DaveManuel.com · Institutional Ownership · Who Owns It
ALLSPRING MULTI SECTOR INCOM (ERC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
70
Reporting holders
$93.9M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $29.4M | 3,197,573 | 0.56% | 13q | +11.4%+$3.0M |
| ROYAL BANK OF CANADA | $8.9M | 967,413 | 0.00% | 31q | +15.1%+$1.2M |
| RAYMOND JAMES FINANCIAL INC | $7.9M | 853,337 | 0.00% | 7q | -2.8%-$224.4K |
| Invesco Ltd. | $5.0M | 545,530 | 0.00% | 31q | HELD |
| GUGGENHEIM CAPITAL LLC | $4.8M | 520,997 | 0.03% | 19q | -20.7%-$1.3M |
| MORGAN STANLEY | $4.6M | 504,033 | 0.00% | 35q | -12.8%-$679.3K |
| Advisors Asset Management, Inc. | $4.4M | 480,826 | 0.07% | 3q | +102.2%+$2.2M |
| Shaker Financial Services, LLC | $3.3M | 354,984 | 1.03% | 14q | -3.5%-$121.3K |
| 1607 Capital Partners, LLC | $2.9M | 311,920 | 0.25% | 9q | -40.7%-$2.0M |
| AMERIPRISE FINANCIAL INC | $2.4M | 256,127 | 0.00% | 31q | +3.5%+$80.3K |
| Rareview Capital LLC | $1.9M | 201,234 | 1.06% | 8q | +9.7%+$167.9K |
| Byrne Asset Management LLC | $1.5M | 158,970 | 0.79% | 2q | -14.0%-$239.1K |
| Sowell Financial Services LLC | $1.4M | 147,782 | 0.04% | 17q | -6.0%-$87.2K |
| COHEN & STEERS, INC. | $1.3M | 143,767 | 0.00% | 31q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.2M | 129,364 | 0.00% | 31q | -1.0%-$12.5K |
| OSAIC HOLDINGS, INC. | $985.6K | 107,017 | 0.00% | 26q | +61.7%+$376.0K |
| LPL Financial LLC | $780.3K | 84,723 | 0.00% | 31q | -2.1%-$17.1K |
| Cambridge Investment Research Advisors, Inc. | $710.0K | 77,182 | 0.00% | 31q | +100.5%+$355.9K |
| INDEPENDENT FINANCIAL GROUP, LLC | $709.2K | 77,000 | 0.01% | 26q | -1.2%-$8.3K |
| Calamos Advisors LLC | $652.7K | 70,873 | 0.00% | 2q | +7.1%+$43.5K |
| BANK OF AMERICA CORP /DE/ | $633.8K | 68,820 | 0.00% | 31q | -2.1%-$13.9K |
| Capital Investment Advisors, LLC | $583.3K | 63,331 | 0.01% | 31q | +22.7%+$108.0K |
| BENJAMIN EDWARDS INC | $566.6K | 61,510 | 0.01% | 8q | -7.2%-$43.7K |
| Morey & Quinn Wealth Partners, LLC | $562.1K | 61,031 | 0.36% | 7q | -3.8%-$22.1K |
| Equitable Holdings, Inc. | $551.2K | 59,845 | 0.00% | 8q | HELD |
| STIFEL FINANCIAL CORP | $545.2K | 59,193 | 0.00% | 31q | -3.1%-$17.7K |
| Janney Montgomery Scott LLC | $507.0K | 55,102 | 0.00% | 4q | HELD |
| UBS Group AG | $453.0K | 49,183 | 0.00% | 31q | -5.4%-$26.0K |
| Closed-End Fund Advisors, Inc. | $364.4K | 39,564 | 0.36% | 3q | +7.9%+$26.5K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $361.1K | 39,294 | 0.02% | 15q | +10.2%+$33.3K |
| ENVESTNET ASSET MANAGEMENT INC | $336.9K | 36,582 | 0.00% | 19q | +11.0%+$33.3K |
| Uncommon Cents Investing LLC | $334.6K | 36,325 | 0.07% | 31q | HELD |
| Concurrent Investment Advisors, LLC | $269.4K | 29,253 | 0.00% | 11q | +2.7%+$7.1K |
| AlphaCore Capital LLC | $259.9K | 28,000 | 0.00% | 6q | -6.7%-$18.6K |
| Cetera Investment Advisers | $242.9K | 26,375 | 0.00% | 15q | +19.1%+$39.0K |
| &PARTNERS | $237.4K | 25,773 | 0.00% | new | NEW |
| Private Wealth Management Group, LLC | $232.6K | 25,260 | 0.05% | 2q | +5914.3%+$228.8K |
| NewEdge Advisors, LLC | $207.2K | 22,500 | 0.00% | 19q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $197.1K | 21,544 | 0.00% | 5q | HELD |
| Apollon Wealth Management, LLC | $171.7K | 18,648 | 0.00% | 7q | +0.5% |
| Private Advisor Group, LLC | $166.0K | 18,020 | 0.00% | 25q | -3.0%-$5.1K |
| Pathstone Holdings, LLC | $163.7K | 17,769 | 0.00% | new | NEW |
| Encompass More Asset Management | $128.6K | 13,963 | 0.02% | 8q | +0.7% |
| Dynamic Advisor Solutions LLC | $118.0K | 12,816 | 0.00% | 6q | +5.8%+$6.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $115.8K | 12,568 | 0.00% | new | NEW |
| Integris Wealth Management, LLC | $115.1K | 12,500 | 0.02% | 4q | HELD |
