DaveManuel.com · Institutional Ownership · Who Owns It
FLEXSHARES TR (ESG)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
56
Reporting holders
$50.8M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $9.7M | 54,996 | 0.00% | 29q | HELD |
| Olde Wealth Management, LLC | $5.7M | 32,604 | 1.62% | 22q | -1.7%-$102.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.0M | 22,641 | 0.00% | 25q | +19.1%+$637.8K |
| FIRST UNITED BANK & TRUST | $3.0M | 17,299 | 0.87% | 26q | -8.6%-$286.7K |
| RVW Wealth, LLC | $2.8M | 16,058 | 0.19% | 25q | HELD |
| MORGAN STANLEY | $2.4M | 13,766 | 0.00% | 21q | -3.2%-$80.2K |
| Cambridge Investment Research Advisors, Inc. | $2.1M | 12,104 | 0.00% | 14q | +100.0%+$1.1M |
| Roof Eidam Maycock Peralta, LLC | $1.6M | 9,034 | 0.31% | 24q | HELD |
| ROYAL BANK OF CANADA | $1.4M | 7,858 | 0.00% | 31q | -42.3%-$1.0M |
| SGL Investment Advisors, Inc. | $1.2M | 6,827 | 0.43% | 8q | -1.7%-$21.5K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.1M | 6,155 | 0.06% | 4q | HELD |
| Horizon Investments, LLC | $1.1M | 6,155 | 0.01% | 4q | -51.0%-$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $989.2K | 5,627 | 0.00% | 29q | -7.5%-$80.3K |
| Well Done, LLC | $907.8K | 5,164 | 0.12% | 31q | HELD |
| BANK OF AMERICA CORP /DE/ | $820.1K | 4,665 | 0.00% | 31q | -1.9%-$16.2K |
| Curry Webb Wealth Management LLC | $787.5K | 4,480 | 0.33% | 3q | +0.5%+$4.0K |
| Parallel Advisors, LLC | $787.0K | 4,477 | 0.01% | 21q | HELD |
| RAYMOND JAMES FINANCIAL INC | $774.0K | 4,403 | 0.00% | 7q | -4.7%-$38.0K |
| Gilbert Capital Group, Inc. | $755.0K | 4,295 | 0.53% | 5q | -4.0%-$31.8K |
| GREAT VALLEY ADVISOR GROUP, INC. | $703.0K | 4,000 | 0.01% | 2q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $637.7K | 3,627 | 0.00% | 29q | -1.5%-$9.7K |
| Cetera Investment Advisers | $624.3K | 3,551 | 0.00% | 4q | HELD |
| FMR LLC | $620.8K | 3,531 | 0.00% | 10q | +92.5%+$298.4K |
| OSAIC HOLDINGS, INC. | $607.9K | 3,458 | 0.00% | 26q | +5.5%+$31.5K |
| EP Wealth Advisors, LLC | $537.9K | 3,060 | 0.00% | 3q | HELD |
| CITADEL ADVISORS LLC | $489.0K | 2,782 | 0.00% | 10q | -79.2%-$1.9M |
| INTERACTIVE FINANCIAL ADVISORS, INC. | $468.5K | 2,702 | 0.29% | 26q | -19.0%-$110.1K |
| Monument Group Wealth Advisors, LLC | $434.3K | 9,630 | 0.21% | 11q | +305.0%+$327.1K |
| Private Advisor Group, LLC | $406.8K | 2,314 | 0.00% | new | NEW |
| Dynamic Advisor Solutions LLC | $402.0K | 2,287 | 0.01% | 5q | +1.3%+$5.1K |
| GOLDMAN SACHS GROUP INC | $376.2K | 2,140 | 0.00% | 21q | HELD |
| NovaPoint Capital, LLC | $364.4K | 2,073 | 0.08% | new | NEW |
| Advisory Services Network, LLC | $358.3K | 2,038 | 0.00% | 2q | +17.3%+$52.9K |
| HighTower Advisors, LLC | $316.4K | 1,800 | 0.00% | 29q | HELD |
| Milestone Investment Advisors LLC | $306.4K | 1,743 | 0.07% | 15q | -1.1%-$3.5K |
| Empire Financial Management Company, LLC | $259.1K | 1,474 | 0.10% | 14q | -2.6%-$7.0K |
| Values Added Financial LLC | $223.3K | 1,270 | 0.08% | new | NEW |
| Global Retirement Partners, LLC | $167.0K | 950 | 0.00% | 3q | HELD |
