DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR II (ESN)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
26
Reporting holders
$349.7M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Vinva Investment Management Ltd | $108.1M | 618,308 | 0.72% | new | NEW |
| Sanctuary Advisors, LLC | $68.8M | 3,459,659 | 0.32% | 7q | +5.2%+$3.4M |
| Legacy Financial Group LLC | $45.2M | 2,274,028 | 5.09% | 7q | +19.7%+$7.5M |
| RAYMOND JAMES FINANCIAL INC | $32.7M | 1,645,290 | 0.01% | 3q | +8.3%+$2.5M |
| UBS Group AG | $19.6M | 983,492 | 0.00% | 7q | +2.7%+$520.6K |
| HARBOUR INVESTMENTS, INC. | $17.1M | 859,522 | 0.23% | 5q | +18.2%+$2.6M |
| Atria Investments, Inc | $13.0M | 656,158 | 0.13% | 7q | +7.8%+$945.5K |
| KKM Financial LLC | $11.8M | 592,014 | 1.61% | 7q | HELD |
| LPL Financial LLC | $7.7M | 389,024 | 0.00% | 4q | +174.6%+$4.9M |
| Rockefeller Capital Management L.P. | $4.2M | 210,117 | 0.01% | 5q | +10.8%+$407.5K |
| ROYAL BANK OF CANADA | $3.5M | 174,309 | 0.00% | 2q | +17430800.0%+$3.5M |
| Bank of New York Mellon Corp | $2.4M | 121,970 | 0.00% | 7q | HELD |
| BREAKTHRU ADVISORY SERVICES, LLC | $2.4M | 118,222 | 7.89% | 4q | -16.0%-$449.0K |
| Plus Group Wealth Advisors LLC | $2.1M | 106,862 | 2.00% | new | NEW |
| Equitable Holdings, Inc. | $1.8M | 92,496 | 0.01% | 4q | +50.4%+$616.1K |
| GTS SECURITIES LLC | $1.7M | 87,235 | 0.04% | 3q | +62.8%+$669.1K |
| Comprehensive Financial Consultants Institutional, Inc. | $1.5M | 72,927 | 0.38% | new | NEW |
| Mowery & Schoenfeld Wealth Management, LLC | $1.4M | 68,840 | 1.87% | new | NEW |
| Quantum Private Wealth, LLC | $1.3M | 63,238 | 0.32% | 4q | +2.0%+$24.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 58,995 | 0.00% | 3q | +9.2%+$98.5K |
| ENVESTNET ASSET MANAGEMENT INC | $776.9K | 39,070 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $703.0K | 35,334 | 0.00% | 3q | -8.7%-$67.1K |
| Allworth Financial LP | $527.8K | 26,542 | 0.00% | 7q | -2.6%-$14.2K |
| Global View Capital Management LLC | $220.1K | 11,068 | 0.05% | new | NEW |
| Farther Finance Advisors, LLC | $35.8K | 1,800 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $10.0K | 505 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $30.7M | 1,512,675 | 3 | 6 | 1 | 0.0% |
| Q2 2026 | 26 | $349.7M | 12,767,025 | 6 | 13 | 3 | 0.0% |
| Q1 2026 | 25 | $189.3M | 10,821,735 | 5 | 10 | 5 | 0.0% |
| Q4 2025 | 22 | $185.8M | 10,713,528 | 6 | 11 | 3 | 0.0% |
| Q3 2025 | 16 | $192.8M | 11,583,888 | 5 | 7 | 1 | 0.0% |
| Q2 2025 | 14 | $113.6M | 7,081,620 | 5 | 4 | 3 | 0.0% |
| Q1 2025 | 10 | $76.5M | 4,987,438 | 0 | 2 | 3 | 0.0% |
| Q4 2024 | 11 | $1.9B | 129,612,067 | 11 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $633.3K | 5,295 | 0 | 0 | 0 | 0.0% |