| World Investment Advisors | $109.6K | 12,169 | 0.00% | 4q | -30.6%-$48.3K |
| Allworth Financial LP | $102.0K | 11,073 | 0.00% | 5q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $98.0K | 10,641 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $95.7K | 10,411 | 0.00% | new | NEW |
| NWAM LLC | $94.9K | 10,300 | 0.00% | 31q | -16.7%-$19.0K |
| VSM Wealth Advisory, LLC | $62.7K | 6,803 | 0.02% | 2q | HELD |
| CoreCap Advisors, LLC | $29.5K | 3,202 | 0.00% | 10q | -20.7%-$7.7K |
| HOLLENCREST CAPITAL MANAGEMENT | $23.9K | 2,600 | 0.00% | 32q | HELD |
| IFG Advisory, LLC | $23.0K | 2,500 | 0.00% | 2q | HELD |
| Global Retirement Partners, LLC | $17.2K | 1,869 | 0.00% | 4q | -1.2% |
| FNY Investment Advisers, LLC | $14.0K | 1,600 | 0.01% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $12.9K | 1,400 | 0.00% | 29q | HELD |
| PRIVATE TRUST CO NA | $11.1K | 1,200 | 0.00% | 17q | -40.0%-$7.4K |
| Arax Advisory Partners | $8.8K | 950 | 0.00% | new | NEW |
| Quent Capital, LLC | $7.6K | 825 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $5.5K | 602 | 0.00% | 31q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.7K | 400 | 0.00% | 4q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $3.0K | 323 | 0.00% | 3q | -1.8% |
| Wilmington Savings Fund Society, FSB | $1.8K | 200 | 0.00% | 2q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $1.5K | 167 | 0.00% | 2q | HELD |
| FIFTH THIRD BANCORP | $1.5K | 161 | 0.00% | 2q | -21.5% |
| WPG Advisers, LLC | $1.3K | 142 | 0.00% | 7q | -6.0% |
| Rockefeller Capital Management L.P. | $497 | 54 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $6 | 1 | 0.00% | 9q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-22 | 2026-10-15 | Charter or bylaws amended | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $9.3M | 1,083,071 | 0 | 4 | 8 | 0.0% |
| Q2 2026 | 70 | $93.9M | 10,185,014 | 7 | 18 | 25 | 0.0% |
| Q1 2026 | 72 | $89.2M | 9,879,829 | 14 | 17 | 17 | 0.0% |
| Q4 2025 | 68 | $90.9M | 9,763,649 | 7 | 16 | 21 | 0.0% |
| Q3 2025 | 66 | $91.5M | 9,553,618 | 9 | 23 | 11 | 0.0% |
| Q2 2025 | 62 | $94.4M | 9,984,332 | 4 | 22 | 21 | 0.0% |
| Q1 2025 | 68 | $84.5M | 9,161,789 | 5 | 23 | 23 | 0.0% |
| Q4 2024 | 72 | $76.6M | 8,325,787 | 7 | 25 | 18 | 0.0% |
| Q3 2024 | 71 | $62.8M | 6,549,503 | 11 | 22 | 20 | 0.0% |
| Q2 2024 | 67 | $48.6M | 5,406,113 | 5 | 23 | 14 | 0.0% |
| Q1 2024 | 70 | $48.6M | 5,199,504 | 9 | 25 | 15 | 0.0% |
| Q4 2023 | 67 | $42.9M | 4,545,262 | 5 | 18 | 24 | 0.0% |
| Q3 2023 | 60 | $38.2M | 4,192,244 | 3 | 13 | 24 | 0.0% |
| Q2 2023 | 62 | $40.0M | 4,321,076 | 8 | 15 | 19 | 0.0% |
| Q1 2023 | 56 | $34.9M | 3,819,836 | 6 | 16 | 18 | 0.0% |
| Q4 2022 | 59 | $36.5M | 3,722,944 | 11 | 15 | 16 | 0.0% |
| Q3 2022 | 53 | $33.1M | 3,841,016 | 4 | 16 | 18 | 0.0% |
| Q2 2022 | 55 | $40.1M | 4,183,896 | 8 | 23 | 12 | 0.0% |
| Q1 2022 | 55 | $46.0M | 4,423,461 | 13 | 16 | 17 | 0.0% |
| Q4 2021 | 52 | $70.2M | 5,311,837 | 6 | 22 | 9 | 0.0% |
| Q3 2021 | 47 | $70.2M | 5,186,138 | 3 | 17 | 15 | 0.0% |
| Q2 2021 | 51 | $54.4M | 4,248,749 | 5 | 17 | 19 | 0.0% |
| Q1 2021 | 51 | $57.1M | 4,558,106 | 6 | 17 | 15 | 0.0% |
| Q4 2020 | 53 | $55.7M | 4,586,207 | 3 | 13 | 20 | 0.0% |
| Q3 2020 | 52 | $54.4M | 5,059,604 | 5 | 13 | 18 | 0.0% |
| Q2 2020 | 50 | $88.6M | 8,045,218 | 3 | 16 | 18 | 0.0% |
| Q1 2020 | 60 | $87.8M | 10,375,117 | 10 | 18 | 19 | 0.0% |
| Q4 2019 | 53 | $105.2M | 8,165,489 | 6 | 17 | 14 | 0.0% |
| Q3 2019 | 51 | $67.3M | 5,446,600 | 5 | 11 | 14 | 0.0% |
| Q2 2019 | 48 | $74.0M | 5,826,494 | 3 | 11 | 15 | 0.0% |
| Q1 2019 | 55 | $76.4M | 6,317,186 | 4 | 19 | 18 | 0.0% |
| Q4 2018 | 63 | $78.6M | 7,084,414 | 2 | 1 | 0 | 0.0% |