| Caldwell Trust Co | $69.4K | 395 | 0.01% | 27q | HELD |
| Go Invest LLC | $68.7K | 391 | 0.02% | 3q | -20.2%-$17.4K |
| Ameritas Investment Partners, Inc. | $65.9K | 375 | 0.00% | 29q | HELD |
| Farther Finance Advisors, LLC | $60.3K | 343 | 0.00% | 5q | +17.1%+$8.8K |
| CVA Family Office, LLC | $39.6K | 225 | 0.00% | 11q | HELD |
| TOMPKINS FINANCIAL CORP | $38.1K | 217 | 0.00% | 2q | HELD |
| Wealth Enhancement Trust Services, Inc. | $34.6K | 197 | 0.00% | 3q | -49.7%-$34.3K |
| Smartleaf Asset Management LLC | $32.6K | 186 | 0.00% | 2q | HELD |
| VANGUARD ADVISERS INC | $30.1K | 171 | 0.00% | 2q | HELD |
| AE Wealth Management LLC | $20.2K | 115 | 0.00% | 7q | HELD |
| Sunrise Financial Services, LLC | $16.0K | 91 | 0.01% | 3q | HELD |
| JPMORGAN CHASE & CO | $12.6K | 72 | 0.00% | 12q | HELD |
| IFP Advisors, Inc | $4.4K | 25 | 0.00% | 2q | -75.0%-$13.2K |
| UBS Group AG | $3.9K | 22 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $3.7K | 21 | 0.00% | 12q | HELD |
| BESSEMER GROUP INC | $2.0K | 13 | 0.00% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $703 | 4 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $511 | 3 | 0.00% | 22q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $12.6M | 70,341 | 1 | 1 | 8 | 0.0% |
| Q2 2026 | 56 | $50.8M | 295,904 | 5 | 9 | 18 | 0.0% |
| Q1 2026 | 53 | $47.7M | 313,468 | 8 | 14 | 10 | 0.0% |
| Q4 2025 | 53 | $44.4M | 280,811 | 5 | 9 | 14 | 0.0% |
| Q3 2025 | 49 | $46.8M | 303,662 | 7 | 8 | 15 | 0.0% |
| Q2 2025 | 50 | $40.7M | 276,858 | 7 | 8 | 12 | 0.0% |
| Q1 2025 | 46 | $45.8M | 340,825 | 1 | 8 | 15 | 0.0% |
| Q4 2024 | 52 | $68.8M | 498,921 | 7 | 4 | 18 | 0.0% |
| Q3 2024 | 46 | $81.6M | 600,258 | 2 | 8 | 10 | 0.0% |
| Q2 2024 | 46 | $97.9M | 763,253 | 4 | 9 | 12 | 0.0% |
| Q1 2024 | 42 | $153.2M | 1,211,693 | 8 | 7 | 12 | 0.0% |
| Q4 2023 | 40 | $138.3M | 1,191,217 | 6 | 7 | 12 | 0.0% |
| Q3 2023 | 40 | $125.7M | 1,192,685 | 6 | 6 | 14 | 0.0% |
| Q2 2023 | 38 | $132.2M | 1,220,894 | 5 | 9 | 13 | 0.0% |
| Q1 2023 | 37 | $122.5M | 1,233,133 | 5 | 7 | 13 | 0.0% |
| Q4 2022 | 37 | $115.4M | 1,257,061 | 4 | 8 | 13 | 0.0% |
| Q3 2022 | 35 | $533.1M | 6,205,082 | 4 | 9 | 6 | 0.0% |
| Q2 2022 | 39 | $375.7M | 4,190,179 | 5 | 9 | 10 | 0.0% |
| Q1 2022 | 35 | $448.2M | 4,058,343 | 2 | 11 | 9 | 0.0% |
| Q4 2021 | 41 | $455.2M | 3,918,707 | 6 | 12 | 7 | 0.0% |
| Q3 2021 | 39 | $409.0M | 3,879,672 | 3 | 9 | 12 | 0.0% |
| Q2 2021 | 40 | $405.3M | 3,855,391 | 10 | 8 | 11 | 0.0% |
| Q1 2021 | 31 | $397.3M | 4,076,009 | 5 | 14 | 3 | 0.0% |
| Q4 2020 | 31 | $415.8M | 4,550,961 | 4 | 13 | 0 | 0.0% |
| Q3 2020 | 26 | $347.9M | 4,271,354 | 4 | 10 | 3 | 0.0% |
| Q2 2020 | 26 | $241.9M | 3,235,148 | 2 | 10 | 2 | 0.0% |
| Q1 2020 | 27 | $185.1M | 2,987,636 | 9 | 6 | 3 | 0.0% |
| Q4 2019 | 20 | $349.8M | 4,544,725 | 1 | 6 | 4 | 0.0% |
| Q3 2019 | 20 | $156.5M | 2,206,269 | 4 | 10 | 2 | 0.0% |
| Q2 2019 | 17 | $284.4M | 4,072,171 | 5 | 4 | 1 | 0.0% |
| Q1 2019 | 15 | $257.5M | 3,838,456 | 2 | 4 | 2 | 0.0% |
| Q4 2018 | 15 | $211.1M | 3,553,931 | 0 | 0 | 0 | 0.0% |