M | 1,459,961 | 8 | 18 | 9 | 0.0% |
| Q3 2024 | 52 | $175.4M | 1,374,915 | 8 | 16 | 13 | 0.0% |
| Q2 2024 | 48 | $161.6M | 1,370,848 | 7 | 14 | 13 | 0.0% |
| Q1 2024 | 48 | $191.7M | 1,625,766 | 7 | 14 | 14 | 0.0% |
| Q4 2023 | 47 | $203.2M | 1,855,099 | 7 | 17 | 12 | 0.0% |
| Q3 2023 | 46 | $152.2M | 1,517,309 | 7 | 16 | 12 | 0.0% |
| Q2 2023 | 45 | $161.6M | 1,550,089 | 5 | 12 | 13 | 0.0% |
| Q1 2023 | 50 | $183.2M | 1,839,855 | 15 | 15 | 12 | 0.0% |
| Q4 2022 | 42 | $126.8M | 1,326,274 | 9 | 12 | 11 | 0.0% |
| Q3 2022 | 36 | $262.7M | 2,978,763 | 5 | 9 | 10 | 0.0% |
| Q2 2022 | 35 | $232.1M | 2,481,514 | 5 | 16 | 5 | 0.0% |
| Q1 2022 | 34 | $260.4M | 2,394,573 | 3 | 10 | 9 | 0.0% |
| Q4 2021 | 32 | $288.3M | 2,633,251 | 0 | 10 | 11 | 0.0% |
| Q3 2021 | 32 | $261.0M | 2,624,624 | 2 | 6 | 12 | 0.0% |
| Q2 2021 | 33 | $270.4M | 2,701,120 | 3 | 9 | 8 | 0.0% |
| Q1 2021 | 32 | $251.0M | 2,675,249 | 6 | 8 | 7 | 0.0% |
| Q4 2020 | 28 | $256.8M | 2,977,290 | 4 | 5 | 10 | 0.0% |
| Q3 2020 | 24 | $244.1M | 3,164,468 | 2 | 9 | 6 | 0.0% |
| Q2 2020 | 27 | $308.6M | 4,238,582 | 7 | 6 | 8 | 0.0% |
| Q1 2020 | 25 | $260.7M | 4,232,968 | 2 | 8 | 11 | 0.0% |
| Q4 2019 | 32 | $333.2M | 4,264,981 | 4 | 9 | 9 | 0.0% |
| Q3 2019 | 27 | $338.2M | 4,473,981 | 2 | 8 | 12 | 0.0% |
| Q2 2019 | 29 | $343.1M | 4,614,212 | 3 | 9 | 8 | 0.0% |
| Q1 2019 | 30 | $329.0M | 4,561,736 | 6 | 4 | 10 | 0.0% |
| Q4 2018 | 26 | $299.1M | 4,684,604 | 0 | 2 | 2 | 0.0% |